Purchases and Sales Made in Q3 2023 in First Tr ETF Iii Enhanced Shor (FUMB)
This table provides information about the institutional ownership of First Tr ETF Iii Enhanced Shor (FUMB) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF III ENHANCED SHOR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
90.1K+ 25.79% |
$1.79M - $1.8M
|
440K
$8.83M
|
|
|
Oct 27, 2023
Q3 2023
|
Gsg Advisors LLC
Mount Laurel, NJ |
BUY
|
- |
52.1KNew |
$1.04M - $1.04M
|
52.1K
$1.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
38KNew |
$756K - $759K
|
38K
$762K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
29.2KNew |
$582K - $585K
|
29.2K
$587K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
23.8KNew |
$475K - $477K
|
23.8K
$479K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
23K+ 22.7% |
$458K - $460K
|
124K
$2.5M
|
|
|
Oct 23, 2023
Q3 2023
|
Atlas Private Wealth Management
|
BUY
|
- |
17.1K+ 4.55% |
$341K - $343K
|
394K
$7.91M
|
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
16.7KNew |
$332K - $333K
|
16.7K
$334K
|
|
|
Nov 01, 2023
Q3 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
12.5K+ 6.68% |
$249K - $250K
|
200K
$4.02M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
12.1KNew |
$241K - $242K
|
12.1K
$243K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
11.1KNew |
$221K - $222K
|
11.1K
$223K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.38K+ 18.63% |
$167K - $168K
|
53.4K
$1.07M
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
7.72K+ 398.76% |
$154K - $154K
|
9.66K
$194K
|
|
|
Oct 16, 2023
Q3 2023
|
Trust CO Of Oklahoma
|
BUY
|
- |
5.78K+ 20.05% |
$115K - $116K
|
34.6K
$695K
|
|
|
Oct 27, 2023
Q3 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
4.94K+ 2.38% |
$98.3K - $98.7K
|
212K
$4.27M
|
|
|
Oct 18, 2023
Q3 2023
|
Occidental Asset Management, LLC
|
BUY
|
- |
3.59K+ 13.67% |
$71.6K - $71.9K
|
29.9K
$600K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.74K+ 12.46% |
$34.7K - $34.8K
|
15.7K
$316K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.28K+ 10.19% |
$25.4K - $25.5K
|
13.8K
$277K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
1.16KNew |
$23K - $23.1K
|
1.16K
$23.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1K+ 2.04% |
$19.9K - $20K
|
50.1K
$1.01M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
551+ 1.93% |
$11K - $11K
|
29.1K
$584K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
250+ 1.1% |
$4.98K - $5K
|
23K
$462K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
145+ 2.11% |
$2.89K - $2.9K
|
7.02K
$141K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
116+ 1.04% |
$2.31K - $2.32K
|
11.2K
$225K
|
|
|
Oct 26, 2023
Q3 2023
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
81+ 4.38% |
$1.61K - $1.62K
|
1.93K
$38.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
13+ 1.13% |
$259 - $260
|
1.16K
$23.3K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
6+ 0.58% |
$119 - $120
|
1.04K
$20.8K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-8- 0.49% |
$159 - $160
|
1.62K
$32.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-50- 0.25% |
$996 - $1K
|
20K
$401K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-141- 0.29% |
$2.81K - $2.82K
|
47.8K
$959K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-175- 0.46% |
$3.48K - $3.5K
|
37.5K
$754K
|
|
|
Oct 12, 2023
Q3 2023
|
One Plus One Wealth Management, LLC
|
SELL
|
- |
-250- 1.03% |
$4.98K - $5K
|
24K
$481K
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-363- 1.57% |
$7.23K - $7.26K
|
22.7K
$456K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-418- 1.69% |
$8.32K - $8.36K
|
24.4K
$489K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-459- 3.21% |
$9.14K - $9.18K
|
13.8K
$278K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-553- 0.63% |
$11K - $11.1K
|
86.7K
$1.74M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-854- 1.41% |
$17K - $17.1K
|
59.7K
$1.2M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-1.23K- 7.35% |
$24.5K - $24.6K
|
15.5K
$312K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.25K- 6.82% |
$25K - $25.1K
|
17.1K
$344K
|
|
|
Nov 08, 2023
Q3 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1.29K- 9.27% |
$25.6K - $25.7K
|
12.6K
$252K
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-1.33K- 11.35% |
$26.5K - $26.6K
|
10.4K
$209K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.05K- 11.73% |
$40.9K - $41.1K
|
15.4K
$310K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-2.09K- 91.75% |
$41.7K - $41.8K
|
188
$3.78K
|
|
|
Oct 27, 2023
Q3 2023
|
Insight Inv LLC
El Segundo, CA |
SELL
|
- |
-2.4K- 9.17% |
$47.8K - $48K
|
23.8K
$477K
|
|
|
Nov 07, 2023
Q3 2023
|
Security Financial Services, Inc.
|
SELL
|
- |
-2.45K- 16.01% |
$48.9K - $49.1K
|
12.9K
$259K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.6K- 0.58% |
$51.7K - $51.9K
|
447K
$8.98M
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-3.35K- 2.35% |
$66.7K - $67K
|
140K
$2.8M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.5K- 2.56% |
$69.7K - $70K
|
133K
$2.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.67K- 24.72% |
$73K - $73.3K
|
11.2K
$224K
|
|
|
Oct 13, 2023
Q3 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-3.7K- 1.99% |
$73.7K - $74K
|
182K
$3.66M
|