Purchases and Sales Made in Q3 2021 in Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Growth ETF (NUMG) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP GROWTH ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
211+ 4.68% |
$11.3K - $12.3K
|
4.72K
$212K
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
192+ 1.89% |
$10.3K - $11.2K
|
10.4K
$464K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
155+ 77.11% |
$8.28K - $9.05K
|
356
$16K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
135New |
$7.21K - $7.88K
|
135
$6.05K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
114+ 1.85% |
$6.09K - $6.65K
|
6.26K
$281K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
110+ 0.4% |
$5.87K - $6.42K
|
27.3K
$1.22M
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
50+ 16.67% |
$2.67K - $2.92K
|
350
$15.7K
|
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
11New |
$587 - $642
|
11
$493
|
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
2+ 66.67% |
$107 - $117
|
5
$224
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-38- 0.43% |
$2.03K - $2.22K
|
8.72K
$391K
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-62- 0.95% |
$3.31K - $3.62K
|
6.44K
$289K
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-70- 1.43% |
$3.74K - $4.09K
|
4.83K
$216K
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-114- 2.44% |
$6.09K - $6.65K
|
4.56K
$204K
|
|
|
Nov 12, 2021
Q3 2021
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-156- 1.92% |
$8.33K - $9.1K
|
7.98K
$358K
|
|
|
Nov 12, 2021
Q3 2021
|
Coldstream Capital Management Inc
|
SELL
|
- |
-175- 1.46% |
$9.35K - $10.2K
|
11.8K
$529K
|
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
SELL
|
- |
-243- 5.78% |
$13K - $14.2K
|
3.96K
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-335- 1.65% |
$17.9K - $19.6K
|
19.9K
$893K
|
|
|
Oct 19, 2021
Q3 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-488- 0.62% |
$26.1K - $28.5K
|
77.7K
$3.48M
|
|
|
Oct 19, 2021
Q3 2021
|
Blb&B Advisors, LLC
|
SELL
|
- |
-613- 7.08% |
$32.7K - $35.8K
|
8.05K
$361K
|
|
|
Oct 13, 2021
Q3 2021
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-971- 20.87% |
$51.9K - $56.7K
|
3.68K
$165K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.33K- 8.35% |
$71K - $77.6K
|
14.6K
$654K
|
|
|
Nov 12, 2021
Q3 2021
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-1.84KClosed |
$98K - $107K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-3.2K- 89.71% |
$171K - $187K
|
367
$16.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-4.35KClosed |
$232K - $254K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.68K- 57.28% |
$250K - $273K
|
3.49K
$156K
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-5.71KClosed |
$305K - $333K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Appleton Partners Inc
|
SELL
|
- |
-5.72KClosed |
$305K - $334K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
-6.69K- 24.75% |
$357K - $390K
|
20.3K
$911K
|
|
|
Nov 12, 2021
Q3 2021
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-6.76KClosed |
$361K - $395K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.65K- 11.85% |
$408K - $446K
|
56.9K
$2.55M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-7.79K- 43.96% |
$416K - $455K
|
9.93K
$445K
|
|
|
Nov 12, 2021
Q3 2021
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-10.9K- 15.99% |
$583K - $637K
|
57.4K
$2.57M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11.2K- 5.78% |
$599K - $655K
|
183K
$8.21M
|
|
|
Oct 28, 2021
Q3 2021
|
Retirement Capital Strategies
|
SELL
|
- |
-15KClosed |
$802K - $876K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Wrapmanager Inc
|
SELL
|
- |
-18.2K- 18.98% |
$972K - $1.06M
|
77.7K
$3.48M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-31.3K- 37.63% |
$1.67M - $1.83M
|
51.9K
$2.32M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-42.1K- 81.98% |
$2.25M - $2.46M
|
9.25K
$415K
|
|
|
Nov 12, 2021
Q3 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-62.4K- 11.3% |
$3.33M - $3.64M
|
490K
$21.9M
|