Purchases and Sales Made in Q3 2023 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History | 
|---|---|---|---|---|---|---|---|
| 
                  Nov 16, 2023
                  Q3 2023
                 | 
      Creative Planning
       Overland Park, KS | BUY | - | 316K+ 65.05% |                   
                  $5.93M - $6.2M
                 |                   
                803K
                $15.5M
               | |
| 
                  Nov 08, 2023
                  Q3 2023
                 | 
      High Tower Advisors, LLC
       Chicago, IL | BUY | - | 234K+ 1995.24% |                   
                  $4.37M - $4.57M
                 |                   
                245K
                $4.74M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Ameritas Investment Partners, Inc.
       Lincoln, NE | BUY | - | 142K+ 96.06% |                   
                  $2.66M - $2.78M
                 |                   
                290K
                $5.6M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Lpl Financial LLC
       Fort Mill, SC | BUY | - | 138K+ 9.99% |                   
                  $2.58M - $2.7M
                 |                   
                1.52M
                $29.3M
               | |
| 
                  Nov 09, 2023
                  Q3 2023
                 | 
      Sws Partners
      
   | BUY | - | 121KNew |                   
                  $2.26M - $2.36M
                 |                   
                121K
                $2.33M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Envestnet Asset Management Inc
      
   | BUY | - | 102K+ 7.7% |                   
                  $1.91M - $2M
                 |                   
                1.43M
                $27.6M
               | |
| 
                  Oct 10, 2023
                  Q3 2023
                 | 
      Ignite Planners, LLC
      
   | BUY | - | 101KNew |                   
                  $1.9M - $1.98M
                 |                   
                101K
                $1.96M
               | |
| 
                  Oct 05, 2023
                  Q3 2023
                 | 
      Ahl Investment Management, Inc.
      
   | BUY | - | 91.9K+ 39.08% |                   
                  $1.72M - $1.8M
                 |                   
                327K
                $6.32M
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Sei Investments CO
       Oaks, PA | BUY | - | 91.2K+ 60.45% |                   
                  $1.71M - $1.79M
                 |                   
                242K
                $4.68M
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Flaharty Asset Management, LLC
      
   | BUY | - | 88.6K+ 5.13% |                   
                  $1.66M - $1.73M
                 |                   
                1.82M
                $35.1M
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Jane Street Group, LLC
       New York, NY | BUY | - | 83.8K+ 558.13% |                   
                  $1.57M - $1.64M
                 |                   
                98.8K
                $1.91M
               | |
| 
                  Nov 08, 2023
                  Q3 2023
                 | 
      Charles Schwab Investment Advisory, Inc.
       San Francisco, CA | BUY | - | 79.4K+ 3.32% |                   
                  $1.49M - $1.55M
                 |                   
                2.47M
                $47.6M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Advisor Group Holdings, Inc.
       Phoenix, AZ | BUY | - | 70.2K+ 36.21% |                   
                  $1.31M - $1.37M
                 |                   
                264K
                $5.1M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Full Sail Capital, LLC
       Oklahoma City, OK | BUY | - | 64.8K+ 9.22% |                   
                  $1.21M - $1.27M
                 |                   
                768K
                $14.8M
               | |
| 
                  Oct 24, 2023
                  Q3 2023
                 | 
      Raymond James Financial Services Advisors, Inc.
       St. Petersburg, FL | BUY | - | 59.1K+ 13.12% |                   
                  $1.11M - $1.16M
                 |                   
                510K
                $9.85M
               | |
| 
                  Oct 11, 2023
                  Q3 2023
                 | 
      Cwm, LLC
      
   | BUY | - | 55.1K+ 3.82% |                   
                  $1.03M - $1.08M
                 |                   
                1.5M
                $28.9M
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Jpmorgan Chase & CO
       New York, NY | BUY | - | 54.8KNew |                   
                  $1.03M - $1.07M
                 |                   
                54.8K
                $1.06M
               | |
| 
                  Oct 26, 2023
                  Q3 2023
                 | 
      Park Avenue Securities LLC
      
   | BUY | - | 53.4K+ 220.5% |                   
                  $1M - $1.05M
                 |                   
                77.7K
                $1.5M
               | |
| 
                  Oct 20, 2023
                  Q3 2023
                 | 
      Global Wealth Strategies & Associates
       Denver, CO | BUY | - | 48.3K+ 21.42% |                   
                  $904K - $945K
                 |                   
                274K
                $5.28M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Stifel Financial Corp
       St. Louis, MO | BUY | - | 46.9KNew |                   
                  $879K - $918K
                 |                   
                46.9K
                $906K
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Royal Bank Of Canada
       Toronto, A6 | BUY | - | 45.9K+ 9.91% |                   
                  $860K - $899K
                 |                   
                509K
                $9.83M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Strategic Advocates LLC
       Logan, UT | BUY | - | 42.2KNew |                   
                  $791K - $827K
                 |                   
                42.2K
                $816K
               | |
| 
                  Oct 27, 2023
                  Q3 2023
                 | 
      Hennion & Walsh Asset Management, Inc.
      
   | BUY | - | 41.1K+ 6.45% |                   
                  $770K - $805K
                 |                   
                679K
                $13.1M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Cary Street Partners Asset Management LLC
       Richmond, VA | BUY | - | 39.6KNew |                   
                  $741K - $775K
                 |                   
                39.6K
                $764K
               | |
| 
                  Oct 11, 2023
                  Q3 2023
                 | 
      Trinity Legacy Partners, LLC
      
   | BUY | - | 38.5K+ 10.05% |                   
                  $721K - $754K
                 |                   
                422K
                $8.14M
               | |
| 
                  Oct 30, 2023
                  Q3 2023
                 | 
      Cfo4 Life Group, LLC
      
   | BUY | - | 37.1KNew |                   
                  $695K - $726K
                 |                   
                37.1K
                $716K
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Apollon Wealth Management, LLC
       Mount Pleasant, SC | BUY | - | 36.6KNew |                   
                  $685K - $716K
                 |                   
                36.6K
                $706K
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Ken Griffin                        
      Citadel Advisors LLC | Chicago, Il
   | BUY | - | 35.1K+ 21038.92% |                   
                  $658K - $688K
                 |                   
                35.3K
                $682K
               | |
| 
                  Oct 26, 2023
                  Q3 2023
                 | 
      Orgel Wealth Management, LLC
      
   | BUY | - | 32.9K+ 0.71% |                   
                  $617K - $645K
                 |                   
                4.67M
                $90.2M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      L & S Advisors Inc
       Los Angeles, CA | BUY | - | 32.4KNew |                   
                  $606K - $634K
                 |                   
                32.4K
                $625K
               | |
| 
                  Oct 12, 2023
                  Q3 2023
                 | 
      Kohmann Bosshard Financial Services, LLC
      
   | BUY | - | 30.6K+ 3.27% |                   
                  $574K - $600K
                 |                   
                967K
                $18.7M
               | |
| 
                  Oct 23, 2023
                  Q3 2023
                 | 
      Balboa Wealth Partners
       Newport Beach, CA | BUY | - | 27.7KNew |                   
                  $518K - $542K
                 |                   
                27.7K
                $534K
               | |
| 
                  Nov 02, 2023
                  Q3 2023
                 | 
      Youngs Advisory Group, Inc.
      
   | BUY | - | 25.7K+ 3.18% |                   
                  $482K - $504K
                 |                   
                836K
                $16.1M
               | |
| 
                  Oct 26, 2023
                  Q3 2023
                 | 
      Gratus Capital LLC
      
   | BUY | - | 23.9K+ 59.69% |                   
                  $447K - $467K
                 |                   
                63.9K
                $1.23M
               | |
| 
                  Dec 04, 2023
                  Q3 2023
                 | 
      Austin Wealth Management, LLC
       Austin, TX | BUY | - | 23.5KNew |                   
                  $440K - $460K
                 |                   
                23.5K
                $453K
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Cibc World Markets Corp
       New York, NY | BUY | - | 22.8KNew |                   
                  $427K - $446K
                 |                   
                22.8K
                $440K
               | |
| 
                  Nov 21, 2023
                  Q3 2023
                 | 
      Comerica Bank
      
   | BUY | - | 22.4KNew |                   
                  $420K - $439K
                 |                   
                22.4K
                $433K
               | |
| 
                  Oct 16, 2023
                  Q3 2023
                 | 
      Naples Global Advisors, LLC
       Naples, FL | BUY | - | 20.8K+ 12.27% |                   
                  $390K - $407K
                 |                   
                190K
                $3.67M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Evoke Wealth, LLC
      
   | BUY | - | 20.7KNew |                   
                  $388K - $405K
                 |                   
                20.7K
                $400K
               | |
| 
                  Nov 09, 2023
                  Q3 2023
                 | 
      Ubs Group Ag
      
   | BUY | - | 20.6K+ 2.75% |                   
                  $387K - $404K
                 |                   
                772K
                $14.9M
               | |
| 
                  Nov 09, 2023
                  Q3 2023
                 | 
      Collaborative Wealth Managment Inc.
       Lake Mary, FL | BUY | - | 18.3K+ 6.49% |                   
                  $344K - $359K
                 |                   
                301K
                $5.81M
               | |
| 
                  Oct 24, 2023
                  Q3 2023
                 | 
      Stratos Wealth Partners, Ltd.
      
   | BUY | - | 18.2K+ 14.96% |                   
                  $341K - $356K
                 |                   
                140K
                $2.7M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Truadvice, LLC
       Sarasota, FL | BUY | - | 17.4KNew |                   
                  $327K - $341K
                 |                   
                17.4K
                $337K
               | |
| 
                  Oct 30, 2023
                  Q3 2023
                 | 
      Aire Advisors, LLC
       Beverly Hills, CA | BUY | - | 17.2K+ 4.67% |                   
                  $323K - $337K
                 |                   
                386K
                $7.45M
               | |
| 
                  Oct 19, 2023
                  Q3 2023
                 | 
      Strateg Iq Financial Group, LLC
      
   | BUY | - | 16.7K+ 69.28% |                   
                  $313K - $327K
                 |                   
                40.9K
                $789K
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Commonwealth Financial Services, LLC
       Parkersburg, WV | BUY | - | 15.8KNew |                   
                  $296K - $310K
                 |                   
                15.8K
                $305K
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Ameriprise Financial Inc
       Minneapolis, MN | BUY | - | 15.2K+ 6.41% |                   
                  $286K - $298K
                 |                   
                253K
                $4.89M
               | |
| 
                  Nov 13, 2023
                  Q3 2023
                 | 
      Envestnet Portfolio Solutions, Inc.
       Berwyn, PA | BUY | - | 14.9KNew |                   
                  $279K - $292K
                 |                   
                14.9K
                $288K
               | |
| 
                  Oct 12, 2023
                  Q3 2023
                 | 
      Prairiewood Capital, LLC
      
   | BUY | - | 14.3K+ 7.13% |                   
                  $268K - $280K
                 |                   
                215K
                $4.16M
               | |
| 
                  Nov 14, 2023
                  Q3 2023
                 | 
      Nations Financial Group Inc, 
       Cedar Rapids, IA | BUY | - | 14.3KNew |                   
                  $268K - $280K
                 |                   
                14.3K
                $276K
               |