Purchases and Sales Made in Q4 2021 in First Tr Nasdaq Clean Edge Sma (GRID)
This table provides information about the institutional ownership of First Tr Nasdaq Clean Edge Sma (GRID) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR NASDAQ CLEAN EDGE SMA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
110New |
$10.2K - $11.6K
|
110
$13.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
104+ 14.27% |
$9.61K - $11K
|
833
$105K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
95New |
$8.78K - $10.1K
|
95
$12K
|
|
|
Feb 14, 2022
Q4 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
85+ 36.17% |
$7.86K - $9K
|
320
$40.4K
|
|
|
Feb 11, 2022
Q4 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
65New |
$6.01K - $6.88K
|
65
$8.21K
|
|
|
Jan 25, 2022
Q4 2021
|
Fulcrum Equity Management
|
BUY
|
- |
53+ 1.05% |
$4.9K - $5.61K
|
5.1K
$644K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
36+ 0.64% |
$3.33K - $3.81K
|
5.64K
$713K
|
|
|
Jan 21, 2022
Q4 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
29New |
$2.68K - $3.07K
|
29
$3.66K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 0.25% |
$92.4 - $106
|
398
$50.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1New |
$92.4 - $106
|
1
$126
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-30Closed |
$2.77K - $3.18K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-34Closed |
$3.14K - $3.6K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-34- 2.94% |
$3.14K - $3.6K
|
1.12K
$142K
|
|
|
Jan 27, 2022
Q4 2021
|
Millburn Ridgefield Corp
|
SELL
|
- |
-34- 2.94% |
$3.14K - $3.6K
|
1.12K
$142K
|
|
|
Feb 10, 2022
Q4 2021
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-35- 0.31% |
$3.23K - $3.71K
|
11.3K
$1.43M
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-40- 0.86% |
$3.7K - $4.24K
|
4.63K
$584K
|
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-57- 2.48% |
$5.27K - $6.04K
|
2.24K
$283K
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-70Closed |
$6.47K - $7.41K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-124- 4.96% |
$11.5K - $13.1K
|
2.37K
$300K
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-132- 50.0% |
$12.2K - $14K
|
132
$16.7K
|
|
|
Jan 31, 2022
Q4 2021
|
Diversified, LLC
|
SELL
|
- |
-207- 3.54% |
$19.1K - $21.9K
|
5.65K
$713K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-234- 1.77% |
$21.6K - $24.8K
|
13K
$1.64M
|
|
|
Jan 13, 2022
Q4 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-337- 6.48% |
$31.1K - $35.7K
|
4.86K
$614K
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-363- 1.86% |
$33.5K - $38.4K
|
19.2K
$2.42M
|
|
|
Jan 21, 2022
Q4 2021
|
Columbus Macro, LLC
|
SELL
|
- |
-391- 4.49% |
$36.1K - $41.4K
|
8.33K
$1.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-700Closed |
$64.7K - $74.1K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-786- 2.74% |
$72.6K - $83.2K
|
27.9K
$3.52M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.71K- 4.07% |
$158K - $181K
|
40.3K
$5.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-4.4K- 28.39% |
$407K - $466K
|
11.1K
$1.4M
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-4.45KClosed |
$412K - $472K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
3 Edge Asset Management, LP
|
SELL
|
- |
-12.4KClosed |
$1.15M - $1.32M
|
0
$0
|
|
|
Aug 02, 2023
Q4 2021
|
Money Design Co.,Ltd.
|
SELL
|
- |
-17.6K- 22.35% |
$1.63M - $1.87M
|
61.3K
$7.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-17.8K- 66.18% |
$1.65M - $1.89M
|
9.1K
$1.15M
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-18.9K- 86.63% |
$1.74M - $2M
|
2.91K
$368K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-26.4KClosed |
$2.44M - $2.8M
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-62.3K- 92.93% |
$5.76M - $6.59M
|
4.74K
$598K
|