Purchases and Sales Made in Q1 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 19, 2023
Q1 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
990KNew |
$33.3M - $38.7M
|
990K
$42M
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
679K+ 14.29% |
$22.8M - $26.6M
|
5.43M
$230M
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
128K+ 147.61% |
$4.3M - $5.01M
|
215K
$9.1M
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
51.1K+ 12.01% |
$1.72M - $2M
|
476K
$20.2M
|
|
Apr 07, 2023
Q1 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
43.2K+ 6.22% |
$1.45M - $1.69M
|
737K
$31.2M
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
42.5K+ 16.26% |
$1.43M - $1.66M
|
304K
$12.9M
|
|
May 11, 2023
Q1 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
39KNew |
$1.31M - $1.53M
|
39K
$1.65M
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
33.6K+ 18.2% |
$1.13M - $1.32M
|
218K
$9.25M
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
31K+ 15.13% |
$1.04M - $1.21M
|
236K
$10M
|
|
May 11, 2023
Q1 2023
|
De Dora Capital, Inc.
|
BUY
|
- |
26.2K+ 94.73% |
$879K - $1.02M
|
53.8K
$2.28M
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
22K+ 118.78% |
$741K - $862K
|
40.6K
$1.72M
|
|
May 02, 2023
Q1 2023
|
Savant Capital, LLC
|
BUY
|
- |
20.4K+ 215.71% |
$686K - $799K
|
29.9K
$1.27M
|
|
May 05, 2023
Q1 2023
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
20K+ 78.8% |
$672K - $782K
|
45.4K
$1.92M
|
|
Apr 21, 2023
Q1 2023
|
First Pacific Financial
|
BUY
|
- |
17.4K+ 14.21% |
$584K - $680K
|
140K
$5.92M
|
|
Apr 04, 2023
Q1 2023
|
Impac Tfolio, LLC
|
BUY
|
- |
16.8K+ 5.6% |
$564K - $656K
|
316K
$13.4M
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
16.2K+ 29.51% |
$545K - $635K
|
71.2K
$3.02M
|
|
May 04, 2023
Q1 2023
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
15K+ 24.06% |
$504K - $587K
|
77.3K
$3.28M
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
13.6K+ 18.9% |
$456K - $531K
|
85.4K
$3.62M
|
|
Jul 14, 2023
Q1 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
13KNew |
$437K - $509K
|
13K
$551K
|
|
May 15, 2023
Q1 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
12.5K+ 12.06% |
$419K - $487K
|
116K
$4.9M
|
|
Apr 27, 2023
Q1 2023
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
11.5K+ 10.48% |
$385K - $448K
|
121K
$5.12M
|
|
Apr 11, 2023
Q1 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
10.9KNew |
$365K - $425K
|
10.9K
$460K
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
10.6KNew |
$357K - $415K
|
10.6K
$450K
|
|
Jun 05, 2023
Q1 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
10.2KNew |
$342K - $398K
|
10.2K
$431K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
9K+ 7.57% |
$302K - $352K
|
128K
$5.41M
|
|
Apr 26, 2023
Q1 2023
|
Palisades Hudson Asset Management, L.P.
Fort Lauderdale, FL |
BUY
|
- |
8.3K+ 50.51% |
$279K - $325K
|
24.7K
$1.05M
|
|
Apr 11, 2023
Q1 2023
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
7.65KNew |
$257K - $299K
|
7.65K
$324K
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.51K+ 10.84% |
$252K - $294K
|
76.8K
$3.26M
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.7K+ 13.51% |
$225K - $262K
|
56.3K
$2.38M
|
|
May 15, 2023
Q1 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
6.33KNew |
$213K - $248K
|
6.33K
$268K
|
|
Apr 06, 2023
Q1 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
6.03KNew |
$203K - $236K
|
6.03K
$255K
|
|
May 08, 2023
Q1 2023
|
M. Kulyk & Associates, LLC
|
BUY
|
- |
5.74KNew |
$193K - $225K
|
5.74K
$243K
|
|
Apr 19, 2023
Q1 2023
|
Carr Financial Group Corp
Worcester, MA |
BUY
|
- |
5.73KNew |
$192K - $224K
|
5.73K
$243K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
5.7K+ 1.57% |
$191K - $223K
|
368K
$15.6M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.56K+ 7.81% |
$187K - $217K
|
76.7K
$3.25M
|
|
May 08, 2023
Q1 2023
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
4.96K+ 22.84% |
$167K - $194K
|
26.7K
$1.13M
|
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.92K+ 20.28% |
$165K - $192K
|
29.2K
$1.24M
|
|
Apr 21, 2023
Q1 2023
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
4.87K+ 31.39% |
$164K - $190K
|
20.4K
$863K
|
|
Apr 28, 2023
Q1 2023
|
Colorado Capital Management, Inc.
|
BUY
|
- |
4.65K+ 3.86% |
$156K - $182K
|
125K
$5.31M
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.18K+ 7.17% |
$141K - $164K
|
62.5K
$2.65M
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.78K+ 8.26% |
$127K - $148K
|
49.5K
$2.1M
|
|
Apr 27, 2023
Q1 2023
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
3.48K+ 23.54% |
$117K - $136K
|
18.3K
$775K
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO
|
BUY
|
- |
3.44K+ 4.48% |
$115K - $134K
|
80.1K
$3.39M
|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
3.05K+ 6.32% |
$102K - $119K
|
51.2K
$2.17M
|
|
May 10, 2023
Q1 2023
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
2.8K+ 8.68% |
$94K - $109K
|
35K
$1.48M
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
2.78K+ 19.32% |
$93.4K - $109K
|
17.2K
$727K
|
|
May 05, 2023
Q1 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
2.72K+ 13.78% |
$91.5K - $106K
|
22.5K
$952K
|
|
May 04, 2023
Q1 2023
|
Brio Consultants, LLC
|
BUY
|
- |
2.39K+ 8.93% |
$80.3K - $93.4K
|
29.1K
$1.23M
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.35K+ 2.55% |
$79K - $91.9K
|
94.7K
$4.01M
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
2.3K+ 25.02% |
$77.3K - $90K
|
11.5K
$487K
|