Purchases and Sales Made in Q1 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.52MNew |
$319M - $333M
|
5.52M
$330M
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
BUY
|
- |
3.67M+ 5808.26% |
$212M - $221M
|
3.74M
$223M
|
|
|
May 06, 2020
Q1 2020
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
2.68M+ 280.21% |
$155M - $161M
|
3.63M
$217M
|
|
|
May 15, 2020
Q1 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.14MNew |
$65.6M - $68.5M
|
1.14M
$68M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
685K+ 50.34% |
$39.6M - $41.3M
|
2.05M
$122M
|
|
|
Apr 27, 2020
Q1 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
622K+ 4732.52% |
$35.9M - $37.5M
|
635K
$38M
|
|
|
Apr 24, 2020
Q1 2020
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
584K+ 91.19% |
$33.7M - $35.2M
|
1.22M
$73.2M
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
574KNew |
$33.1M - $34.6M
|
574K
$34.3M
|
|
|
May 15, 2020
Q1 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
460K+ 4790.99% |
$26.5M - $27.7M
|
470K
$28.1M
|
|
|
May 07, 2020
Q1 2020
|
Ae Wealth Management LLC
|
BUY
|
- |
458K+ 2658.25% |
$26.5M - $27.6M
|
476K
$28.4M
|
|
|
May 14, 2020
Q1 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
317K+ 96.18% |
$18.3M - $19.1M
|
646K
$38.6M
|
|
|
May 04, 2020
Q1 2020
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
313K+ 244.72% |
$18.1M - $18.8M
|
441K
$26.4M
|
|
|
May 08, 2020
Q1 2020
|
New Square Capital LLC
|
BUY
|
- |
157K+ 1024.47% |
$9.06M - $9.45M
|
172K
$10.3M
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
156K+ 69.45% |
$8.98M - $9.37M
|
380K
$22.7M
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
121K+ 28.92% |
$6.97M - $7.27M
|
538K
$32.2M
|
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
BUY
|
- |
101K+ 25.83% |
$5.84M - $6.1M
|
493K
$29.5M
|
|
|
Apr 23, 2020
Q1 2020
|
1776 Wealth LLC
|
BUY
|
- |
80.5K+ 54.28% |
$4.65M - $4.85M
|
229K
$13.7M
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
72K+ 113.97% |
$4.16M - $4.34M
|
135K
$8.09M
|
|
|
May 01, 2020
Q1 2020
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
70K+ 236.83% |
$4.04M - $4.22M
|
99.6K
$5.95M
|
|
|
May 04, 2020
Q1 2020
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
54.6K+ 92.66% |
$3.15M - $3.29M
|
113K
$6.78M
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
54KNew |
$3.12M - $3.25M
|
54K
$3.23M
|
|
|
May 15, 2020
Q1 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
50.5K+ 5.35% |
$2.91M - $3.04M
|
994K
$59.4M
|
|
|
May 12, 2020
Q1 2020
|
Avestar Capital, LLC
|
BUY
|
- |
48.2K+ 408.63% |
$2.78M - $2.9M
|
60K
$3.59M
|
|
|
May 07, 2020
Q1 2020
|
Trustcore Financial Services, LLC
|
BUY
|
- |
43.9K+ 53.06% |
$2.53M - $2.64M
|
127K
$7.57M
|
|
|
May 08, 2020
Q1 2020
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
42.5K+ 82.4% |
$2.45M - $2.56M
|
94K
$5.62M
|
|
|
Jul 20, 2020
Q1 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
39.7KNew |
$2.29M - $2.39M
|
39.7K
$2.37M
|
|
|
May 14, 2020
Q1 2020
|
Stephens Inc
|
BUY
|
- |
36.3K+ 139.54% |
$2.1M - $2.19M
|
62.4K
$3.73M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
35.3K+ 2.83% |
$2.04M - $2.13M
|
1.28M
$76.8M
|
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
BUY
|
- |
32.7K+ 70.1% |
$1.89M - $1.97M
|
79.3K
$4.74M
|
|
|
Apr 01, 2020
Q1 2020
|
Park National Corp
|
BUY
|
- |
29.9K+ 12.99% |
$1.73M - $1.8M
|
260K
$15.6M
|
|
|
May 18, 2020
Q1 2020
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
28.2KNew |
$1.63M - $1.7M
|
28.2K
$1.68M
|
|
|
May 14, 2020
Q1 2020
|
M&T Bank Corp
|
BUY
|
- |
27.6KNew |
$1.59M - $1.66M
|
27.6K
$1.65M
|
|
|
Apr 24, 2020
Q1 2020
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
24.9K+ 162.63% |
$1.43M - $1.5M
|
40.1K
$2.4M
|
|
|
May 15, 2020
Q1 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
24.2K+ 16.53% |
$1.39M - $1.45M
|
170K
$10.2M
|
|
|
Jul 31, 2020
Q1 2020
|
Milestone Advisory Partners
|
BUY
|
- |
22.9K+ 5.6% |
$1.32M - $1.38M
|
432K
$25.8M
|
|
|
May 13, 2020
Q1 2020
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
22.1K+ 45.65% |
$1.27M - $1.33M
|
70.4K
$4.21M
|
|
|
May 13, 2020
Q1 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
21.4KNew |
$1.24M - $1.29M
|
21.4K
$1.28M
|
|
|
Apr 29, 2020
Q1 2020
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
20.2K+ 60.5% |
$1.17M - $1.22M
|
53.6K
$3.2M
|
|
|
Apr 17, 2020
Q1 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
19.5K+ 63.04% |
$1.12M - $1.17M
|
50.3K
$3.01M
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
19.1K+ 104.83% |
$1.1M - $1.15M
|
37.3K
$2.23M
|
|
|
May 13, 2020
Q1 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
18.9KNew |
$1.09M - $1.14M
|
18.9K
$1.13M
|
|
|
May 14, 2020
Q1 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
18.1K+ 3.59% |
$1.05M - $1.09M
|
523K
$31.3M
|
|
|
Apr 23, 2020
Q1 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.3K+ 4.02% |
$943K - $984K
|
423K
$25.3M
|
|
|
Apr 21, 2020
Q1 2020
|
Csenge Advisory Group
|
BUY
|
- |
15.9K+ 4.23% |
$919K - $959K
|
392K
$23.5M
|
|
|
May 12, 2020
Q1 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.5K+ 125.15% |
$722K - $754K
|
22.5K
$1.35M
|
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
12.2K+ 45.71% |
$705K - $735K
|
38.9K
$2.33M
|
|
|
Apr 17, 2020
Q1 2020
|
Wedbush Securities Inc
|
BUY
|
- |
12.2KNew |
$703K - $734K
|
12.2K
$729K
|
|
|
Jul 24, 2024
Q1 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
12.2KNew |
$702K - $732K
|
12.2K
$727K
|
|
|
Apr 06, 2020
Q1 2020
|
Rda Financial Network
|
BUY
|
- |
11.4K+ 268.08% |
$660K - $688K
|
15.7K
$939K
|
|
|
May 13, 2020
Q1 2020
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
10.4K+ 18.86% |
$599K - $625K
|
65.4K
$3.91M
|