Purchases and Sales Made in Q3 2021 in First Tr Exchange Traded Fd Fi (FXN)
This table provides information about the institutional ownership of First Tr Exchange Traded Fd Fi (FXN) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR EXCHANGE TRADED FD FI.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-168- 20.46% |
$1.61K - $1.96K
|
653
$11K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-373- 8.02% |
$3.57K - $4.35K
|
4.28K
$72K
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-1.44K- 95.44% |
$13.8K - $16.8K
|
69
$1.16K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.73K- 5.16% |
$16.5K - $20.2K
|
31.8K
$536K
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-1.93K- 95.54% |
$18.5K - $22.5K
|
90
$1.51K
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-2K- 7.5% |
$19.1K - $23.3K
|
24.7K
$415K
|
|
Nov 10, 2021
Q3 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-2.5KClosed |
$23.9K - $29.2K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-2.6K- 4.52% |
$24.9K - $30.4K
|
55K
$926K
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-3.27K- 8.26% |
$31.2K - $38.1K
|
36.3K
$611K
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-3.51KClosed |
$33.5K - $40.9K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-3.57KClosed |
$34.1K - $41.6K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-4.27K- 9.4% |
$40.8K - $49.8K
|
41.1K
$692K
|
|
Nov 01, 2021
Q3 2021
|
Howard Financial Services, Ltd.
|
SELL
|
- |
-5.15K- 29.01% |
$49.3K - $60.1K
|
12.6K
$212K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.75K- 0.51% |
$64.5K - $78.8K
|
1.33M
$22.4M
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-6.85K- 20.65% |
$65.5K - $79.9K
|
26.3K
$443K
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-7.03K- 14.39% |
$67.2K - $82.1K
|
41.8K
$704K
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-9KClosed |
$86K - $105K
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-11.4K- 40.8% |
$109K - $133K
|
16.5K
$278K
|
|
Nov 12, 2021
Q3 2021
|
Amj Financial Wealth Management
Leesburg, VA |
SELL
|
- |
-11.7K- 29.11% |
$112K - $136K
|
28.4K
$478K
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-11.8K- 28.59% |
$113K - $138K
|
29.6K
$497K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.9K- 3.9% |
$114K - $139K
|
294K
$4.95M
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-13KClosed |
$124K - $151K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-13.2KClosed |
$126K - $154K
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-13.3K- 48.45% |
$128K - $156K
|
14.2K
$239K
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-16.4K- 3.98% |
$157K - $191K
|
395K
$6.65M
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-18.1K- 48.77% |
$173K - $211K
|
19K
$319K
|
|
Oct 08, 2021
Q3 2021
|
Marks Wealth, LLC
|
SELL
|
- |
-26KClosed |
$248K - $303K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-26.9KClosed |
$257K - $314K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-29.9KClosed |
$286K - $349K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-31.3KClosed |
$299K - $365K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-36.4K- 59.43% |
$348K - $425K
|
24.8K
$418K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-48K- 27.75% |
$459K - $560K
|
125K
$2.1M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-52K- 45.1% |
$497K - $607K
|
63.3K
$1.07M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-77.7K- 59.29% |
$743K - $907K
|
53.4K
$898K
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-105KClosed |
$1M - $1.22M
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-134K- 34.17% |
$1.28M - $1.56M
|
258K
$4.34M
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-174K- 43.0% |
$1.67M - $2.04M
|
231K
$3.89M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-261KClosed |
$2.5M - $3.05M
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-323K- 99.98% |
$3.09M - $3.77M
|
70
$1.18K
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-326KClosed |
$3.12M - $3.81M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-342K- 34.2% |
$3.27M - $3.99M
|
657K
$11.1M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-414K- 22.35% |
$3.96M - $4.83M
|
1.44M
$24.2M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-461K- 20.54% |
$4.41M - $5.38M
|
1.78M
$30M
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-493KClosed |
$4.72M - $5.76M
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-500K- 98.34% |
$4.78M - $5.83M
|
8.45K
$142K
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-540KClosed |
$5.16M - $6.3M
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-709KClosed |
$6.78M - $8.27M
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-753K- 77.53% |
$7.2M - $8.79M
|
218K
$3.67M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-763K- 66.47% |
$7.3M - $8.91M
|
385K
$6.48M
|
|
Nov 02, 2021
Q3 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-844KClosed |
$8.07M - $9.85M
|
0
$0
|