Purchases and Sales Made in Q3 2021 in Global X Fds Global X Lithium (LIT)
This table provides information about the institutional ownership of Global X Fds Global X Lithium (LIT) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS GLOBAL X LITHIUM .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-400Closed |
$28.8K - $34.8K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-429- 1.8% |
$30.9K - $37.3K
|
23.4K
$1.02M
|
|
Nov 10, 2021
Q3 2021
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-450- 13.04% |
$32.4K - $39.2K
|
3K
$131K
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-504- 3.89% |
$36.3K - $43.9K
|
12.5K
$544K
|
|
Nov 08, 2021
Q3 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-519- 15.5% |
$37.4K - $45.2K
|
2.83K
$124K
|
|
Nov 12, 2021
Q3 2021
|
Context Capital Management, LLC
|
SELL
|
- |
-526Closed |
$37.9K - $45.8K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-788- 7.78% |
$56.8K - $68.6K
|
9.34K
$408K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-804- 2.7% |
$57.9K - $70K
|
28.9K
$1.26M
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-813Closed |
$58.6K - $70.7K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-850Closed |
$61.2K - $74K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-868- 3.94% |
$62.5K - $75.5K
|
21.1K
$923K
|
|
Oct 15, 2021
Q3 2021
|
Elite Wealth Management, Inc.
|
SELL
|
- |
-912- 3.9% |
$65.7K - $79.4K
|
22.5K
$983K
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-962- 17.29% |
$69.3K - $83.7K
|
4.6K
$201K
|
|
Oct 19, 2021
Q3 2021
|
South Shore Capital Advisors
|
SELL
|
- |
-1K- 18.18% |
$72.1K - $87K
|
4.5K
$197K
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-1.01K- 12.21% |
$72.8K - $87.9K
|
7.26K
$317K
|
|
Oct 13, 2021
Q3 2021
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-1.1K- 84.75% |
$79.3K - $95.7K
|
198
$8.65K
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.11K- 9.6% |
$80.3K - $96.9K
|
10.5K
$458K
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-1.39K- 77.77% |
$99.8K - $121K
|
396
$17.3K
|
|
Nov 05, 2021
Q3 2021
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-1.49K- 4.99% |
$107K - $130K
|
28.4K
$1.24M
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.55K- 2.24% |
$112K - $135K
|
67.6K
$2.95M
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-1.73K- 12.15% |
$124K - $150K
|
12.5K
$545K
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.84K- 34.89% |
$132K - $160K
|
3.43K
$150K
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.84K- 5.64% |
$133K - $160K
|
30.8K
$1.34M
|
|
Oct 14, 2021
Q3 2021
|
Canton Hathaway, LLC
|
SELL
|
- |
-2KClosed |
$144K - $174K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.13K- 2.14% |
$154K - $185K
|
97.2K
$4.25M
|
|
Nov 09, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-2.85KClosed |
$205K - $248K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-2.88KClosed |
$208K - $251K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-2.9K- 20.57% |
$209K - $252K
|
11.2K
$489K
|
|
Oct 20, 2021
Q3 2021
|
Zhang Financial LLC
|
SELL
|
- |
-3.01KClosed |
$217K - $262K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-3.13KClosed |
$225K - $272K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.21K- 99.07% |
$231K - $279K
|
30
$1.31K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.5KClosed |
$252K - $305K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-3.51K- 12.51% |
$253K - $306K
|
24.6K
$1.07M
|
|
Oct 13, 2021
Q3 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-3.7K- 50.0% |
$267K - $322K
|
3.7K
$162K
|
|
Nov 08, 2021
Q3 2021
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-4.7KClosed |
$339K - $409K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-4.7K- 14.78% |
$339K - $409K
|
27.1K
$1.18M
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-4.86K- 56.55% |
$350K - $423K
|
3.73K
$163K
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-5.01K- 48.66% |
$361K - $436K
|
5.28K
$231K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.48K- 27.93% |
$395K - $477K
|
14.1K
$617K
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-5.56K- 19.91% |
$401K - $484K
|
22.4K
$978K
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-7.22K- 8.59% |
$520K - $628K
|
76.8K
$3.36M
|
|
Nov 02, 2021
Q3 2021
|
Emerald Advisors, LLC
|
SELL
|
- |
-7.5KClosed |
$540K - $653K
|
0
$0
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-8.32K- 53.26% |
$599K - $724K
|
7.3K
$319K
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-8.38K- 35.38% |
$604K - $730K
|
15.3K
$669K
|
|
Nov 15, 2021
Q3 2021
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.9K- 63.75% |
$784K - $947K
|
6.19K
$270K
|
|
Nov 02, 2021
Q3 2021
|
Florin Court Capital LLP
|
SELL
|
- |
-11.9K- 30.67% |
$857K - $1.04M
|
26.9K
$1.17M
|
|
Nov 05, 2021
Q3 2021
|
Privium Fund Management (Uk) LTD
|
SELL
|
- |
-16KClosed |
$1.15M - $1.39M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Copperleaf Capital, LLC
Raleigh, NC |
SELL
|
- |
-22.7KClosed |
$1.64M - $1.97M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-25.1K- 75.48% |
$1.81M - $2.19M
|
8.17K
$357K
|
|
Nov 10, 2021
Q3 2021
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-25.5K- 9.48% |
$1.84M - $2.22M
|
243K
$10.6M
|