Purchases and Sales Made in Q4 2022 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
61.8K+ 8.76% |
$4.59M - $5.23M
|
767K
$81.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
42.4KNew |
$3.15M - $3.59M
|
42.4K
$4.52M
|
|
|
Jan 31, 2023
Q4 2022
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
33.9KNew |
$2.52M - $2.87M
|
33.9K
$3.61M
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
22.9K+ 314.94% |
$1.7M - $1.94M
|
30.2K
$3.21M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
22KNew |
$1.64M - $1.87M
|
22K
$2.35M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21K+ 196.19% |
$1.56M - $1.78M
|
31.8K
$3.38M
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
18.6KNew |
$1.38M - $1.58M
|
18.6K
$1.98M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
18.2K+ 7.74% |
$1.35M - $1.54M
|
253K
$26.9M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
17.5K+ 32.5% |
$1.3M - $1.48M
|
71.3K
$7.59M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
14.3K+ 8.91% |
$1.06M - $1.21M
|
175K
$18.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.3K+ 29.95% |
$1.06M - $1.21M
|
61.9K
$6.59M
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
9.88K+ 20.49% |
$734K - $837K
|
58.1K
$6.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
7.34K+ 26221.43% |
$545K - $622K
|
7.37K
$785K
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
7.14KNew |
$530K - $604K
|
7.14K
$760K
|
|
|
Jan 17, 2023
Q4 2022
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
6.88K+ 6.77% |
$511K - $583K
|
109K
$11.6M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.38K+ 7.17% |
$474K - $541K
|
95.5K
$10.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.38K+ 19.33% |
$474K - $540K
|
39.4K
$4.2M
|
|
|
Jan 25, 2023
Q4 2022
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
6.14KNew |
$456K - $520K
|
6.14K
$654K
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
4.88K+ 21.7% |
$363K - $414K
|
27.4K
$2.92M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.68K+ 5.19% |
$348K - $397K
|
94.8K
$10.1M
|
|
|
Oct 27, 2023
Q4 2022
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
4.34KNew |
$322K - $367K
|
4.34K
$462K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.04K+ 25.66% |
$300K - $342K
|
19.8K
$2.11M
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
3.85KNew |
$286K - $326K
|
3.85K
$410K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.7K+ 0.65% |
$274K - $313K
|
572K
$60.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
BUY
|
- |
3.57K+ 269.89% |
$265K - $302K
|
4.89K
$521K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
3.45K+ 11.27% |
$256K - $292K
|
34.1K
$3.63M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.38K+ 112.65% |
$251K - $286K
|
6.39K
$680K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.3KNew |
$245K - $279K
|
3.3K
$351K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3.3K+ 100.24% |
$245K - $279K
|
6.58K
$701K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
3.25K+ 4.9% |
$241K - $275K
|
69.6K
$7.41M
|
|
|
Feb 13, 2023
Q4 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
3.23KNew |
$240K - $273K
|
3.23K
$344K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.09K+ 13.4% |
$229K - $262K
|
26.1K
$2.78M
|
|
|
Feb 09, 2023
Q4 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
2.99K+ 72.7% |
$222K - $253K
|
7.11K
$757K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
2.72KNew |
$202K - $231K
|
2.72K
$290K
|
|
|
Jan 27, 2023
Q4 2022
|
Columbia Advisory Partners LLC
|
BUY
|
- |
2.57KNew |
$190K - $217K
|
2.57K
$273K
|
|
|
Jan 27, 2023
Q4 2022
|
Hapanowicz & Associates Financial Services, Inc
|
BUY
|
- |
2.33K+ 1.08% |
$173K - $197K
|
218K
$23.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
2.33K+ 11.41% |
$173K - $197K
|
22.7K
$2.42M
|
|
|
Feb 02, 2023
Q4 2022
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
2.23K+ 14.55% |
$165K - $189K
|
17.5K
$1.87M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.91K+ 14.36% |
$142K - $162K
|
15.2K
$1.62M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.87K+ 5.52% |
$139K - $159K
|
35.8K
$3.81M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.73K+ 10.58% |
$128K - $146K
|
18.1K
$1.92M
|
|
|
Feb 06, 2023
Q4 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1.68KNew |
$125K - $142K
|
1.68K
$179K
|
|
|
Mar 01, 2023
Q4 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.64K+ 2.26% |
$122K - $139K
|
74.2K
$7.9M
|
|
|
Jan 17, 2023
Q4 2022
|
Lvz, Inc.
|
BUY
|
- |
1.63K+ 7.42% |
$121K - $138K
|
23.5K
$2.51M
|
|
|
Feb 03, 2023
Q4 2022
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
1.59K+ 42.62% |
$118K - $135K
|
5.33K
$568K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.34K+ 19.83% |
$99.3K - $113K
|
8.09K
$861K
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
1.07K+ 1.33% |
$79.5K - $90.7K
|
81.3K
$8.66M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.06K+ 20.67% |
$78.9K - $90K
|
6.21K
$661K
|
|
|
Feb 07, 2023
Q4 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
908+ 2.46% |
$67.4K - $76.9K
|
37.9K
$4.03M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
840+ 11.52% |
$62.4K - $71.1K
|
8.13K
$866K
|