Purchases and Sales Made in Q4 2021 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.18K- 2.01% |
$200K - $220K
|
106K
$9.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.21KClosed |
$294K - $324K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.34KClosed |
$306K - $338K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Arrow Investment Advisors, LLC
Laurel, MD |
SELL
|
- |
-3.74K- 6.03% |
$343K - $378K
|
58.2K
$5.35M
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-4.65K- 60.22% |
$426K - $469K
|
3.07K
$282K
|
|
|
Jan 13, 2022
Q4 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.94KClosed |
$453K - $499K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-7.3K- 15.93% |
$669K - $737K
|
38.5K
$3.54M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-10.3K- 70.4% |
$944K - $1.04M
|
4.33K
$398K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-10.3K- 15.69% |
$947K - $1.04M
|
55.5K
$5.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-12.4K- 12.92% |
$1.14M - $1.26M
|
83.7K
$7.69M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-17.2K- 1.82% |
$1.58M - $1.74M
|
928K
$85.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-18KClosed |
$1.65M - $1.82M
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-18.1K- 82.74% |
$1.66M - $1.83M
|
3.78K
$347K
|
|
|
Jan 24, 2022
Q4 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-35.7KClosed |
$3.28M - $3.61M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-43.3K- 92.25% |
$3.96M - $4.37M
|
3.64K
$334K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-57.4K- 7.36% |
$5.26M - $5.79M
|
722K
$66.3M
|
|
|
Jan 21, 2022
Q4 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-69.8K- 76.57% |
$6.4M - $7.05M
|
21.4K
$1.96M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-75.2K- 94.24% |
$6.89M - $7.6M
|
4.6K
$422K
|