Purchases and Sales Made in Q3 2021 in Nuveen Enhanced Yield U.S. Agg (NUAG)
This table provides information about the institutional ownership of Nuveen Enhanced Yield U.S. Agg (NUAG) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ENHANCED YIELD U.S. AGG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
6.93M+ 1024142.56% |
$172M - $175M
|
6.93M
$145M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
490K+ 1481.42% |
$12.2M - $12.4M
|
523K
$10.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
BUY
|
- |
198K+ 1641.18% |
$4.91M - $5M
|
210K
$4.38M
|
|
|
Nov 12, 2021
Q3 2021
|
Quantitative Advantage, LLC
Minnetonka, MN |
BUY
|
- |
154KNew |
$3.83M - $3.9M
|
154K
$3.22M
|
|
|
Nov 03, 2021
Q3 2021
|
Beaumont Capital Management, LLC
Boston, MA |
BUY
|
- |
110K+ 74.7% |
$2.73M - $2.78M
|
257K
$5.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
81KNew |
$2.01M - $2.04M
|
81K
$1.69M
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
64.6KNew |
$1.6M - $1.63M
|
64.6K
$1.35M
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
36K+ 11.14% |
$894K - $909K
|
359K
$7.5M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
19K+ 52.81% |
$471K - $479K
|
54.9K
$1.15M
|
|
|
Nov 01, 2021
Q3 2021
|
Wealthpoint, LLC
|
BUY
|
- |
18.4KNew |
$456K - $463K
|
18.4K
$383K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
9.07K+ 109.6% |
$225K - $229K
|
17.3K
$362K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.62K+ 1.68% |
$214K - $218K
|
521K
$10.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.46K+ 47.46% |
$61.1K - $62.1K
|
7.65K
$160K
|
|
|
Oct 13, 2021
Q3 2021
|
Alta Wealth Advisors LLC
|
BUY
|
- |
2.1K+ 5.06% |
$52.2K - $53.1K
|
43.7K
$911K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.43K+ 13.07% |
$35.5K - $36.1K
|
12.4K
$258K
|
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
887+ 5.27% |
$22K - $22.4K
|
17.7K
$369K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
160New |
$3.97K - $4.04K
|
160
$3.34K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
156+ 0.42% |
$3.87K - $3.94K
|
37.1K
$774K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
36+ 0.24% |
$894 - $909
|
14.9K
$312K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-71- 7.55% |
$1.76K - $1.79K
|
870
$18.2K
|
|
|
Oct 22, 2021
Q3 2021
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-115- 0.75% |
$2.85K - $2.9K
|
15.3K
$320K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-134Closed |
$3.33K - $3.38K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-589Closed |
$14.6K - $14.9K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-591- 2.38% |
$14.7K - $14.9K
|
24.2K
$505K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-622- 91.2% |
$15.4K - $15.7K
|
60
$1.25K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.05K- 9.23% |
$26.2K - $26.6K
|
10.4K
$216K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.29K- 7.99% |
$32.1K - $32.7K
|
14.9K
$311K
|
|
|
Nov 12, 2021
Q3 2021
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-1.62K- 1.36% |
$40.3K - $41K
|
118K
$2.46M
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-5KClosed |
$124K - $126K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.01K- 4.68% |
$124K - $127K
|
102K
$2.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-33.9KClosed |
$841K - $855K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-84.2KClosed |
$2.09M - $2.12M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-237KClosed |
$5.88M - $5.98M
|
0
$0
|