Purchases and Sales Made in Q3 2021 in Listed Fds Tr Horizon Kinetics (INFL)

This table provides information about the institutional ownership of Listed Fds Tr Horizon Kinetics (INFL) during Q3 2021. The information is specifically focused on institutions that hold shares of LISTED FDS TR HORIZON KINETICS.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Oct 27, 2021 Q3 2021	Aptus Capital Advisors, LLC	BUY	-	1.11M New	$31.7M - $33.8M	1.11M $44.5M
Nov 05, 2021 Q3 2021	Shufro Rose & CO LLC	BUY	-	567K New	$16.2M - $17.3M	567K $22.8M
Oct 26, 2021 Q3 2021	Equitable Trust CO	BUY	-	410K + 50.35%	$11.7M - $12.5M	1.23M $49.3M
Dec 09, 2021 Q3 2021	Wealth Plan Partners, LLC Omaha, NE	BUY	-	308K New	$8.83M - $9.42M	308K $12.4M
Oct 20, 2021 Q3 2021	All Season Financial Advisors, Inc.	BUY	-	122K New	$3.49M - $3.72M	122K $4.9M
Nov 09, 2021 Q3 2021	Fiduciary Planning LLC Coral Springs, FL	BUY	-	108K + 107.3%	$3.1M - $3.31M	209K $8.42M
Oct 20, 2021 Q3 2021	Sugarloaf Wealth Management, LLC	BUY	-	90.2K + 41.24%	$2.58M - $2.75M	309K $12.4M
Nov 16, 2021 Q3 2021	Cetera Advisors LLC Denver, CO	BUY	-	82.9K + 115.95%	$2.37M - $2.53M	154K $6.2M
Nov 12, 2021 Q3 2021	New Edge Wealth, LLC Pittsburgh, PA	BUY	-	71.9K + 34.92%	$2.06M - $2.19M	278K $11.2M
Nov 15, 2021 Q3 2021	Ubs Group Ag	BUY	-	66.8K New	$1.91M - $2.04M	66.8K $2.69M
Nov 02, 2021 Q3 2021	Raymond James & Associates St Petersburg, FL	BUY	-	65.9K + 36.87%	$1.89M - $2.01M	245K $9.84M
Nov 05, 2021 Q3 2021	Allegheny Financial Group LTD Pittsburgh, PA	BUY	-	62.5K New	$1.79M - $1.91M	62.5K $2.51M
Nov 02, 2021 Q3 2021	New England Private Wealth Advisors LLC Wellesley, MA	BUY	-	54.4K + 73.37%	$1.56M - $1.66M	129K $5.17M
Oct 05, 2021 Q3 2021	Lowe Wealth Advisors, LLC	BUY	-	48.1K New	$1.38M - $1.47M	48.1K $1.93M
Nov 10, 2021 Q3 2021	Jnba Financial Advisors	BUY	-	44.5K + 2842.04%	$1.27M - $1.36M	46K $1.85M
Oct 28, 2021 Q3 2021	Pinnacle Wealth Management Group, Inc.	BUY	-	43.2K New	$1.24M - $1.32M	43.2K $1.74M
Nov 01, 2021 Q3 2021	Ausdal Financial Partners, Inc. Davenport, IA	BUY	-	40.9K New	$1.17M - $1.25M	40.9K $1.65M
Nov 15, 2021 Q3 2021	Susquehanna International Group, LLP Bala Cynwyd, PA	BUY	-	38.3K New	$1.1M - $1.17M	38.3K $1.54M
Oct 19, 2021 Q3 2021	Stratos Wealth Advisors, LLC	BUY	-	31.2K + 58.26%	$894K - $953K	84.8K $3.41M
Nov 15, 2021 Q3 2021	Royal Bank Of Canada Toronto, A6	BUY	-	31.2K + 11.51%	$892K - $951K	302K $12.1M
Oct 19, 2021 Q3 2021	Abacus Planning Group, Inc.	BUY	-	28.4K New	$813K - $867K	28.4K $1.14M
Nov 05, 2021 Q3 2021	Axs Investments LLC Port Chester, NY	BUY	-	28K New	$802K - $855K	28K $1.13M
Nov 15, 2021 Q3 2021	One Plus One Wealth Management, LLC	BUY	-	24.6K New	$704K - $750K	24.6K $988K
Nov 01, 2021 Q3 2021	Xml Financial, LLC	BUY	-	21.6K + 14.6%	$619K - $660K	170K $6.82M
Nov 12, 2021 Q3 2021	Trinity Point Wealth, LLC	BUY	-	20.9K + 6.27%	$599K - $639K	354K $14.2M
Oct 29, 2021 Q3 2021	Commonwealth Equity Services, LLC	BUY	-	19.4K + 39.44%	$556K - $593K	68.6K $2.76M
Oct 29, 2021 Q3 2021	Janney Montgomery Scott LLC	BUY	-	17K + 17.53%	$487K - $520K	114K $4.59M
Nov 12, 2021 Q3 2021	Oppenheimer & CO Inc New York, NY	BUY	-	16.6K New	$475K - $507K	16.6K $667K
Nov 03, 2021 Q3 2021	Tmd Wealth Management, LLC	BUY	-	16.6K + 6.76%	$474K - $505K	261K $10.5M
Oct 15, 2021 Q3 2021	Baker Ellis Asset Management LLC	BUY	-	16.3K + 198.41%	$466K - $497K	24.5K $984K
Nov 03, 2021 Q3 2021	One Charles Private Wealth Services, LLC	BUY	-	15.4K + 5.09%	$440K - $469K	317K $12.8M
Nov 09, 2021 Q3 2021	Carlton Hofferkamp & Jenks Wealth Management, LLC	BUY	-	14.9K + 40.94%	$426K - $454K	51.2K $2.06M
Dec 03, 2021 Q3 2021	Kingsview Wealth Management, LLC Grants Pass, OR	BUY	-	14.2K New	$407K - $434K	14.2K $571K
Nov 15, 2021 Q3 2021	Kore Private Wealth LLC New York, NY	BUY	-	12.9K + 18.06%	$371K - $395K	84.6K $3.4M
Nov 15, 2021 Q3 2021	Proficio Capital Partners LLC Newton, MA	BUY	-	12.4K + 19.17%	$355K - $378K	77K $3.1M
Nov 18, 2021 Q3 2021	Wealthsource Partners, LLC	BUY	-	11.5K New	$330K - $351K	11.5K $463K
Oct 29, 2021 Q3 2021	New Edge Advisors, LLC New Orleans, LA	BUY	-	9.48K New	$271K - $289K	9.48K $381K
Nov 10, 2021 Q3 2021	Creative Planning Overland Park, KS	BUY	-	8.6K New	$246K - $263K	8.6K $346K
Nov 05, 2021 Q3 2021	Truist Financial Corp	BUY	-	8.28K + 35.07%	$237K - $253K	31.9K $1.28M
Nov 10, 2021 Q3 2021	Orion Portfolio Solutions, LLC	BUY	-	7.84K New	$225K - $239K	7.84K $315K
Nov 16, 2021 Q3 2021	Cetera Advisor Networks LLC El Segundo, CA	BUY	-	7.75K New	$222K - $237K	7.75K $312K
Oct 14, 2021 Q3 2021	Davenport & CO LLC	BUY	-	7.34K + 45.17%	$210K - $224K	23.6K $948K
Nov 05, 2021 Q3 2021	Eagle Claw Capital Managment, LLC Boston, MA	BUY	-	7.05K + 21.44%	$202K - $215K	39.9K $1.6M
Nov 15, 2021 Q3 2021	Horizon Kinetics Asset Management LLC	BUY	-	5.69K + 8.67%	$163K - $174K	71.3K $2.87M
Nov 05, 2021 Q3 2021	Moors & Cabot, Inc. Boston, MA	BUY	-	5.38K + 7.72%	$154K - $164K	75K $3.02M
Oct 14, 2021 Q3 2021	Beam Wealth Advisors, Inc.	BUY	-	5.26K + 17.22%	$150K - $160K	35.8K $1.44M
Nov 12, 2021 Q3 2021	Steward Partners Investment Advisory, LLC	BUY	-	4.76K + 39.91%	$136K - $145K	16.7K $671K
Dec 08, 2021 Q3 2021	Moors & Cabot, Inc. Boston, MA	BUY	-	4.64K + 6.19%	$133K - $142K	79.6K $3.2M
Oct 12, 2021 Q3 2021	Koshinski Asset Management, Inc.	BUY	-	4.57K New	$131K - $140K	4.57K $184K
Nov 05, 2021 Q3 2021	Alpha Mark Advisors, LLC Ft. Wright, KY	BUY	-	4.22K New	$121K - $129K	4.22K $170K

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Account

Purchases and Sales Made in Q3 2021 in Listed Fds Tr Horizon Kinetics (INFL)

1.11M

567K

410K

308K

122K

108K

90.2K

82.9K

71.9K

66.8K

65.9K

62.5K

54.4K

48.1K

44.5K

43.2K

40.9K

38.3K

31.2K

31.2K

28.4K

28K

24.6K

21.6K

20.9K

19.4K

17K

16.6K

16.6K

16.3K

15.4K

14.9K

14.2K

12.9K

12.4K

11.5K

9.48K

8.6K

8.28K

7.84K

7.75K

7.34K

7.05K

5.69K

5.38K

5.26K

4.76K

4.64K

4.57K

4.22K

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