Purchases and Sales Made in Q3 2021 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
105+ 0.29% |
$9.09K - $9.87K
|
35.7K
$3.24M
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
54+ 0.82% |
$4.68K - $5.08K
|
6.6K
$599K
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
54+ 30.34% |
$4.68K - $5.08K
|
232
$21.1K
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
20New |
$1.73K - $1.88K
|
20
$1.82K
|
|
Nov 01, 2021
Q3 2021
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
15+ 0.41% |
$1.3K - $1.41K
|
3.64K
$331K
|
|
Nov 15, 2021
Q3 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
11+ 3.05% |
$952 - $1.03K
|
372
$33.8K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4+ 0.08% |
$346 - $376
|
4.95K
$449K
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2+ 0.07% |
$173 - $188
|
2.84K
$258K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2+ 0.13% |
$173 - $188
|
1.52K
$138K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 0.12% |
$86.6 - $94
|
840
$76.2K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
1+ 0.03% |
$86.6 - $94
|
3.34K
$304K
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1+ 0.15% |
$86.6 - $94
|
676
$61.4K
|
|
Nov 01, 2021
Q3 2021
|
Element Wealth, LLC
|
SELL
|
- |
-2- 0.04% |
$173 - $188
|
5.08K
$461K
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-12- 0.12% |
$1.04K - $1.13K
|
10.2K
$929K
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-37- 0.81% |
$3.2K - $3.48K
|
4.55K
$413K
|
|
Oct 19, 2021
Q3 2021
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-40- 1.31% |
$3.46K - $3.76K
|
3.01K
$274K
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-44- 7.79% |
$3.81K - $4.14K
|
521
$47.3K
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-78- 1.55% |
$6.75K - $7.33K
|
4.94K
$448K
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-79Closed |
$6.84K - $7.43K
|
0
$0
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-89- 23.92% |
$7.71K - $8.37K
|
283
$25.7K
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-91- 1.84% |
$7.88K - $8.55K
|
4.85K
$440K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-100- 25.45% |
$8.66K - $9.4K
|
293
$26.6K
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-119- 0.44% |
$10.3K - $11.2K
|
26.8K
$2.43M
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-147- 10.01% |
$12.7K - $13.8K
|
1.32K
$120K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-149- 1.61% |
$12.9K - $14K
|
9.1K
$826K
|
|
Oct 27, 2021
Q3 2021
|
Lvz, Inc.
|
SELL
|
- |
-177- 0.94% |
$15.3K - $16.6K
|
18.6K
$1.69M
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-178- 8.03% |
$15.4K - $16.7K
|
2.04K
$185K
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-230Closed |
$19.9K - $21.6K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Dorsey Wright & Associates
|
SELL
|
- |
-230- 0.74% |
$19.9K - $21.6K
|
31K
$2.82M
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-462- 11.66% |
$40K - $43.4K
|
3.5K
$318K
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-597- 19.41% |
$51.7K - $56.1K
|
2.48K
$225K
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-623Closed |
$53.9K - $58.6K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.02KClosed |
$87.9K - $95.4K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-1.07K- 21.01% |
$92.2K - $100K
|
4K
$363K
|
|
Oct 12, 2021
Q3 2021
|
Ewg Elevate Inc.
|
SELL
|
- |
-2.14KClosed |
$185K - $201K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Arrow Investment Advisors, LLC
Laurel, MD |
SELL
|
- |
-2.78K- 4.29% |
$241K - $261K
|
62K
$5.62M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.06K- 2.93% |
$265K - $287K
|
101K
$9.2M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.17K- 1.65% |
$274K - $298K
|
189K
$17.2M
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.27KClosed |
$283K - $307K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.79K- 20.58% |
$328K - $356K
|
14.6K
$1.33M
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-4.34K- 3.84% |
$376K - $408K
|
109K
$9.85M
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5.96K- 47.62% |
$516K - $560K
|
6.55K
$595K
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-6.44K- 26.34% |
$558K - $606K
|
18K
$1.64M
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-7.97KClosed |
$690K - $749K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-9.48K- 12.58% |
$821K - $891K
|
65.9K
$5.98M
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11.2K- 6.59% |
$969K - $1.05M
|
159K
$14.4M
|
|
Oct 19, 2021
Q3 2021
|
G&S Capital LLC
|
SELL
|
- |
-11.6KClosed |
$1.01M - $1.09M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
SELL
|
- |
-12.2KClosed |
$1.05M - $1.14M
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-13.2KClosed |
$1.15M - $1.25M
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-14.8K- 39.47% |
$1.28M - $1.39M
|
22.7K
$2.06M
|