Purchases and Sales Made in Q4 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2021
Q4 2020
|
Crumly & Associates Inc.
|
SELL
|
- |
-4.09KClosed |
$246K - $246K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-4.75K- 16.5% |
$285K - $285K
|
24K
$1.44M
|
|
|
Feb 10, 2021
Q4 2020
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-4.83K- 10.92% |
$290K - $290K
|
39.4K
$2.36M
|
|
|
Feb 16, 2021
Q4 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-4.88KClosed |
$293K - $293K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-5.12K- 15.28% |
$307K - $308K
|
28.4K
$1.7M
|
|
|
Jan 11, 2021
Q4 2020
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-5.18K- 1.22% |
$311K - $311K
|
419K
$25.1M
|
|
|
Feb 12, 2021
Q4 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-5.55K- 19.22% |
$333K - $334K
|
23.3K
$1.4M
|
|
|
Feb 04, 2021
Q4 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-5.57K- 4.92% |
$334K - $335K
|
108K
$6.44M
|
|
|
Feb 17, 2021
Q4 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5.82K- 10.22% |
$349K - $349K
|
51.1K
$3.06M
|
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.65K- 4.31% |
$399K - $400K
|
148K
$8.85M
|
|
|
Feb 10, 2021
Q4 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.82K- 9.21% |
$409K - $410K
|
67.2K
$4.02M
|
|
|
Feb 12, 2021
Q4 2020
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-7.56KClosed |
$454K - $454K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.28K- 1.26% |
$497K - $497K
|
647K
$38.8M
|
|
|
Feb 16, 2021
Q4 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-8.5KClosed |
$510K - $511K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Edge Capital Group, LLC
|
SELL
|
- |
-9.18KClosed |
$551K - $552K
|
0
$0
|
|
|
Feb 26, 2021
Q4 2020
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-9.29K- 9.18% |
$558K - $558K
|
91.9K
$5.51M
|
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-9.39K- 15.46% |
$563K - $564K
|
51.3K
$3.08M
|
|
|
Feb 11, 2021
Q4 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-9.8K- 26.97% |
$588K - $589K
|
26.5K
$1.59M
|
|
|
Feb 16, 2021
Q4 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-10.4K- 4.83% |
$624K - $624K
|
205K
$12.3M
|
|
|
Nov 14, 2024
Q4 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-11KClosed |
$662K - $663K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-12KClosed |
$719K - $720K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-12.1K- 63.64% |
$724K - $725K
|
6.9K
$413K
|
|
|
Jan 27, 2021
Q4 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13K- 12.93% |
$780K - $781K
|
87.6K
$5.25M
|
|
|
Feb 02, 2021
Q4 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-13.1K- 17.5% |
$784K - $785K
|
61.6K
$3.69M
|
|
|
Feb 12, 2021
Q4 2020
|
M&T Bank Corp
|
SELL
|
- |
-14.6K- 53.16% |
$879K - $880K
|
12.9K
$773K
|
|
|
Jan 19, 2021
Q4 2020
|
Lake Street Financial LLC
|
SELL
|
- |
-14.7K- 35.48% |
$881K - $882K
|
26.7K
$1.6M
|
|
|
Feb 04, 2021
Q4 2020
|
New Square Capital LLC
|
SELL
|
- |
-17.8K- 44.0% |
$1.07M - $1.07M
|
22.7K
$1.36M
|
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-18.6K- 15.7% |
$1.12M - $1.12M
|
99.9K
$5.99M
|
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-18.8K- 20.56% |
$1.13M - $1.13M
|
72.5K
$4.35M
|
|
|
Feb 01, 2021
Q4 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-22.1K- 95.68% |
$1.33M - $1.33M
|
998
$59.8K
|
|
|
Feb 01, 2021
Q4 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-22.7K- 69.91% |
$1.36M - $1.36M
|
9.76K
$585K
|
|
|
Feb 12, 2021
Q4 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-25.6K- 27.32% |
$1.54M - $1.54M
|
68.1K
$4.08M
|
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-25.7K- 66.96% |
$1.54M - $1.55M
|
12.7K
$761K
|
|
|
Feb 09, 2021
Q4 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-25.9K- 74.32% |
$1.55M - $1.56M
|
8.94K
$536K
|
|
|
Feb 11, 2021
Q4 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-26.3K- 6.64% |
$1.58M - $1.58M
|
371K
$22.2M
|
|
|
Mar 14, 2023
Q4 2020
|
Private Portfolio Partners LLC
|
SELL
|
- |
-26.5K- 87.59% |
$1.59M - $1.59M
|
3.75K
$225K
|
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-27K- 29.94% |
$1.62M - $1.62M
|
63.2K
$3.79M
|
|
|
Feb 10, 2021
Q4 2020
|
Keystone Financial Group
|
SELL
|
- |
-27.5K- 35.28% |
$1.65M - $1.65M
|
50.5K
$3.03M
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-30.4K- 1.85% |
$1.82M - $1.82M
|
1.61M
$96.8M
|
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-35.5K- 23.55% |
$2.13M - $2.13M
|
115K
$6.9M
|
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-39.6K- 85.09% |
$2.38M - $2.38M
|
6.94K
$416K
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-40.1K- 14.91% |
$2.41M - $2.41M
|
229K
$13.7M
|
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-43.9K- 14.7% |
$2.64M - $2.64M
|
255K
$15.3M
|
|
|
Jan 25, 2021
Q4 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-56K- 59.4% |
$3.36M - $3.36M
|
38.3K
$2.29M
|
|
|
Feb 04, 2021
Q4 2020
|
Fure Financial Corp
Bloomington, MN |
SELL
|
- |
-57.3K- 99.13% |
$3.44M - $3.45M
|
502
$30.1K
|
|
|
Jan 11, 2021
Q4 2020
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-57.8K- 64.56% |
$3.47M - $3.47M
|
31.7K
$1.9M
|
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-75.9K- 41.71% |
$4.56M - $4.56M
|
106K
$6.36M
|
|
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-87.3KClosed |
$5.24M - $5.24M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-103K- 11.81% |
$6.16M - $6.17M
|
766K
$45.9M
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-106K- 1.81% |
$6.35M - $6.36M
|
5.76M
$345M
|