Purchases and Sales Made in Q4 2023 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
225+ 11.25% |
$5.94K - $7.14K
|
2.23K
$77.5K
|
|
Jan 31, 2024
Q4 2023
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
190+ 0.64% |
$5.02K - $6.03K
|
30K
$1.04M
|
|
Feb 02, 2024
Q4 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
106+ 2.24% |
$2.8K - $3.36K
|
4.83K
$168K
|
|
Feb 14, 2024
Q4 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
85+ 1.01% |
$2.24K - $2.7K
|
8.48K
$295K
|
|
Jan 08, 2024
Q4 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
66+ 0.35% |
$1.74K - $2.09K
|
19.1K
$664K
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
49+ 2.22% |
$1.29K - $1.55K
|
2.26K
$78.5K
|
|
Feb 09, 2024
Q4 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
13+ 7.51% |
$343 - $412
|
186
$6.48K
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
10+ 0.7% |
$264 - $317
|
1.43K
$49.9K
|
|
Jan 29, 2024
Q4 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
2+ 3.51% |
$52.8 - $63.4
|
59
$2.05K
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1+ 1.1% |
$26.4 - $31.7
|
92
$3.2K
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-16- 24.24% |
$423 - $508
|
50
$1.74K
|
|
Feb 01, 2024
Q4 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-89- 1.25% |
$2.35K - $2.82K
|
7.01K
$244K
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-102- 3.0% |
$2.69K - $3.24K
|
3.29K
$115K
|
|
Feb 09, 2024
Q4 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-108- 0.53% |
$2.85K - $3.43K
|
20.3K
$706K
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-153- 1.83% |
$4.04K - $4.85K
|
8.19K
$285K
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-199- 1.14% |
$5.26K - $6.31K
|
17.3K
$602K
|
|
Jan 31, 2024
Q4 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-303- 63.66% |
$8K - $9.61K
|
173
$6.03K
|
|
Feb 02, 2024
Q4 2023
|
Addison Advisors LLC
|
SELL
|
- |
-380- 2.39% |
$10K - $12.1K
|
15.5K
$540K
|
|
Jan 26, 2024
Q4 2023
|
Fingerlakes Wealth Management, Inc.
|
SELL
|
- |
-494- 2.79% |
$13K - $15.7K
|
17.2K
$600K
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-679- 8.88% |
$17.9K - $21.5K
|
6.97K
$243K
|
|
Feb 09, 2024
Q4 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-785- 3.72% |
$20.7K - $24.9K
|
20.3K
$708K
|
|
Feb 08, 2024
Q4 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-1.01K- 2.73% |
$26.6K - $31.9K
|
35.9K
$1.25M
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.62K- 53.09% |
$42.7K - $51.3K
|
1.43K
$49.7K
|
|
Feb 08, 2024
Q4 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
SELL
|
- |
-1.62K- 9.5% |
$42.8K - $51.4K
|
15.5K
$538K
|
|
Jan 10, 2024
Q4 2023
|
Falcon Wealth Planning
|
SELL
|
- |
-1.67K- 16.9% |
$44K - $52.8K
|
8.19K
$285K
|
|
Feb 06, 2024
Q4 2023
|
Carson Advisory Inc.
|
SELL
|
- |
-1.7K- 7.34% |
$44.9K - $53.9K
|
21.5K
$748K
|
|
Jan 24, 2024
Q4 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-2.02K- 12.45% |
$53.2K - $63.9K
|
14.2K
$494K
|
|
Jan 22, 2024
Q4 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-2.49K- 2.44% |
$65.8K - $79K
|
99.5K
$3.46M
|
|
Apr 22, 2024
Q4 2023
|
Invera Wealth Advisors, LLC
Bend, OR |
SELL
|
- |
-2.66K- 4.05% |
$70.2K - $84.3K
|
62.9K
$2.19M
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.79K- 16.9% |
$73.6K - $88.3K
|
13.7K
$477K
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.08K- 15.93% |
$81.3K - $97.7K
|
16.3K
$566K
|
|
Feb 12, 2024
Q4 2023
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-4.38K- 4.61% |
$116K - $139K
|
90.7K
$3.16M
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.61K- 26.89% |
$122K - $146K
|
12.5K
$437K
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-4.67K- 16.01% |
$123K - $148K
|
24.5K
$852K
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
SELL
|
- |
-6.87K- 35.21% |
$181K - $218K
|
12.6K
$440K
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-7.62K- 5.1% |
$201K - $242K
|
142K
$4.93M
|
|
Feb 05, 2024
Q4 2023
|
Concord Wealth Partners
|
SELL
|
- |
-7.89K- 43.81% |
$208K - $250K
|
10.1K
$352K
|
|
Apr 30, 2024
Q4 2023
|
Concord Wealth Partners
|
SELL
|
- |
-7.89K- 43.81% |
$208K - $250K
|
10.1K
$352K
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-9.17K- 15.99% |
$242K - $291K
|
48.2K
$1.68M
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-9.28K- 98.16% |
$245K - $294K
|
174
$6.06K
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-12.1K- 29.84% |
$320K - $384K
|
28.5K
$992K
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.8K- 28.76% |
$364K - $437K
|
34.1K
$1.19M
|
|
Feb 05, 2024
Q4 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-13.9K- 48.22% |
$367K - $441K
|
14.9K
$519K
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-16.2K- 65.57% |
$429K - $515K
|
8.52K
$297K
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19.9K- 32.84% |
$525K - $631K
|
40.7K
$1.42M
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-20.4K- 18.03% |
$539K - $647K
|
92.7K
$3.23M
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-26.1K- 75.78% |
$690K - $828K
|
8.35K
$291K
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-26.2K- 7.59% |
$693K - $832K
|
320K
$11.1M
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-28.1K- 8.83% |
$741K - $890K
|
289K
$10.1M
|