Purchases and Sales Made in Q3 2023 in First Tr ETF Vi Nasdaq Bk ETF (FTXO)
This table provides information about the institutional ownership of First Tr ETF Vi Nasdaq Bk ETF (FTXO) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI NASDAQ BK ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 18, 2023
Q3 2023
|
Secure Asset Management, LLC
|
BUY
|
- |
221K+ 508.43% |
$4.5M - $5.26M
|
265K
$8.42M
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
34.3K+ 273.19% |
$698K - $816K
|
46.9K
$1.49M
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
29.6KNew |
$602K - $703K
|
29.6K
$940K
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
16.8KNew |
$342K - $400K
|
16.8K
$535K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
16.7KNew |
$339K - $396K
|
16.7K
$530K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.9K+ 11.03% |
$282K - $330K
|
140K
$4.44M
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
12.9K+ 144.97% |
$262K - $306K
|
21.7K
$691K
|
|
Nov 14, 2023
Q3 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
11.9KNew |
$241K - $282K
|
11.9K
$377K
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
10.7KNew |
$218K - $255K
|
10.7K
$341K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
8.26KNew |
$168K - $196K
|
8.26K
$263K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.78K+ 14.76% |
$158K - $185K
|
60.5K
$1.92M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.69K+ 14.08% |
$157K - $183K
|
62.3K
$1.98M
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
7.04K+ 11.82% |
$143K - $167K
|
66.6K
$2.12M
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
6.37K+ 22.43% |
$130K - $151K
|
34.7K
$1.11M
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
6.33K+ 20.0% |
$129K - $151K
|
38K
$1.21M
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.82K+ 18.59% |
$118K - $138K
|
37.1K
$1.18M
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
5.38K+ 433.17% |
$110K - $128K
|
6.62K
$211K
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
3.07K+ 24.43% |
$62.5K - $73.1K
|
15.6K
$498K
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
2.18K+ 7.74% |
$44.3K - $51.7K
|
30.3K
$963K
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
1.73K+ 18.24% |
$35.1K - $41.1K
|
11.2K
$356K
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.19K+ 10.68% |
$24.2K - $28.3K
|
12.3K
$392K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
952New |
$19.4K - $22.6K
|
952
$30.3K
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
501+ 5.11% |
$10.2K - $11.9K
|
10.3K
$328K
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
319+ 227.86% |
$6.49K - $7.59K
|
459
$14.6K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
118+ 2.53% |
$2.4K - $2.81K
|
4.78K
$152K
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
65+ 3.58% |
$1.32K - $1.55K
|
1.88K
$59.8K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
61+ 2.23% |
$1.24K - $1.45K
|
2.8K
$89.1K
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
35+ 0.69% |
$713 - $833
|
5.11K
$162K
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
33New |
$672 - $785
|
33
$1.05K
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
30+ 0.16% |
$611 - $714
|
18.9K
$601K
|
|
Nov 13, 2023
Q3 2023
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
23+ 1.11% |
$468 - $547
|
2.1K
$66.7K
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14New |
$285 - $333
|
14
$445
|
|
Nov 13, 2023
Q3 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
4+ 0.75% |
$81.4 - $95.2
|
537
$17.1K
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4+ 0.89% |
$81.4 - $95.2
|
455
$14.5K
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-40- 0.99% |
$814 - $952
|
4.01K
$128K
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-75- 0.14% |
$1.53K - $1.78K
|
53.8K
$1.71M
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-77Closed |
$1.57K - $1.83K
|
0
$0
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-80- 66.67% |
$1.63K - $1.9K
|
40
$1.27K
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-80- 9.2% |
$1.63K - $1.9K
|
790
$25.1K
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-82- 15.41% |
$1.67K - $1.95K
|
450
$14.3K
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-124- 1.38% |
$2.52K - $2.95K
|
8.86K
$282K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-246- 0.16% |
$5.01K - $5.85K
|
156K
$4.98M
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-344- 1.09% |
$7K - $8.18K
|
31.2K
$992K
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-697- 98.03% |
$14.2K - $16.6K
|
14
$445
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.16K- 1.47% |
$23.5K - $27.5K
|
77.5K
$2.47M
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.31K- 6.01% |
$26.6K - $31K
|
20.4K
$650K
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.43K- 10.35% |
$29.2K - $34.1K
|
12.4K
$395K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.56K- 11.48% |
$31.8K - $37.2K
|
12K
$383K
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.25K- 12.03% |
$45.8K - $53.5K
|
16.4K
$523K
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.25K- 2.54% |
$45.8K - $53.5K
|
86.3K
$2.74M
|