Purchases and Sales Made in Q4 2018 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2018. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2019
Q4 2018
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
1.4K+ 21.21% |
$83.7K - $84.1K
|
8K
$479K
|
|
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.38K+ 90.5% |
$82.6K - $83K
|
2.91K
$174K
|
|
|
Feb 05, 2019
Q4 2018
|
Welch & Forbes LLC
|
BUY
|
- |
1.32K+ 15.75% |
$78.9K - $79.3K
|
9.7K
$581K
|
|
|
Jan 30, 2019
Q4 2018
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
977New |
$58.4K - $58.7K
|
977
$58.5K
|
|
|
Feb 12, 2019
Q4 2018
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
702+ 201.72% |
$42K - $42.2K
|
1.05K
$62.9K
|
|
|
Feb 06, 2019
Q4 2018
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
560New |
$33.5K - $33.6K
|
560
$33.5K
|
|
|
Jan 15, 2019
Q4 2018
|
Bogart Wealth, LLC
|
BUY
|
- |
523New |
$31.3K - $31.4K
|
523
$31.3K
|
|
|
Jan 22, 2019
Q4 2018
|
Prism Advisors, Inc.
|
BUY
|
- |
504+ 0.4% |
$30.1K - $30.3K
|
126K
$7.57M
|
|
|
Jan 08, 2019
Q4 2018
|
Clarus Wealth Advisors
|
BUY
|
- |
500New |
$29.9K - $30K
|
500
$30K
|
|
|
Jan 24, 2019
Q4 2018
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
496New |
$29.7K - $29.8K
|
496
$29.7K
|
|
|
Jan 08, 2019
Q4 2018
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
390+ 0.1% |
$23.3K - $23.4K
|
408K
$24.5M
|
|
|
Feb 11, 2019
Q4 2018
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
262New |
$15.7K - $15.7K
|
262
$15.7K
|
|
|
Feb 26, 2019
Q4 2018
|
Coldstream Capital Management Inc
|
BUY
|
- |
260+ 1.79% |
$15.5K - $15.6K
|
14.8K
$885K
|
|
|
Feb 07, 2019
Q4 2018
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
256New |
$15.3K - $15.4K
|
256
$15.3K
|
|
|
Feb 06, 2019
Q4 2018
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
239+ 1.05% |
$14.3K - $14.4K
|
23K
$1.38M
|
|
|
Jan 22, 2019
Q4 2018
|
Financial Management Professionals, Inc.
|
BUY
|
- |
211+ 25.33% |
$12.6K - $12.7K
|
1.04K
$62.5K
|
|
|
Feb 08, 2019
Q4 2018
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
195New |
$11.7K - $11.7K
|
195
$11.7K
|
|
|
Feb 01, 2019
Q4 2018
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
164+ 1.29% |
$9.81K - $9.85K
|
12.9K
$771K
|
|
|
Feb 07, 2019
Q4 2018
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
150+ 2.5% |
$8.97K - $9.01K
|
6.15K
$368K
|
|
|
Feb 15, 2019
Q4 2018
|
Advisory Services Network, LLC
|
BUY
|
- |
134New |
$8.01K - $8.05K
|
134
$8.03K
|
|
|
Feb 07, 2019
Q4 2018
|
Jnba Financial Advisors
|
BUY
|
- |
41New |
$2.45K - $2.46K
|
41
$2.46K
|
|
|
Feb 15, 2019
Q4 2018
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
37+ 0.41% |
$2.21K - $2.22K
|
9.1K
$545K
|
|
|
Feb 11, 2019
Q4 2018
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
30+ 0.6% |
$1.79K - $1.8K
|
5.03K
$301K
|
|
|
Jan 11, 2019
Q4 2018
|
Sound Income Strategies, LLC
|
BUY
|
- |
3+ 0.58% |
$179 - $180
|
522
$31.3K
|
|
|
Jan 30, 2019
Q4 2018
|
First Manhattan CO
New York, NY |
SELL
|
- |
-4Closed |
$239 - $240
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-15Closed |
$897 - $901
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-25Closed |
$1.49K - $1.5K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-58- 9.42% |
$3.47K - $3.48K
|
558
$33.4K
|
|
|
Feb 12, 2019
Q4 2018
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-85- 17.14% |
$5.08K - $5.11K
|
411
$24.6K
|
|
|
Jan 24, 2019
Q4 2018
|
Creative Financial Designs Inc
|
SELL
|
- |
-102Closed |
$6.1K - $6.13K
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Gradient Investments LLC
|
SELL
|
- |
-129Closed |
$7.71K - $7.75K
|
0
$0
|
|
|
Feb 22, 2019
Q4 2018
|
Global Retirement Partners, LLC
|
SELL
|
- |
-132- 1.8% |
$7.89K - $7.93K
|
7.21K
$432K
|
|
|
Feb 08, 2019
Q4 2018
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-196- 8.32% |
$11.7K - $11.8K
|
2.16K
$129K
|
|
|
Feb 07, 2019
Q4 2018
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-200- 6.67% |
$12K - $12K
|
2.8K
$168K
|
|
|
Feb 11, 2019
Q4 2018
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-340- 0.78% |
$20.3K - $20.4K
|
43K
$2.58M
|
|
|
Feb 14, 2019
Q4 2018
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-422- 4.43% |
$25.2K - $25.3K
|
9.11K
$545K
|
|
|
Jan 24, 2019
Q4 2018
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-482- 7.15% |
$28.8K - $29K
|
6.26K
$375K
|
|
|
Jan 07, 2019
Q4 2018
|
Clarus Wealth Advisors
|
SELL
|
- |
-500Closed |
$29.9K - $30K
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Cwm, LLC
|
SELL
|
- |
-875- 4.33% |
$52.3K - $52.6K
|
19.4K
$1.16M
|
|
|
Feb 11, 2019
Q4 2018
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-1.07K- 0.83% |
$64K - $64.3K
|
128K
$7.68M
|
|
|
Feb 15, 2019
Q4 2018
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-1.32K- 21.35% |
$78.9K - $79.3K
|
4.86K
$291K
|
|
|
Feb 11, 2019
Q4 2018
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-1.48K- 5.66% |
$88.2K - $88.6K
|
24.6K
$1.47M
|
|
|
Jan 14, 2019
Q4 2018
|
True Private Wealth Advisors
|
SELL
|
- |
-1.75KClosed |
$105K - $105K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.88K- 70.43% |
$113K - $113K
|
790
$47.3K
|
|
|
Feb 14, 2019
Q4 2018
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-2K- 4.62% |
$120K - $120K
|
41.3K
$2.48M
|
|
|
Jan 31, 2019
Q4 2018
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.41K- 10.94% |
$144K - $145K
|
19.6K
$1.18M
|
|
|
Feb 08, 2019
Q4 2018
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.16K- 24.24% |
$189K - $190K
|
9.88K
$592K
|
|
|
Feb 14, 2019
Q4 2018
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-3.34K- 30.73% |
$199K - $200K
|
7.52K
$450K
|
|
|
Jan 29, 2019
Q4 2018
|
Raymond James Trust N.A.
|
SELL
|
- |
-3.34K- 6.85% |
$200K - $201K
|
45.4K
$2.72M
|
|
|
Jan 25, 2019
Q4 2018
|
Concorde Asset Management, LLC
|
SELL
|
- |
-3.58KClosed |
$214K - $215K
|
0
$0
|