Purchases and Sales Made in Q3 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-15.5KClosed |
$700K - $751K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-16.6K- 4.97% |
$750K - $805K
|
317K
$18M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-18.6KClosed |
$841K - $902K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-19.7K- 18.0% |
$891K - $956K
|
89.9K
$5.11M
|
|
|
Oct 08, 2021
Q3 2021
|
Strid Group, LLC
|
SELL
|
- |
-22.2K- 6.82% |
$1M - $1.08M
|
303K
$17.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-26.1K- 35.85% |
$1.18M - $1.26M
|
46.6K
$2.65M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-29K- 14.29% |
$1.31M - $1.41M
|
174K
$9.89M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-31.9K- 2.7% |
$1.44M - $1.55M
|
1.15M
$65.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-55.2K- 4.94% |
$2.5M - $2.68M
|
1.06M
$60.4M
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-68.4K- 42.31% |
$3.09M - $3.31M
|
93.2K
$5.3M
|
|
|
Oct 26, 2021
Q3 2021
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-107KClosed |
$4.85M - $5.21M
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-188KClosed |
$8.49M - $9.11M
|
0
$0
|