Purchases and Sales Made in Q3 2021 in Spdr Nuveen Bloomberg High Yie (HYMB)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg High Yie (HYMB) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG HIGH YIE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-357- 13.12% |
$10.7K - $10.9K
|
2.36K
$57.5K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-435- 3.3% |
$13K - $13.3K
|
12.7K
$310K
|
|
Nov 08, 2021
Q3 2021
|
Aft, Forsyth & Company, Inc.
|
SELL
|
- |
-500- 1.58% |
$15K - $15.3K
|
31.1K
$757K
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-700Closed |
$21K - $21.4K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Parkside Investments, LLC
|
SELL
|
- |
-850- 1.07% |
$25.5K - $26K
|
78.8K
$1.92M
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-913Closed |
$27.4K - $27.9K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.07KClosed |
$31.9K - $32.6K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
SELL
|
- |
-1.07K- 27.56% |
$32.2K - $32.8K
|
2.82K
$68.7K
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-1.24K- 0.48% |
$37K - $37.8K
|
256K
$6.23M
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.25K- 15.77% |
$37.4K - $38.2K
|
6.67K
$162K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.28KClosed |
$38.3K - $39.1K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.59K- 40.82% |
$47.5K - $48.5K
|
2.3K
$55.9K
|
|
Oct 27, 2021
Q3 2021
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-2.38K- 0.93% |
$71.4K - $72.9K
|
255K
$6.21M
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-2.39K- 26.24% |
$71.5K - $72.9K
|
6.7K
$163K
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-2.55K- 10.03% |
$76.5K - $78K
|
22.9K
$557K
|
|
Mar 09, 2022
Q3 2021
|
Alpha Centric Advisors LLC
San Juan, PR |
SELL
|
- |
-2.56KClosed |
$76.6K - $78.1K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.59K- 27.14% |
$77.7K - $79.3K
|
6.96K
$169K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-2.72K- 44.09% |
$81.5K - $83.1K
|
3.45K
$83.9K
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-3.4KClosed |
$102K - $104K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-3.46KClosed |
$104K - $106K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-3.68K- 8.8% |
$110K - $113K
|
38.1K
$928K
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-3.81K- 4.22% |
$114K - $116K
|
86.4K
$2.1M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.94K- 2.72% |
$118K - $120K
|
141K
$3.43M
|
|
Oct 14, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-4.2KClosed |
$126K - $128K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Citizens Financial Group Inc
|
SELL
|
- |
-4.26KClosed |
$128K - $130K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-4.41KClosed |
$132K - $135K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Everhart Financial Group, Inc.
|
SELL
|
- |
-4.92KClosed |
$147K - $150K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-6.49KClosed |
$194K - $198K
|
0
$0
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-6.53K- 66.6% |
$196K - $200K
|
3.27K
$79.6K
|
|
Oct 20, 2021
Q3 2021
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-7.11KClosed |
$213K - $218K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-8KClosed |
$240K - $245K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-8KClosed |
$240K - $245K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Security National Bank Of So Dak
Sioux City, IA |
SELL
|
- |
-8.02KClosed |
$240K - $245K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-13.2KClosed |
$396K - $404K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Girard Partners Ltd.
|
SELL
|
- |
-13.7K- 93.83% |
$411K - $419K
|
901
$21.9K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-14.8K- 1.25% |
$443K - $452K
|
1.17M
$28.5M
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-15.1KClosed |
$452K - $461K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.3K- 29.66% |
$459K - $468K
|
36.3K
$884K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-15.5K- 97.08% |
$465K - $474K
|
466
$11.3K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-17.3KClosed |
$519K - $530K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-20K- 2.01% |
$601K - $613K
|
976K
$23.7M
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-26.8K- 28.2% |
$803K - $819K
|
68.1K
$1.66M
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-29.5KClosed |
$886K - $903K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-33.9K- 34.85% |
$1.02M - $1.04M
|
63.3K
$1.54M
|
|
Nov 03, 2021
Q3 2021
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-37.2K- 38.62% |
$1.11M - $1.14M
|
59.1K
$1.44M
|
|
Nov 09, 2021
Q3 2021
|
Value Monitoring, Inc.
|
SELL
|
- |
-39.8K- 63.09% |
$1.19M - $1.22M
|
23.3K
$566K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-44.8K- 18.55% |
$1.34M - $1.37M
|
196K
$4.78M
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-60.5K- 20.31% |
$1.81M - $1.85M
|
237K
$5.78M
|
|
Nov 04, 2021
Q3 2021
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-161K- 35.11% |
$4.81M - $4.91M
|
297K
$7.22M
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-163K- 86.96% |
$4.88M - $4.98M
|
24.4K
$595K
|