Purchases and Sales Made in Q3 2021 in First Tr ETF Indxx Innovation (LEGR)
This table provides information about the institutional ownership of First Tr ETF Indxx Innovation (LEGR) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ETF INDXX INNOVATION .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
47.7KNew |
$1.95M - $2.1M
|
47.7K
$2.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
41.8KNew |
$1.71M - $1.84M
|
41.8K
$1.98M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31K+ 65.23% |
$1.27M - $1.37M
|
78.5K
$3.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
21.4KNew |
$877K - $944K
|
21.4K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.4K+ 15.75% |
$837K - $900K
|
150K
$7.09M
|
|
|
Dec 27, 2021
Q3 2021
|
Financial Advisors Network, Inc.
|
BUY
|
- |
16.2KNew |
$664K - $715K
|
16.2K
$766K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16.1K+ 3217.8% |
$659K - $709K
|
16.6K
$784K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.2K+ 5.98% |
$622K - $670K
|
269K
$12.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.3K+ 26.08% |
$422K - $455K
|
49.9K
$2.36M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.74K+ 92.48% |
$317K - $341K
|
16.1K
$761K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7.64KNew |
$313K - $337K
|
7.64K
$361K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.11K+ 11.02% |
$291K - $313K
|
71.6K
$3.38M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.1KNew |
$250K - $269K
|
6.1K
$288K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
5.63KNew |
$231K - $248K
|
5.63K
$266K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.07K+ 48.31% |
$208K - $224K
|
15.6K
$736K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.63K+ 18.6% |
$148K - $160K
|
23.1K
$1.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
3.27KNew |
$134K - $144K
|
3.27K
$154K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
2.87K+ 19.09% |
$118K - $127K
|
17.9K
$847K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.8K+ 2.33% |
$115K - $123K
|
123K
$5.8M
|
|
|
Oct 25, 2021
Q3 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
2.78K+ 26.38% |
$114K - $123K
|
13.3K
$629K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.18K+ 26.83% |
$89.4K - $96.2K
|
10.3K
$488K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.11K+ 15.56% |
$86.4K - $93K
|
15.7K
$740K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
1.07K+ 115.14% |
$43.6K - $46.9K
|
1.99K
$94K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
780+ 8.97% |
$31.9K - $34.4K
|
9.48K
$448K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
640New |
$26.2K - $28.2K
|
640
$30.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
533New |
$21.8K - $23.5K
|
533
$25.2K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
425+ 6.01% |
$17.4K - $18.7K
|
7.5K
$354K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
203New |
$8.31K - $8.95K
|
203
$9.59K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
191+ 0.36% |
$7.82K - $8.42K
|
53.8K
$2.54M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
171+ 1.41% |
$7K - $7.54K
|
12.3K
$583K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
127+ 1.69% |
$5.2K - $5.6K
|
7.66K
$362K
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
100New |
$4.1K - $4.41K
|
100
$4.72K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
19+ 0.38% |
$778 - $837
|
5.08K
$240K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.08% |
$41 - $44.1
|
1.23K
$58K
|
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1+ 0.95% |
$41 - $44.1
|
106
$5.01K
|
|
|
Oct 15, 2021
Q3 2021
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
1+ 0.82% |
$41 - $44.1
|
123
$5.81K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-32- 0.37% |
$1.31K - $1.41K
|
8.73K
$412K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-93Closed |
$3.81K - $4.1K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
SELL
|
- |
-125Closed |
$5.12K - $5.51K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-175- 2.7% |
$7.17K - $7.71K
|
6.3K
$297K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-191- 0.41% |
$7.82K - $8.42K
|
46.9K
$2.22M
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-237Closed |
$9.71K - $10.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-383- 89.49% |
$15.7K - $16.9K
|
45
$2.13K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-504- 32.6% |
$20.6K - $22.2K
|
1.04K
$49.2K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-666Closed |
$27.3K - $29.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.95K- 24.02% |
$121K - $130K
|
9.33K
$441K
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-5.04KClosed |
$206K - $222K
|
0
$0
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-8.73K- 60.78% |
$357K - $385K
|
5.63K
$266K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.7K- 25.67% |
$437K - $471K
|
30.9K
$1.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-15.4KClosed |
$632K - $681K
|
0
$0
|