Purchases and Sales Made in Q4 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 02, 2021
Q4 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-497- 2.86% |
$16.8K - $20.3K
|
16.9K
$1.05M
|
|
|
Feb 16, 2021
Q4 2020
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-561- 4.64% |
$19K - $22.9K
|
11.5K
$718K
|
|
|
Feb 12, 2021
Q4 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-567- 3.52% |
$19.2K - $23.2K
|
15.6K
$969K
|
|
|
Jan 13, 2021
Q4 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-582- 1.94% |
$19.7K - $23.8K
|
29.4K
$1.83M
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-631- 5.65% |
$21.3K - $25.8K
|
10.5K
$656K
|
|
|
Jan 21, 2021
Q4 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-670Closed |
$22.7K - $27.4K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Strategy Asset Managers LLC
|
SELL
|
- |
-800- 11.71% |
$27.1K - $32.7K
|
6.03K
$376K
|
|
|
Jan 27, 2021
Q4 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-851- 10.4% |
$28.8K - $34.8K
|
7.33K
$457K
|
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-990- 2.33% |
$33.5K - $40.5K
|
41.5K
$2.58M
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.02KClosed |
$34.6K - $41.8K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.07K- 0.53% |
$36.1K - $43.6K
|
200K
$12.4M
|
|
|
Jan 08, 2024
Q4 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.1K- 2.07% |
$37.3K - $45.1K
|
52.2K
$3.25M
|
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.21K- 4.45% |
$41K - $49.6K
|
26.1K
$1.62M
|
|
|
Feb 04, 2021
Q4 2020
|
Atwood & Palmer Inc
|
SELL
|
- |
-2.09K- 1.02% |
$70.7K - $85.4K
|
203K
$12.6M
|
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.13K- 5.45% |
$72.1K - $87.1K
|
37K
$2.3M
|
|
|
Feb 09, 2021
Q4 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.2K- 10.18% |
$74.5K - $89.9K
|
19.4K
$1.21M
|
|
|
Feb 11, 2021
Q4 2020
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-2.41K- 8.14% |
$81.5K - $98.5K
|
27.2K
$1.69M
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.43K- 25.81% |
$82.2K - $99.3K
|
6.99K
$435K
|
|
|
Jan 13, 2021
Q4 2020
|
Ballew Advisors, Inc
|
SELL
|
- |
-2.6K- 10.87% |
$88K - $106K
|
21.3K
$1.33M
|
|
|
Feb 10, 2021
Q4 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.82K- 11.53% |
$95.4K - $115K
|
21.6K
$1.35M
|
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.05K- 10.01% |
$103K - $124K
|
27.4K
$1.7M
|
|
|
Jan 20, 2021
Q4 2020
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-3.11KClosed |
$105K - $127K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.19K- 5.92% |
$108K - $130K
|
50.7K
$3.16M
|
|
|
Feb 09, 2021
Q4 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-3.32K- 72.88% |
$112K - $135K
|
1.23K
$76.9K
|
|
|
Feb 10, 2021
Q4 2020
|
Sargent Investment Group, LLC
|
SELL
|
- |
-3.42K- 13.99% |
$116K - $140K
|
21K
$1.31M
|
|
|
Feb 16, 2021
Q4 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-3.53KClosed |
$119K - $144K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-3.72K- 5.83% |
$126K - $152K
|
60.1K
$3.74M
|
|
|
Jan 29, 2021
Q4 2020
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.07K- 26.21% |
$138K - $166K
|
11.5K
$714K
|
|
|
Feb 09, 2021
Q4 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-4.36K- 6.43% |
$148K - $178K
|
63.5K
$3.95M
|
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-4.46K- 4.86% |
$151K - $182K
|
87.3K
$5.44M
|
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.54K- 8.96% |
$154K - $186K
|
46.2K
$2.88M
|
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-4.56K- 11.84% |
$154K - $186K
|
34K
$2.11M
|
|
|
Feb 08, 2021
Q4 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-4.58K- 11.85% |
$155K - $187K
|
34K
$2.12M
|
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.67K- 4.0% |
$158K - $191K
|
112K
$6.98M
|
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.78K- 1.09% |
$162K - $195K
|
433K
$27M
|
|
|
Feb 12, 2021
Q4 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-4.97K- 21.27% |
$168K - $203K
|
18.4K
$1.15M
|
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.03K- 4.45% |
$170K - $206K
|
108K
$6.73M
|
|
|
Feb 10, 2021
Q4 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-5.35K- 63.73% |
$181K - $219K
|
3.05K
$190K
|
|
|
Feb 08, 2021
Q4 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-7.23K- 10.19% |
$245K - $295K
|
63.8K
$3.97M
|
|
|
Feb 10, 2021
Q4 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-9.66K- 2.87% |
$327K - $395K
|
327K
$20.4M
|
|
|
Feb 11, 2021
Q4 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-9.96K- 9.67% |
$337K - $407K
|
93K
$5.79M
|
|
|
Feb 05, 2021
Q4 2020
|
Rda Financial Network
|
SELL
|
- |
-10.4KClosed |
$351K - $424K
|
0
$0
|
|
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-12.3K- 16.43% |
$415K - $502K
|
62.4K
$3.89M
|
|
|
Jan 29, 2021
Q4 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-12.5KClosed |
$422K - $510K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-13.6K- 36.39% |
$459K - $554K
|
23.7K
$1.48M
|
|
|
Feb 05, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-20.2K- 39.78% |
$682K - $824K
|
30.5K
$1.9M
|
|
|
Feb 05, 2021
Q4 2020
|
Sns Financial Group, LLC
|
SELL
|
- |
-22.1K- 27.36% |
$748K - $903K
|
58.7K
$3.65M
|
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-22.8K- 94.99% |
$770K - $930K
|
1.2K
$74.7K
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-25.2K- 2.23% |
$852K - $1.03M
|
1.11M
$68.9M
|
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-35.8K- 7.56% |
$1.21M - $1.46M
|
438K
$27.3M
|