Purchases and Sales Made in Q3 2025 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2025. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2025
Q3 2025
|
West Bancorporation Inc
|
BUY
|
- |
7.99KNew |
$323K - $356K
|
7.99K
$351K
|
|
|
Oct 21, 2025
Q3 2025
|
First Pacific Financial
|
BUY
|
- |
6.64K+ 2.67% |
$269K - $296K
|
256K
$11.2M
|
|
|
Oct 22, 2025
Q3 2025
|
Capital Advantage, Inc.
|
BUY
|
- |
5.45KNew |
$221K - $243K
|
5.45K
$239K
|
|
|
Oct 03, 2025
Q3 2025
|
Impac Tfolio, LLC
|
BUY
|
- |
4.71K+ 12.3% |
$190K - $210K
|
43K
$1.89M
|
|
|
Oct 22, 2025
Q3 2025
|
Family Investment Center, Inc.
Saint Joseph, MO |
BUY
|
- |
4.57KNew |
$185K - $203K
|
4.57K
$201K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
4.54K+ 69.08% |
$184K - $202K
|
11.1K
$488K
|
|
|
Oct 09, 2025
Q3 2025
|
Allodium Investment Consultants, LLC
Minneapolis, MN |
BUY
|
- |
3.96K+ 2.94% |
$160K - $176K
|
139K
$6.09M
|
|
|
Oct 07, 2025
Q3 2025
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
3.07K+ 5.51% |
$124K - $137K
|
58.8K
$2.58M
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
2.7K+ 24.73% |
$109K - $120K
|
13.6K
$597K
|
|
|
Oct 10, 2025
Q3 2025
|
Falcon Wealth Planning
|
BUY
|
- |
2.3K+ 25.73% |
$93.1K - $103K
|
11.3K
$494K
|
|
|
Oct 24, 2025
Q3 2025
|
Silver Oak Wealth Management LLC
Edina, MN |
BUY
|
- |
1.83K+ 3.44% |
$73.9K - $81.4K
|
54.9K
$2.41M
|
|
|
Oct 09, 2025
Q3 2025
|
Shotwell Rutter Baer Inc
Lansing, MI |
BUY
|
- |
1.45K+ 11.02% |
$58.5K - $64.4K
|
14.6K
$640K
|
|
|
Oct 14, 2025
Q3 2025
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
1.04K+ 5.71% |
$41.9K - $46.2K
|
19.2K
$843K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
830New |
$33.6K - $37K
|
830
$36.4K
|
|
|
Oct 14, 2025
Q3 2025
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
739+ 2.4% |
$29.9K - $32.9K
|
31.5K
$1.38M
|
|
|
Oct 10, 2025
Q3 2025
|
Diversified Enterprises, LLC
Wilmington, DE |
BUY
|
- |
738+ 3.71% |
$29.8K - $32.9K
|
20.6K
$905K
|
|
|
Oct 06, 2025
Q3 2025
|
Trust CO
|
BUY
|
- |
634+ 9.99% |
$25.6K - $28.2K
|
6.98K
$306K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
409+ 5.2% |
$16.5K - $18.2K
|
8.27K
$363K
|
|
|
Oct 15, 2025
Q3 2025
|
Neumann Capital Management, LLC
|
BUY
|
- |
310+ 1.35% |
$12.5K - $13.8K
|
23.3K
$1.02M
|
|
|
Oct 15, 2025
Q3 2025
|
Hanson & Doremus Investment Management
|
BUY
|
- |
227New |
$9.18K - $10.1K
|
227
$9.97K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
200+ 12.89% |
$8.09K - $8.9K
|
1.75K
$76.9K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
58New |
$2.34K - $2.58K
|
58
$2.55K
|
|
|
Oct 16, 2025
Q3 2025
|
Lowe Wealth Advisors, LLC
|
BUY
|
- |
54New |
$2.18K - $2.4K
|
54
$2.37K
|
|
|
Oct 22, 2025
Q3 2025
|
Motco
|
BUY
|
- |
47+ 11.87% |
$1.9K - $2.09K
|
443
$19.4K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-25- 0.36% |
$1.01K - $1.11K
|
7K
$307K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-36- 37.89% |
$1.46K - $1.6K
|
59
$2.59K
|
|
|
Oct 20, 2025
Q3 2025
|
Rvw Wealth, LLC
|
SELL
|
- |
-44- 0.24% |
$1.78K - $1.96K
|
18.5K
$812K
|
|
|
Oct 24, 2025
Q3 2025
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-60- 0.14% |
$2.43K - $2.67K
|
42K
$1.85M
|
|
|
Oct 22, 2025
Q3 2025
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-74- 2.36% |
$2.99K - $3.29K
|
3.07K
$135K
|
|
|
Oct 14, 2025
Q3 2025
|
Pioneer Wealth Management Group
Austin, TX |
SELL
|
- |
-80- 0.25% |
$3.23K - $3.56K
|
32.2K
$1.42M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-127- 1.11% |
$5.13K - $5.65K
|
11.3K
$497K
|
|
|
Oct 10, 2025
Q3 2025
|
Arlington Financial Advisors, LLC
|
SELL
|
- |
-218- 0.37% |
$8.81K - $9.71K
|
59K
$2.59M
|
|
|
Oct 24, 2025
Q3 2025
|
Equita Financial Network, Inc.
Fort Washington, PA |
SELL
|
- |
-289- 1.36% |
$11.7K - $12.9K
|
21K
$922K
|
|
|
Oct 20, 2025
Q3 2025
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-307- 2.04% |
$12.4K - $13.7K
|
14.7K
$646K
|
|
|
Oct 20, 2025
Q3 2025
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-344- 6.16% |
$13.9K - $15.3K
|
5.24K
$230K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-362- 6.85% |
$14.6K - $16.1K
|
4.93K
$216K
|
|
|
Oct 17, 2025
Q3 2025
|
Petros Family Wealth, LLC
Bloomington, MN |
SELL
|
- |
-580- 10.88% |
$23.4K - $25.8K
|
4.75K
$209K
|
|
|
Oct 24, 2025
Q3 2025
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
SELL
|
- |
-924- 7.02% |
$37.4K - $41.1K
|
12.2K
$537K
|
|
|
Oct 24, 2025
Q3 2025
|
Corundum Group, Inc.
|
SELL
|
- |
-1.01K- 1.73% |
$41K - $45.1K
|
57.7K
$2.53M
|
|
|
Oct 17, 2025
Q3 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.28K- 13.02% |
$51.5K - $56.8K
|
8.52K
$374K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.42K- 13.66% |
$57.3K - $63.1K
|
8.96K
$393K
|
|
|
Oct 15, 2025
Q3 2025
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-2.31K- 2.65% |
$93.2K - $103K
|
84.5K
$3.71M
|
|
|
Oct 17, 2025
Q3 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
SELL
|
- |
-2.6K- 39.44% |
$105K - $116K
|
3.99K
$175K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.67K- 4.86% |
$108K - $119K
|
52.3K
$2.29M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.81K- 2.16% |
$114K - $125K
|
127K
$5.6M
|
|
|
Oct 10, 2025
Q3 2025
|
Sk Wealth Management, LLC
Providence, RI |
SELL
|
- |
-3.86K- 9.59% |
$156K - $172K
|
36.4K
$1.6M
|
|
|
Oct 15, 2025
Q3 2025
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-4.98K- 52.92% |
$201K - $221K
|
4.43K
$194K
|
|
|
Oct 23, 2025
Q3 2025
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-5.13K- 3.71% |
$207K - $228K
|
133K
$5.85M
|
|
|
Oct 24, 2025
Q3 2025
|
Vicus Capital
State College, PA |
SELL
|
- |
-13.1K- 32.44% |
$528K - $582K
|
27.2K
$1.19M
|
|
|
Oct 24, 2025
Q3 2025
|
Cgc Financial Services, LLC
Lake Oswego, OR |
SELL
|
- |
-44.4K- 83.71% |
$1.8M - $1.98M
|
8.64K
$379K
|