Purchases and Sales Made in Q3 2020 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-1.46KClosed |
$76.2K - $89.3K
|
0
$0
|
|
|
Oct 01, 2020
Q3 2020
|
Park National Corp
|
SELL
|
- |
-2.05K- 5.2% |
$107K - $126K
|
37.4K
$3.98M
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-2.61K- 17.17% |
$137K - $160K
|
12.6K
$1.34M
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-2.94KClosed |
$154K - $181K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Hapanowicz & Associates Financial Services, Inc
|
SELL
|
- |
-3.54K- 1.6% |
$185K - $217K
|
217K
$23.1M
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.73KClosed |
$195K - $229K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.92K- 12.06% |
$206K - $241K
|
28.6K
$3.05M
|
|
|
Nov 13, 2020
Q3 2020
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-4.18K- 39.78% |
$219K - $256K
|
6.32K
$673K
|
|
|
Nov 09, 2020
Q3 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-4.74KClosed |
$249K - $291K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.05K- 26.7% |
$265K - $310K
|
13.9K
$1.48M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.64K- 8.1% |
$295K - $346K
|
64K
$6.81M
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.84K- 3.21% |
$306K - $359K
|
176K
$18.8M
|
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-10K- 84.34% |
$526K - $616K
|
1.86K
$199K
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.5K- 35.5% |
$552K - $647K
|
19.1K
$2.04M
|
|
|
Nov 13, 2020
Q3 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-11.4K- 48.3% |
$595K - $697K
|
12.2K
$1.29M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-26.5K- 6.97% |
$1.39M - $1.63M
|
353K
$37.6M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-32.2K- 22.68% |
$1.69M - $1.98M
|
110K
$11.7M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-33.6K- 6.08% |
$1.76M - $2.06M
|
518K
$55.2M
|
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-62.5KClosed |
$3.27M - $3.84M
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-64.3K- 23.91% |
$3.37M - $3.95M
|
205K
$21.8M
|