Purchases and Sales Made in Q3 2021 in First Trust Multi Asset Divers (MDIV)
This table provides information about the institutional ownership of First Trust Multi Asset Divers (MDIV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MULTI-ASSET DIVERS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
576KNew |
$9.37M - $9.84M
|
576K
$9.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
241K+ 777.8% |
$3.92M - $4.11M
|
271K
$4.43M
|
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
85.5K+ 8.88% |
$1.39M - $1.46M
|
1.05M
$17.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
58.6KNew |
$954K - $1M
|
58.6K
$956K
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
BUY
|
- |
51.1K+ 473.35% |
$831K - $872K
|
61.9K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
36K+ 8.29% |
$587K - $616K
|
471K
$7.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
30.7KNew |
$499K - $524K
|
30.7K
$500K
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
30.2KNew |
$491K - $515K
|
30.2K
$492K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
22.4K+ 6.64% |
$365K - $383K
|
360K
$5.88M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
21.1K+ 11.25% |
$343K - $360K
|
209K
$3.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
17.2K+ 15.77% |
$280K - $293K
|
126K
$2.06M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
16KNew |
$260K - $273K
|
16K
$260K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
13K+ 9.58% |
$211K - $221K
|
148K
$2.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.9K+ 40.08% |
$209K - $220K
|
45K
$734K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
12.7K+ 15.58% |
$207K - $217K
|
94.3K
$1.54M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
10.1KNew |
$165K - $173K
|
10.1K
$165K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.83K+ 34.27% |
$111K - $117K
|
26.7K
$436K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
6.63KNew |
$108K - $113K
|
6.63K
$108K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.24K+ 3.99% |
$102K - $107K
|
163K
$2.65M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
6KNew |
$97.7K - $102K
|
6K
$97.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.28KNew |
$86K - $90.3K
|
5.28K
$86.2K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
3.25KNew |
$52.9K - $55.5K
|
3.25K
$53K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.44K+ 25.54% |
$39.7K - $41.7K
|
12K
$196K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.41K+ 1.16% |
$39.2K - $41.1K
|
210K
$3.42M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.32K+ 11.2% |
$37.7K - $39.6K
|
23K
$375K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.2KNew |
$35.8K - $37.6K
|
2.2K
$35.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Evolution Wealth Advisors, LLC
|
BUY
|
- |
2KNew |
$32.6K - $34.2K
|
2K
$32.6K
|
|
|
Nov 15, 2021
Q3 2021
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
2KNew |
$32.6K - $34.2K
|
2K
$32.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.98K+ 4.99% |
$32.2K - $33.8K
|
41.6K
$678K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
1.38K+ 4.08% |
$22.4K - $23.5K
|
35.1K
$572K
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.36K+ 62.41% |
$22.1K - $23.2K
|
3.53K
$57.6K
|
|
|
Nov 01, 2021
Q3 2021
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
1.19K+ 2.46% |
$19.4K - $20.4K
|
49.8K
$811K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.03K+ 1.26% |
$16.7K - $17.5K
|
82.3K
$1.34M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.02KNew |
$16.7K - $17.5K
|
1.02K
$16.7K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
1K+ 3.28% |
$16.3K - $17.1K
|
31.5K
$513K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
986+ 7.07% |
$16.1K - $16.8K
|
14.9K
$244K
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
BUY
|
- |
648New |
$10.5K - $11.1K
|
648
$10.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
572+ 3.22% |
$9.31K - $9.77K
|
18.3K
$299K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
407+ 0.95% |
$6.63K - $6.95K
|
43.4K
$708K
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
BUY
|
- |
250New |
$4.07K - $4.27K
|
250
$4.08K
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
223+ 0.42% |
$3.63K - $3.81K
|
53.5K
$872K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
129+ 0.78% |
$2.1K - $2.2K
|
16.6K
$271K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
105+ 0.41% |
$1.71K - $1.79K
|
25.7K
$419K
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
100New |
$1.63K - $1.71K
|
100
$1.63K
|
|
|
Nov 05, 2021
Q3 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
6+ 0.3% |
$97.7 - $102
|
2.02K
$33K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-10Closed |
$163 - $171
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-201Closed |
$3.27K - $3.43K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Oakworth Capital, Inc.
|
SELL
|
- |
-412- 42.04% |
$6.71K - $7.04K
|
568
$9.26K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-523- 4.15% |
$8.51K - $8.93K
|
12.1K
$197K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-607- 0.95% |
$9.88K - $10.4K
|
63.2K
$1.03M
|