Purchases and Sales Made in Q3 2021 in First Tr Exchange Traded Fd Fi (FXL)
This table provides information about the institutional ownership of First Tr Exchange Traded Fd Fi (FXL) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR EXCHANGE TRADED FD FI.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-52- 0.51% |
$6.22K - $6.76K
|
10.1K
$1.54M
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-66- 82.5% |
$7.9K - $8.58K
|
14
$2.12K
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-70- 22.08% |
$8.38K - $9.1K
|
247
$37.4K
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-87- 1.46% |
$10.4K - $11.3K
|
5.87K
$889K
|
|
Nov 12, 2021
Q3 2021
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-99- 7.32% |
$11.8K - $12.9K
|
1.25K
$190K
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-102- 1.73% |
$12.2K - $13.3K
|
5.81K
$880K
|
|
Nov 12, 2021
Q3 2021
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-109- 5.93% |
$13K - $14.2K
|
1.73K
$262K
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-123- 1.2% |
$14.7K - $16K
|
10.1K
$1.53M
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-125- 13.65% |
$15K - $16.3K
|
791
$120K
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-129- 1.67% |
$15.4K - $16.8K
|
7.58K
$1.15M
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-149- 3.28% |
$17.8K - $19.4K
|
4.39K
$665K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-164- 5.19% |
$19.6K - $21.3K
|
3K
$454K
|
|
Oct 28, 2021
Q3 2021
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-200- 3.06% |
$23.9K - $26K
|
6.33K
$959K
|
|
Oct 25, 2021
Q3 2021
|
Krilogy Financial LLC
|
SELL
|
- |
-259- 3.32% |
$31K - $33.7K
|
7.55K
$1.14M
|
|
Oct 29, 2021
Q3 2021
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-265- 4.63% |
$31.7K - $34.5K
|
5.46K
$827K
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-290- 89.23% |
$34.7K - $37.7K
|
35
$5.3K
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-296- 13.16% |
$35.4K - $38.5K
|
1.95K
$296K
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-300- 15.0% |
$35.9K - $39K
|
1.7K
$258K
|
|
Oct 07, 2021
Q3 2021
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-319- 2.27% |
$38.2K - $41.5K
|
13.7K
$2.08M
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-338- 7.81% |
$40.4K - $44K
|
3.99K
$604K
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-375- 7.8% |
$44.9K - $48.8K
|
4.43K
$671K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-390- 3.76% |
$46.7K - $50.7K
|
9.99K
$1.51M
|
|
Nov 12, 2021
Q3 2021
|
Sargent Investment Group, LLC
|
SELL
|
- |
-500- 6.39% |
$59.8K - $65K
|
7.32K
$1.11M
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-502- 10.18% |
$60.1K - $65.3K
|
4.43K
$671K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-553- 22.86% |
$66.2K - $71.9K
|
1.87K
$283K
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-585- 5.46% |
$70K - $76.1K
|
10.1K
$1.53M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-627- 12.25% |
$75K - $81.5K
|
4.49K
$681K
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-650- 13.84% |
$77.8K - $84.5K
|
4.05K
$613K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-652Closed |
$78K - $84.8K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-703- 6.42% |
$84.1K - $91.4K
|
10.2K
$1.55M
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-725- 2.37% |
$86.8K - $94.3K
|
29.8K
$4.52M
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-755Closed |
$90.3K - $98.2K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-964Closed |
$115K - $125K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.02K- 6.17% |
$121K - $132K
|
15.4K
$2.34M
|
|
Nov 05, 2021
Q3 2021
|
Spc Financial, Inc.
|
SELL
|
- |
-1.06K- 3.11% |
$127K - $138K
|
33.1K
$5.02M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.72K- 2.13% |
$206K - $224K
|
79.2K
$12M
|
|
Nov 14, 2024
Q3 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.81K- 9.91% |
$216K - $235K
|
16.4K
$2.49M
|
|
Nov 08, 2021
Q3 2021
|
New Square Capital LLC
|
SELL
|
- |
-2.03K- 1.09% |
$243K - $264K
|
185K
$28M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.62K- 0.59% |
$314K - $341K
|
445K
$67.4M
|
|
Oct 20, 2021
Q3 2021
|
Astor Investment Management LLC
|
SELL
|
- |
-2.81K- 6.24% |
$336K - $365K
|
42.2K
$6.39M
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.88K- 15.05% |
$344K - $374K
|
16.2K
$2.46M
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-3.09KClosed |
$370K - $402K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.13K- 1.92% |
$374K - $407K
|
160K
$24.2M
|
|
Oct 21, 2021
Q3 2021
|
1776 Wealth LLC
|
SELL
|
- |
-3.2KClosed |
$383K - $416K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.49K- 2.64% |
$418K - $454K
|
129K
$19.5M
|
|
Oct 28, 2021
Q3 2021
|
Secure Asset Management, LLC
|
SELL
|
- |
-3.56K- 9.69% |
$426K - $463K
|
33.1K
$5.02M
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.18K- 2.12% |
$501K - $544K
|
193K
$29.3M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-5.48K- 7.42% |
$655K - $712K
|
68.3K
$10.3M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.95K- 18.89% |
$712K - $774K
|
25.6K
$3.87M
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-6.14K- 48.02% |
$734K - $798K
|
6.64K
$1.01M
|