Purchases and Sales Made in Q4 2023 in First Trust Multi Asset Divers (MDIV)
This table provides information about the institutional ownership of First Trust Multi Asset Divers (MDIV) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MULTI-ASSET DIVERS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
477K+ 93.57% |
$6.74M - $7.5M
|
987K
$16.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
381K+ 243.81% |
$5.38M - $5.98M
|
537K
$8.76M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
342KNew |
$4.83M - $5.37M
|
342K
$5.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
232K+ 135.2% |
$3.28M - $3.65M
|
404K
$6.59M
|
|
|
Feb 05, 2024
Q4 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
128KNew |
$1.81M - $2.02M
|
128K
$2.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
57.8KNew |
$816K - $909K
|
57.8K
$943K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
46.7K+ 297.83% |
$660K - $735K
|
62.4K
$1.02M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
40.1K+ 5.24% |
$566K - $630K
|
805K
$13.1M
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
28.8KNew |
$406K - $452K
|
28.8K
$469K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
22K+ 7.35% |
$311K - $346K
|
322K
$5.24M
|
|
|
Jan 23, 2024
Q4 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
20.5KNew |
$289K - $321K
|
20.5K
$334K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
17.2K+ 7.81% |
$243K - $270K
|
237K
$3.87M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
15.7K+ 6.45% |
$222K - $247K
|
259K
$4.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.8KNew |
$209K - $233K
|
14.8K
$241K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.8K+ 21.52% |
$153K - $170K
|
61K
$995K
|
|
|
Feb 05, 2024
Q4 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
10.4K+ 0.68% |
$147K - $164K
|
1.55M
$25.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.95K+ 3.45% |
$140K - $156K
|
298K
$4.86M
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
BUY
|
- |
8.9K+ 4.68% |
$126K - $140K
|
199K
$3.25M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
6.78K+ 65.43% |
$95.7K - $107K
|
17.1K
$280K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
5.63K+ 15.29% |
$79.4K - $88.4K
|
42.4K
$692K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.16KNew |
$72.9K - $81.1K
|
5.16K
$84.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
2.79K+ 6.11% |
$39.4K - $43.9K
|
48.5K
$791K
|
|
|
Feb 09, 2024
Q4 2023
|
L.M. Kohn & Company
|
BUY
|
- |
2.09K+ 16.89% |
$29.5K - $32.8K
|
14.5K
$236K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.95K+ 13.14% |
$27.5K - $30.6K
|
16.8K
$273K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.94K+ 5.32% |
$27.4K - $30.6K
|
38.5K
$628K
|
|
|
Feb 01, 2024
Q4 2023
|
Psi Advisors, LLC
|
BUY
|
- |
1.75K+ 15.19% |
$24.7K - $27.5K
|
13.3K
$216K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
1.54KNew |
$21.8K - $24.3K
|
1.54K
$25.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.5K+ 1.35% |
$21.2K - $23.6K
|
112K
$1.83M
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
1.4K+ 2.3% |
$19.8K - $22K
|
62.4K
$1.02M
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.1KNew |
$15.5K - $17.2K
|
1.1K
$17.9K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
1.08KNew |
$15.3K - $17K
|
1.08K
$17.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
900+ 3.43% |
$12.7K - $14.1K
|
27.1K
$442K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
818+ 33.87% |
$11.6K - $12.9K
|
3.23K
$52.7K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
472+ 3.11% |
$6.66K - $7.42K
|
15.6K
$255K
|
|
|
Feb 12, 2024
Q4 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
436+ 0.37% |
$6.16K - $6.85K
|
118K
$1.92M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
412+ 0.69% |
$5.82K - $6.48K
|
60.5K
$987K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
397New |
$5.61K - $6.24K
|
397
$6.48K
|
|
|
Jan 26, 2024
Q4 2023
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
227+ 1.56% |
$3.21K - $3.57K
|
14.8K
$241K
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
212New |
$2.99K - $3.33K
|
212
$3.46K
|
|
|
Feb 14, 2024
Q4 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
111+ 2.17% |
$1.57K - $1.74K
|
5.22K
$85.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
26+ 1.69% |
$367 - $409
|
1.56K
$25.5K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
15+ 1500.0% |
$212 - $236
|
16
$261
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
13+ 0.34% |
$184 - $204
|
3.81K
$62.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Arbor Capital Management Inc
Anchorage, AK |
SELL
|
- |
-8- 0.05% |
$113 - $126
|
16.4K
$267K
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-12- 0.49% |
$169 - $189
|
2.44K
$39.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Keystone Financial Group
|
SELL
|
- |
-29- 0.15% |
$409 - $456
|
18.9K
$309K
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-56- 9.76% |
$791 - $880
|
518
$8.45K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-166- 1.56% |
$2.34K - $2.61K
|
10.4K
$170K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-214- 1.24% |
$3.02K - $3.36K
|
17K
$278K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-322- 3.73% |
$4.55K - $5.06K
|
8.31K
$136K
|