Purchases and Sales Made in Q4 2023 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
266+ 1.22% |
$19.9K - $24.7K
|
22.1K
$2.4M
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
263+ 7.5% |
$19.7K - $24.5K
|
3.77K
$410K
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
257New |
$19.2K - $23.9K
|
257
$28K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
238+ 106.73% |
$17.8K - $22.1K
|
461
$50.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
200+ 2.38% |
$15K - $18.6K
|
8.6K
$936K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
189+ 0.54% |
$14.1K - $17.6K
|
35.2K
$3.83M
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
165New |
$12.3K - $15.4K
|
165
$18K
|
|
|
Jan 18, 2024
Q4 2023
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
115New |
$8.6K - $10.7K
|
115
$12.5K
|
|
|
Jan 29, 2024
Q4 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
87+ 1.57% |
$6.51K - $8.09K
|
5.63K
$612K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
50+ 0.67% |
$3.74K - $4.65K
|
7.54K
$820K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
41New |
$3.07K - $3.81K
|
41
$4.46K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
29+ 0.26% |
$2.17K - $2.7K
|
11.1K
$1.21M
|
|
|
Jan 29, 2024
Q4 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
15New |
$1.12K - $1.4K
|
15
$1.63K
|
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
11New |
$823 - $1.02K
|
11
$1.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
8+ 0.33% |
$599 - $744
|
2.45K
$267K
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
5+ 0.15% |
$374 - $465
|
3.35K
$365K
|
|
|
Jan 29, 2024
Q4 2023
|
Wealth Effects LLC
|
BUY
|
- |
1+ 0.03% |
$74.8 - $93
|
2.96K
$322K
|
|
|
Feb 13, 2024
Q4 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1+ 0.65% |
$74.8 - $93
|
155
$16.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-35- 0.69% |
$2.62K - $3.26K
|
5.03K
$547K
|
|
|
Jan 12, 2024
Q4 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-57- 1.22% |
$4.26K - $5.3K
|
4.62K
$502K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-61- 1.55% |
$4.56K - $5.68K
|
3.88K
$422K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-91- 1.97% |
$6.81K - $8.47K
|
4.53K
$493K
|
|
|
Feb 06, 2024
Q4 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-123- 0.22% |
$9.2K - $11.4K
|
56.6K
$6.16M
|
|
|
Feb 13, 2024
Q4 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-136- 2.49% |
$10.2K - $12.7K
|
5.33K
$579K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-142- 0.64% |
$10.6K - $13.2K
|
22.1K
$2.4M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-166- 0.2% |
$12.4K - $15.4K
|
83.5K
$9.08M
|
|
|
Jan 30, 2024
Q4 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-170- 1.98% |
$12.7K - $15.8K
|
8.43K
$917K
|
|
|
Feb 01, 2024
Q4 2023
|
Element Wealth, LLC
|
SELL
|
- |
-229- 5.25% |
$17.1K - $21.3K
|
4.14K
$450K
|
|
|
Jan 25, 2024
Q4 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-237- 8.2% |
$17.7K - $22.1K
|
2.65K
$289K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-299- 2.75% |
$22.4K - $27.8K
|
10.6K
$1.15M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-323- 17.93% |
$24.2K - $30.1K
|
1.48K
$161K
|
|
|
Feb 13, 2024
Q4 2023
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-399- 11.84% |
$29.9K - $37.1K
|
2.97K
$323K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-428- 6.26% |
$32K - $39.8K
|
6.41K
$697K
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-461- 15.36% |
$34.5K - $42.9K
|
2.54K
$276K
|
|
|
Jan 16, 2024
Q4 2023
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-488- 1.27% |
$36.5K - $45.4K
|
38K
$4.13M
|
|
|
Jan 29, 2024
Q4 2023
|
Root Financial Partners, LLC
Solana Beach, CA |
SELL
|
- |
-500- 4.82% |
$37.4K - $46.5K
|
9.87K
$1.07M
|
|
|
Feb 06, 2024
Q4 2023
|
Solano Wealth Management, Inc.
Fairfield, CA |
SELL
|
- |
-500- 9.77% |
$37.4K - $46.5K
|
4.62K
$503K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-503- 13.59% |
$37.6K - $46.8K
|
3.2K
$348K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-595- 81.62% |
$44.5K - $55.4K
|
134
$14.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Tfg Advisers LLC
|
SELL
|
- |
-742- 15.38% |
$55.5K - $69K
|
4.08K
$444K
|
|
|
Jan 09, 2024
Q4 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
SELL
|
- |
-773- 7.76% |
$57.8K - $71.9K
|
9.19K
$1M
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-786- 0.91% |
$58.8K - $73.1K
|
85.2K
$9.27M
|
|
|
Jan 17, 2024
Q4 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-802- 10.86% |
$60K - $74.6K
|
6.59K
$716K
|
|
|
Jan 22, 2024
Q4 2023
|
Retirement Guys Formula LLC
|
SELL
|
- |
-870- 3.31% |
$65.1K - $80.9K
|
25.4K
$2.76M
|
|
|
Feb 06, 2024
Q4 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-1.03K- 6.82% |
$76.8K - $95.5K
|
14K
$1.53M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.1K- 1.7% |
$82.5K - $103K
|
64K
$6.96M
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.15K- 9.35% |
$86.3K - $107K
|
11.2K
$1.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.19K- 1.44% |
$88.8K - $110K
|
81.2K
$8.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.24K- 43.55% |
$92.7K - $115K
|
1.61K
$175K
|