Purchases and Sales Made in Q3 2022 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2022
Q3 2022
|
Key F Inancial Inc
|
BUY
|
- |
97New |
$7.05K - $8.66K
|
97
$8.99K
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
96+ 3.26% |
$6.98K - $8.57K
|
3.04K
$282K
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
96+ 3.26% |
$6.98K - $8.57K
|
3.04K
$282K
|
|
|
Oct 21, 2022
Q3 2022
|
Tfg Advisers LLC
|
BUY
|
- |
69+ 1.37% |
$5.02K - $6.16K
|
5.12K
$474K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
28New |
$2.04K - $2.5K
|
28
$2.59K
|
|
|
Nov 14, 2022
Q3 2022
|
Wealth Effects LLC
|
BUY
|
- |
1+ 0.03% |
$72.7 - $89.3
|
3.06K
$283K
|
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
1+ 0.34% |
$72.7 - $89.3
|
296
$27.4K
|
|
|
Oct 12, 2022
Q3 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
1+ 0.94% |
$72.7 - $89.3
|
107
$9.91K
|
|
|
Nov 14, 2022
Q3 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-8- 0.21% |
$582 - $715
|
3.74K
$346K
|
|
|
Nov 08, 2022
Q3 2022
|
Element Wealth, LLC
|
SELL
|
- |
-12- 0.25% |
$873 - $1.07K
|
4.71K
$437K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-29- 0.08% |
$2.11K - $2.59K
|
35.6K
$3.3M
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-36- 1.04% |
$2.62K - $3.22K
|
3.44K
$319K
|
|
|
Nov 14, 2022
Q3 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-40- 26.85% |
$2.91K - $3.57K
|
109
$10.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-41- 0.76% |
$2.98K - $3.66K
|
5.36K
$496K
|
|
|
Nov 07, 2022
Q3 2022
|
Comerica Securities,Inc.
|
SELL
|
- |
-52- 0.58% |
$3.78K - $4.64K
|
8.85K
$819K
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-71- 5.76% |
$5.16K - $6.34K
|
1.16K
$108K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-98- 3.29% |
$7.13K - $8.75K
|
2.89K
$267K
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-119- 4.02% |
$8.65K - $10.6K
|
2.84K
$263K
|
|
|
Nov 15, 2022
Q3 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-120- 1.07% |
$8.73K - $10.7K
|
11.1K
$1.02M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-121- 0.34% |
$8.8K - $10.8K
|
35.5K
$3.29M
|
|
|
Nov 14, 2022
Q3 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-123- 2.9% |
$8.94K - $11K
|
4.12K
$381K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-167- 0.22% |
$12.1K - $14.9K
|
76.4K
$7.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-199- 6.21% |
$14.5K - $17.8K
|
3K
$278K
|
|
|
Oct 31, 2022
Q3 2022
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-205- 2.56% |
$14.9K - $18.3K
|
7.81K
$724K
|
|
|
Oct 17, 2022
Q3 2022
|
Independent Wealth Network Inc.
|
SELL
|
- |
-265- 4.73% |
$19.3K - $23.7K
|
5.33K
$494K
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-423- 7.95% |
$30.8K - $37.8K
|
4.9K
$454K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-455- 2.71% |
$33.1K - $40.6K
|
16.3K
$1.51M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-520- 38.72% |
$37.8K - $46.4K
|
823
$76.2K
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-626- 9.82% |
$45.5K - $55.9K
|
5.75K
$533K
|
|
|
Oct 13, 2022
Q3 2022
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-684- 17.09% |
$49.7K - $61.1K
|
3.32K
$307K
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
SELL
|
- |
-767- 19.25% |
$55.8K - $68.5K
|
3.22K
$298K
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-807- 17.77% |
$58.7K - $72.1K
|
3.74K
$346K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-865- 11.44% |
$62.9K - $77.3K
|
6.69K
$620K
|
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-905- 23.89% |
$65.8K - $80.8K
|
2.88K
$267K
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.08K- 2.18% |
$78.3K - $96.2K
|
48.2K
$4.47M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.25K- 3.58% |
$91.2K - $112K
|
33.8K
$3.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.26K- 1.4% |
$91.8K - $113K
|
88.9K
$8.24M
|
|
|
Jul 24, 2024
Q3 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-3.26KClosed |
$237K - $291K
|
0
$0
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.43K- 6.0% |
$250K - $307K
|
53.8K
$4.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-9.07K- 9.17% |
$660K - $810K
|
89.8K
$8.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Avaii Wealth Management, LLC
Appleton, WI |
SELL
|
- |
-10K- 17.93% |
$730K - $896K
|
45.9K
$4.26M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.7K- 7.13% |
$777K - $954K
|
139K
$12.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-14.4K- 57.18% |
$1.04M - $1.28M
|
10.8K
$996K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-14.9K- 3.27% |
$1.09M - $1.33M
|
442K
$41M
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-16.8K- 64.31% |
$1.22M - $1.5M
|
9.31K
$862K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19.3K- 64.25% |
$1.4M - $1.72M
|
10.7K
$994K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-19.5K- 2.52% |
$1.42M - $1.74M
|
752K
$69.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-61KClosed |
$4.44M - $5.45M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-87.4K- 13.33% |
$6.35M - $7.8M
|
568K
$52.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-158K- 18.23% |
$11.5M - $14.2M
|
711K
$65.8M
|