Purchases and Sales Made in Q2 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q2 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 12, 2019
Q2 2019
|
M&T Bank Corp
|
SELL
|
- |
-7.05K- 24.75% |
$423K - $424K
|
21.4K
$1.28M
|
|
Aug 15, 2019
Q2 2019
|
Townsquare Capital LLC
|
SELL
|
- |
-7.59K- 52.45% |
$455K - $457K
|
6.88K
$412K
|
|
Jul 31, 2019
Q2 2019
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-7.67K- 38.97% |
$460K - $462K
|
12K
$720K
|
|
Jul 25, 2019
Q2 2019
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-8.16K- 40.5% |
$489K - $491K
|
12K
$718K
|
|
Aug 14, 2019
Q2 2019
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-8.25KClosed |
$495K - $496K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
F Dx Advisors, Inc.
|
SELL
|
- |
-9.17K- 65.62% |
$550K - $552K
|
4.8K
$288K
|
|
Aug 07, 2019
Q2 2019
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-9.18KClosed |
$550K - $552K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
G&S Capital LLC
|
SELL
|
- |
-9.35K- 6.83% |
$561K - $562K
|
128K
$7.64M
|
|
Aug 14, 2019
Q2 2019
|
Prospera Financial Services Inc
|
SELL
|
- |
-9.84K- 30.1% |
$590K - $592K
|
22.8K
$1.37M
|
|
Aug 13, 2019
Q2 2019
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-11.8KClosed |
$710K - $713K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-11.9K- 8.96% |
$715K - $718K
|
121K
$7.26M
|
|
Jul 12, 2019
Q2 2019
|
Stone X Group Inc.
|
SELL
|
- |
-13K- 99.8% |
$778K - $781K
|
26
$1.56K
|
|
Oct 15, 2019
Q2 2019
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-13.7KClosed |
$824K - $827K
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
Raymond James Trust N.A.
|
SELL
|
- |
-17.8K- 44.88% |
$1.07M - $1.07M
|
21.9K
$1.31M
|
|
Aug 15, 2019
Q2 2019
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-18.7KClosed |
$1.12M - $1.13M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-19.4K- 44.81% |
$1.16M - $1.17M
|
23.9K
$1.43M
|
|
Aug 12, 2019
Q2 2019
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-21.7K- 58.81% |
$1.3M - $1.31M
|
15.2K
$912K
|
|
Aug 16, 2019
Q2 2019
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-22.5KClosed |
$1.35M - $1.35M
|
0
$0
|
|
Aug 15, 2019
Q2 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-25.5K- 63.84% |
$1.53M - $1.53M
|
14.4K
$864K
|
|
Jul 29, 2019
Q2 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-25.8K- 12.54% |
$1.55M - $1.55M
|
180K
$10.8M
|
|
Aug 09, 2019
Q2 2019
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-26.4K- 28.84% |
$1.58M - $1.59M
|
65.2K
$3.91M
|
|
Aug 07, 2019
Q2 2019
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-30.6K- 28.29% |
$1.84M - $1.84M
|
77.6K
$4.65M
|
|
Aug 13, 2019
Q2 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-31.2K- 43.69% |
$1.87M - $1.88M
|
40.2K
$2.41M
|
|
Aug 06, 2019
Q2 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-33.4K- 14.93% |
$2.01M - $2.01M
|
190K
$11.4M
|
|
Jul 24, 2019
Q2 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-35.4K- 43.77% |
$2.13M - $2.13M
|
45.5K
$2.73M
|
|
Aug 14, 2019
Q2 2019
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-42KClosed |
$2.52M - $2.53M
|
0
$0
|
|
Jan 30, 2024
Q2 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-50.3K- 53.2% |
$3.02M - $3.03M
|
44.3K
$2.65M
|
|
Jul 19, 2019
Q2 2019
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-50.7K- 75.76% |
$3.04M - $3.05M
|
16.2K
$972K
|
|
Jul 25, 2019
Q2 2019
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-54.5K- 83.85% |
$3.27M - $3.28M
|
10.5K
$629K
|
|
Aug 14, 2019
Q2 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-64.1K- 13.86% |
$3.85M - $3.86M
|
398K
$23.9M
|
|
Aug 14, 2019
Q2 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-68.1K- 77.85% |
$4.08M - $4.1M
|
19.4K
$1.16M
|
|
Sep 14, 2021
Q2 2019
|
Cwm, LLC
|
SELL
|
- |
-72.5K- 53.43% |
$4.35M - $4.36M
|
63.2K
$3.79M
|
|
Aug 09, 2019
Q2 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-80.6K- 4.54% |
$4.83M - $4.85M
|
1.69M
$102M
|
|
Jul 31, 2019
Q2 2019
|
Sanchez Wealth Management Group
|
SELL
|
- |
-89.8KClosed |
$5.38M - $5.4M
|
0
$0
|
|
Aug 15, 2019
Q2 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-98K- 14.82% |
$5.88M - $5.89M
|
563K
$33.7M
|
|
Aug 14, 2019
Q2 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-282K- 47.55% |
$16.9M - $16.9M
|
311K
$18.6M
|
|
Jul 30, 2019
Q2 2019
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-821K- 56.44% |
$49.2M - $49.4M
|
634K
$38M
|