Purchases and Sales Made in Q1 2020 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q1 2020. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 10, 2020
Q1 2020
|
Stokes Capital Advisors, LLC
|
BUY
|
- |
1.01K+ 6.94% |
$79.3K - $101K
|
15.5K
$1.47M
|
|
Apr 29, 2020
Q1 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
965+ 64.72% |
$76K - $96.8K
|
2.46K
$233K
|
|
May 07, 2020
Q1 2020
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
882+ 0.95% |
$69.5K - $88.5K
|
93.7K
$8.9M
|
|
May 13, 2020
Q1 2020
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
705+ 2.81% |
$55.5K - $70.7K
|
25.8K
$2.45M
|
|
May 05, 2020
Q1 2020
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
631+ 79.27% |
$49.7K - $63.3K
|
1.43K
$136K
|
|
Mar 11, 2024
Q1 2020
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
630+ 20.34% |
$49.6K - $63.2K
|
3.73K
$354K
|
|
May 08, 2020
Q1 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
559+ 4.05% |
$44K - $56.1K
|
14.4K
$1.37M
|
|
Apr 27, 2020
Q1 2020
|
Whittier Trust CO
|
BUY
|
- |
524+ 105.86% |
$41.3K - $52.6K
|
1.02K
$96.8K
|
|
May 05, 2020
Q1 2020
|
Key F Inancial Inc
|
BUY
|
- |
467New |
$36.8K - $46.8K
|
467
$44.4K
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
BUY
|
- |
466+ 30.14% |
$36.7K - $46.7K
|
2.01K
$191K
|
|
Apr 14, 2020
Q1 2020
|
Shilanski & Associates, Inc.
|
BUY
|
- |
434+ 5.26% |
$34.2K - $43.5K
|
8.69K
$825K
|
|
Aug 16, 2024
Q1 2020
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
384+ 3.43% |
$30.2K - $38.5K
|
11.6K
$1.1M
|
|
May 12, 2020
Q1 2020
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
330+ 9.52% |
$26K - $33.1K
|
3.8K
$361K
|
|
May 06, 2020
Q1 2020
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
290New |
$22.8K - $29.1K
|
290
$27.6K
|
|
May 12, 2020
Q1 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
280+ 0.87% |
$22.1K - $28.1K
|
32.4K
$3.08M
|
|
May 07, 2020
Q1 2020
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
261New |
$20.6K - $26.2K
|
261
$24.8K
|
|
May 12, 2020
Q1 2020
|
Ckw Financial Group
|
BUY
|
- |
244+ 1.78% |
$19.2K - $24.5K
|
13.9K
$1.32M
|
|
May 07, 2020
Q1 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
233+ 10.0% |
$18.3K - $23.4K
|
2.56K
$244K
|
|
May 13, 2020
Q1 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
193New |
$15.2K - $19.4K
|
193
$18.3K
|
|
May 15, 2020
Q1 2020
|
Massmutual Trust CO Fsb
|
BUY
|
- |
180+ 27.07% |
$14.2K - $18.1K
|
845
$80.3K
|
|
May 06, 2020
Q1 2020
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
102+ 0.56% |
$8.03K - $10.2K
|
18.3K
$1.74M
|
|
May 15, 2020
Q1 2020
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
98+ 2.37% |
$7.72K - $9.83K
|
4.24K
$403K
|
|
May 18, 2020
Q1 2020
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
95New |
$7.48K - $9.53K
|
95
$9.03K
|
|
May 07, 2020
Q1 2020
|
Mbe Wealth Management, LLC
|
BUY
|
- |
81New |
$6.38K - $8.12K
|
81
$7.7K
|
|
May 11, 2020
Q1 2020
|
Blair William & CO
Chicago, IL |
BUY
|
- |
68+ 6.08% |
$5.36K - $6.82K
|
1.19K
$113K
|
|
Apr 27, 2020
Q1 2020
|
Newfound Research LLC
|
BUY
|
- |
68+ 97.14% |
$5.36K - $6.82K
|
138
$13.1K
|
|
Apr 27, 2020
Q1 2020
|
Ironwood Financial, LLC
|
BUY
|
- |
58New |
$4.57K - $5.82K
|
58
$5.51K
|
|
Apr 14, 2020
Q1 2020
|
Monument Capital Management
|
BUY
|
- |
57+ 1.21% |
$4.49K - $5.72K
|
4.75K
$452K
|
|
May 15, 2020
Q1 2020
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
35+ 1.2% |
$2.76K - $3.51K
|
2.96K
$281K
|
|
Apr 17, 2020
Q1 2020
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
31New |
$2.44K - $3.11K
|
31
$2.95K
|
|
Apr 15, 2020
Q1 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
30+ 53.57% |
$2.36K - $3.01K
|
86
$8.17K
|
|
Apr 17, 2020
Q1 2020
|
Moody National Bank Trust Division
|
BUY
|
- |
29+ 1.11% |
$2.28K - $2.91K
|
2.65K
$251K
|
|
May 18, 2020
Q1 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
27+ 270.0% |
$2.13K - $2.71K
|
37
$3.52K
|
|
Apr 07, 2020
Q1 2020
|
Gradient Investments LLC
|
BUY
|
- |
24+ 6.09% |
$1.89K - $2.41K
|
418
$39.7K
|
|
Apr 27, 2020
Q1 2020
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
23+ 95.83% |
$1.81K - $2.31K
|
47
$4.47K
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
22+ 1.07% |
$1.73K - $2.21K
|
2.08K
$198K
|
|
Apr 22, 2020
Q1 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
19+ 1.15% |
$1.5K - $1.91K
|
1.67K
$159K
|
|
May 07, 2020
Q1 2020
|
Private Capital Group, LLC
|
BUY
|
- |
17+ 25.0% |
$1.34K - $1.71K
|
85
$8.08K
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
16+ 29.63% |
$1.26K - $1.6K
|
70
$6.65K
|
|
Jun 03, 2020
Q1 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
12New |
$945 - $1.2K
|
12
$1.14K
|
|
May 06, 2020
Q1 2020
|
Fifth Third Securities, Inc.
|
BUY
|
- |
6+ 0.15% |
$473 - $602
|
4.11K
$391K
|
|
May 06, 2020
Q1 2020
|
Lion Street Advisors, LLC
|
BUY
|
- |
6New |
$473 - $602
|
6
$570
|
|
May 15, 2020
Q1 2020
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
2New |
$158 - $201
|
2
$190
|
|
Apr 23, 2020
Q1 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1+ 10.0% |
$78.8 - $100
|
11
$1.05K
|
|
Apr 13, 2020
Q1 2020
|
Ellevest, Inc.
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-3Closed |
$236 - $301
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-4Closed |
$315 - $401
|
0
$0
|
|
May 19, 2020
Q1 2020
|
Tru Independence LLC
|
SELL
|
- |
-6Closed |
$473 - $602
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-7Closed |
$551 - $702
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-8- 0.28% |
$630 - $802
|
2.82K
$268K
|