Purchases and Sales Made in Q4 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-1K- 8.62% |
$32.7K - $37.2K
|
10.6K
$462K
|
|
|
Jan 18, 2023
Q4 2022
|
Arlington Financial Advisors, LLC
|
SELL
|
- |
-1.04K- 3.95% |
$34.1K - $38.8K
|
25.4K
$1.11M
|
|
|
Feb 02, 2023
Q4 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-1.08K- 5.1% |
$35.1K - $40K
|
20K
$872K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.14K- 1.91% |
$37.1K - $42.3K
|
58.4K
$2.54M
|
|
|
Jan 10, 2023
Q4 2022
|
S.A. Mason LLC
|
SELL
|
- |
-1.35K- 33.06% |
$43.9K - $50K
|
2.72K
$119K
|
|
|
Feb 06, 2023
Q4 2022
|
Wrapmanager Inc
|
SELL
|
- |
-1.42K- 11.8% |
$46.3K - $52.8K
|
10.6K
$462K
|
|
|
Jan 19, 2023
Q4 2022
|
First United Bank & Trust
|
SELL
|
- |
-1.49K- 16.27% |
$48.4K - $55.2K
|
7.64K
$333K
|
|
|
Feb 14, 2023
Q4 2022
|
Pacific Sun Financial Corp
|
SELL
|
- |
-1.52K- 7.67% |
$49.4K - $56.4K
|
18.2K
$795K
|
|
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-1.6K- 32.37% |
$52.1K - $59.4K
|
3.33K
$145K
|
|
|
Jan 25, 2023
Q4 2022
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-1.94K- 11.1% |
$63.2K - $72.1K
|
15.5K
$676K
|
|
|
Feb 09, 2023
Q4 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-1.98K- 21.02% |
$64.7K - $73.8K
|
7.45K
$325K
|
|
|
Jan 31, 2023
Q4 2022
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-2.25K- 13.19% |
$73.3K - $83.6K
|
14.8K
$645K
|
|
|
Jan 24, 2023
Q4 2022
|
Eastern Bank
|
SELL
|
- |
-2.66K- 1.71% |
$86.7K - $98.8K
|
153K
$6.65M
|
|
|
Feb 07, 2023
Q4 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-2.84K- 12.56% |
$92.5K - $105K
|
19.7K
$861K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-3.13K- 54.13% |
$102K - $116K
|
2.65K
$116K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-3.15K- 21.29% |
$103K - $117K
|
11.6K
$508K
|
|
|
Feb 10, 2023
Q4 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-3.18K- 78.87% |
$104K - $118K
|
851
$37.1K
|
|
|
Feb 06, 2023
Q4 2022
|
Savant Capital, LLC
|
SELL
|
- |
-3.29K- 25.77% |
$107K - $122K
|
9.47K
$413K
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
SELL
|
- |
-4.7K- 22.99% |
$153K - $175K
|
15.7K
$686K
|
|
|
Feb 13, 2023
Q4 2022
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-4.72K- 9.16% |
$154K - $176K
|
46.8K
$2.04M
|
|
|
Feb 09, 2023
Q4 2022
|
Castle Wealth Management LLC
|
SELL
|
- |
-5.2K- 46.49% |
$170K - $193K
|
5.99K
$261K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-6.53K- 8.61% |
$213K - $243K
|
69.3K
$3.02M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.88K- 25.82% |
$290K - $330K
|
25.5K
$1.11M
|
|
|
Feb 01, 2023
Q4 2022
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-9.17K- 13.82% |
$299K - $341K
|
57.1K
$2.49M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.55K- 11.83% |
$312K - $355K
|
71.2K
$3.1M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-10.5K- 61.09% |
$343K - $391K
|
6.7K
$292K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13.7K- 37.88% |
$445K - $508K
|
22.4K
$975K
|
|
|
Jan 17, 2023
Q4 2022
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
SELL
|
- |
-16.5K- 63.8% |
$538K - $613K
|
9.35K
$407K
|
|
|
Feb 13, 2023
Q4 2022
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-16.9K- 13.61% |
$552K - $630K
|
107K
$4.68M
|
|
|
Feb 14, 2023
Q4 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-20.9K- 46.34% |
$683K - $779K
|
24.2K
$1.06M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-21.1K- 47.87% |
$689K - $786K
|
23K
$1M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-24.1K- 12.84% |
$787K - $897K
|
164K
$7.13M
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-24.8K- 11.83% |
$809K - $923K
|
185K
$8.05M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-40.3K- 7.38% |
$1.31M - $1.5M
|
506K
$22M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-61.3K- 14.29% |
$2M - $2.28M
|
367K
$16M
|
|
|
May 31, 2023
Q4 2022
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-95.8K- 9.67% |
$3.12M - $3.56M
|
895K
$39M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-599K- 11.19% |
$19.5M - $22.3M
|
4.75M
$207M
|