Purchases and Sales Made in Q3 2021 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-768- 4.39% |
$46K - $46K
|
16.7K
$1M
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-810- 0.67% |
$48.5K - $48.6K
|
120K
$7.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-834Closed |
$50K - $50K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-841- 4.9% |
$50.4K - $50.4K
|
16.3K
$979K
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-845- 11.72% |
$50.6K - $50.7K
|
6.36K
$382K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-847- 5.69% |
$50.8K - $50.8K
|
14K
$843K
|
|
|
Nov 09, 2021
Q3 2021
|
Milestone Advisory Partners
|
SELL
|
- |
-890- 19.26% |
$53.3K - $53.4K
|
3.73K
$224K
|
|
|
Nov 12, 2021
Q3 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1K- 14.85% |
$59.9K - $60K
|
5.73K
$344K
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-1K- 4.11% |
$59.9K - $60K
|
23.3K
$1.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-1.02K- 2.55% |
$61.1K - $61.2K
|
39K
$2.34M
|
|
|
Nov 16, 2021
Q3 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.05KClosed |
$62.9K - $63K
|
0
$0
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.14K- 5.41% |
$68.5K - $68.6K
|
20K
$1.2M
|
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-1.16K- 3.79% |
$69.5K - $69.6K
|
29.5K
$1.77M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.36K- 17.04% |
$81.4K - $81.4K
|
6.61K
$397K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.41K- 2.62% |
$84.7K - $84.8K
|
52.6K
$3.16M
|
|
|
Nov 09, 2021
Q3 2021
|
Td Capital Management LLC
Memphis, TN |
SELL
|
- |
-1.62K- 12.05% |
$96.9K - $97K
|
11.8K
$708K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.63K- 91.94% |
$97.7K - $97.8K
|
143
$8.58K
|
|
|
Nov 05, 2021
Q3 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-1.82K- 9.81% |
$109K - $109K
|
16.8K
$1.01M
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.87K- 20.76% |
$112K - $112K
|
7.12K
$428K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.9K- 5.87% |
$114K - $114K
|
30.4K
$1.83M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.03K- 3.15% |
$122K - $122K
|
62.4K
$3.75M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-2.22K- 5.29% |
$133K - $133K
|
39.7K
$2.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.26K- 7.62% |
$136K - $136K
|
27.4K
$1.65M
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.44K- 3.38% |
$146K - $146K
|
69.6K
$4.18M
|
|
|
Oct 28, 2021
Q3 2021
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-2.74K- 17.09% |
$164K - $164K
|
13.3K
$799K
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.8K- 5.61% |
$168K - $168K
|
47.2K
$2.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.89K- 0.56% |
$173K - $173K
|
514K
$30.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
SELL
|
- |
-2.91K- 8.78% |
$174K - $174K
|
30.2K
$1.81M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.91K- 50.02% |
$174K - $175K
|
2.91K
$175K
|
|
|
Nov 15, 2021
Q3 2021
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-3.19K- 5.78% |
$191K - $191K
|
51.9K
$3.12M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3.37K- 9.18% |
$202K - $202K
|
33.3K
$2M
|
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-3.49K- 2.44% |
$209K - $209K
|
140K
$8.38M
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.61K- 12.19% |
$216K - $216K
|
26K
$1.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Patten Group, Inc.
|
SELL
|
- |
-3.7KClosed |
$221K - $222K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-3.7KClosed |
$221K - $222K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-3.72K- 8.28% |
$223K - $223K
|
41.2K
$2.47M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-3.82KClosed |
$229K - $229K
|
0
$0
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-4.04KClosed |
$242K - $242K
|
0
$0
|
|
|
Jul 09, 2024
Q3 2021
|
Strategic Financial Partners, Ltd.
Bend, OR |
SELL
|
- |
-4.05KClosed |
$243K - $243K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-4.26K- 4.34% |
$255K - $256K
|
93.9K
$5.64M
|
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-4.33K- 26.79% |
$259K - $260K
|
11.8K
$710K
|
|
|
Oct 08, 2021
Q3 2021
|
Strid Group, LLC
|
SELL
|
- |
-4.38K- 5.55% |
$263K - $263K
|
74.6K
$4.48M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.5K- 1.96% |
$270K - $270K
|
225K
$13.5M
|
|
|
Nov 10, 2021
Q3 2021
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-4.67K- 2.51% |
$280K - $280K
|
181K
$10.9M
|
|
|
Oct 19, 2021
Q3 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-4.74K- 9.95% |
$284K - $284K
|
42.8K
$2.57M
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.85K- 13.21% |
$291K - $291K
|
31.9K
$1.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-5.35KClosed |
$320K - $321K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-5.41K- 2.44% |
$324K - $324K
|
217K
$13M
|
|
|
Oct 21, 2021
Q3 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-5.99K- 7.43% |
$359K - $359K
|
74.6K
$4.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-6.09K- 18.45% |
$365K - $365K
|
26.9K
$1.62M
|