Purchases and Sales Made in Q4 2022 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q4 2022. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.64K- 58.77% |
$31.2K - $34.2K
|
1.15K
$22.6K
|
|
Jan 12, 2023
Q4 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.74K- 3.25% |
$33.1K - $36.3K
|
51.7K
$1.02M
|
|
Feb 14, 2023
Q4 2022
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-1.94K- 12.61% |
$36.8K - $40.4K
|
13.4K
$264K
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.06K- 4.44% |
$39.2K - $43K
|
44.4K
$872K
|
|
Jan 26, 2023
Q4 2022
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-2.09K- 85.96% |
$39.7K - $43.6K
|
341
$6.7K
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.62K- 6.28% |
$49.8K - $54.6K
|
39K
$767K
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.15K- 1.9% |
$60K - $65.8K
|
163K
$3.2M
|
|
Mar 08, 2023
Q4 2022
|
Sheets Smith Wealth Management
|
SELL
|
- |
-3.27K- 5.14% |
$62.2K - $68.2K
|
60.3K
$1.19M
|
|
Feb 16, 2023
Q4 2022
|
Ascent Group, LLC
|
SELL
|
- |
-3.46K- 21.78% |
$65.7K - $72.1K
|
12.4K
$244K
|
|
Feb 07, 2023
Q4 2022
|
My Legacy Advisors, LLC
|
SELL
|
- |
-3.75K- 10.58% |
$71.4K - $78.3K
|
31.7K
$623K
|
|
Jan 19, 2023
Q4 2022
|
Plimoth Trust CO LLC
|
SELL
|
- |
-3.81K- 3.43% |
$72.5K - $79.5K
|
107K
$2.11M
|
|
Feb 07, 2023
Q4 2022
|
Gs Investments, Inc.
|
SELL
|
- |
-3.88K- 9.73% |
$73.7K - $80.8K
|
35.9K
$706K
|
|
Feb 09, 2023
Q4 2022
|
Running Point Capital Advisors, LLC
|
SELL
|
- |
-5.05K- 13.16% |
$96K - $105K
|
33.3K
$654K
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-5.31K- 13.78% |
$101K - $111K
|
33.2K
$653K
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.38K- 2.97% |
$121K - $133K
|
209K
$4.1M
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-7.55K- 10.81% |
$144K - $158K
|
62.3K
$1.22M
|
|
Feb 06, 2023
Q4 2022
|
1900 Wealth Management LLC
|
SELL
|
- |
-7.7K- 12.87% |
$146K - $161K
|
52.1K
$1.02M
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
SELL
|
- |
-8.47K- 72.63% |
$161K - $177K
|
3.19K
$62.7K
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-8.65K- 10.88% |
$164K - $180K
|
70.8K
$1.39M
|
|
Feb 07, 2023
Q4 2022
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-9.69K- 3.98% |
$184K - $202K
|
234K
$4.59M
|
|
Feb 09, 2023
Q4 2022
|
Scotia Capital Inc.
|
SELL
|
- |
-10K- 34.11% |
$190K - $209K
|
19.3K
$379K
|
|
Jan 12, 2023
Q4 2022
|
Rvw Wealth, LLC
|
SELL
|
- |
-13.2K- 20.96% |
$252K - $276K
|
50K
$981K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16K- 7.38% |
$305K - $335K
|
201K
$3.95M
|
|
Jan 30, 2023
Q4 2022
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-16.3K- 31.2% |
$310K - $340K
|
36K
$707K
|
|
Jan 05, 2023
Q4 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-17.6K- 44.22% |
$334K - $366K
|
22.1K
$435K
|
|
Jan 25, 2023
Q4 2022
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-18.7K- 38.87% |
$355K - $389K
|
29.4K
$576K
|
|
Jan 27, 2023
Q4 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-19.1K- 10.54% |
$364K - $399K
|
162K
$3.19M
|
|
Feb 07, 2023
Q4 2022
|
Amg National Trust Bank
|
SELL
|
- |
-20.1K- 36.8% |
$382K - $419K
|
34.5K
$678K
|
|
Feb 13, 2023
Q4 2022
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
SELL
|
- |
-20.5K- 0.97% |
$390K - $428K
|
2.1M
$41.2M
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-21.8K- 6.95% |
$414K - $454K
|
292K
$5.73M
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-24.7K- 48.37% |
$470K - $516K
|
26.4K
$518K
|
|
Feb 06, 2023
Q4 2022
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-28.4K- 12.6% |
$540K - $593K
|
197K
$3.87M
|
|
Feb 16, 2023
Q4 2022
|
Gsb Wealth Management, LLC
|
SELL
|
- |
-28.6K- 15.34% |
$544K - $597K
|
158K
$3.1M
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-34.7KClosed |
$659K - $723K
|
0
$0
|
|
Jan 13, 2023
Q4 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-38.7K- 21.88% |
$736K - $808K
|
138K
$2.71M
|
|
Jan 11, 2023
Q4 2022
|
Collective Family Office LLC
|
SELL
|
- |
-40.1K- 10.06% |
$763K - $837K
|
359K
$7.04M
|
|
Feb 10, 2023
Q4 2022
|
Assetmark, Inc
|
SELL
|
- |
-55.5K- 5.62% |
$1.06M - $1.16M
|
932K
$18.3M
|
|
Feb 09, 2023
Q4 2022
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-57.3K- 29.28% |
$1.09M - $1.2M
|
138K
$2.72M
|
|
Jan 09, 2023
Q4 2022
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-58.2K- 14.18% |
$1.11M - $1.21M
|
352K
$6.92M
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-62.1K- 83.16% |
$1.18M - $1.29M
|
12.6K
$247K
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-66.5K- 5.82% |
$1.26M - $1.39M
|
1.08M
$21.1M
|
|
Feb 10, 2023
Q4 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-67.8K- 54.94% |
$1.29M - $1.41M
|
55.6K
$1.09M
|
|
Jan 20, 2023
Q4 2022
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-76.2K- 51.02% |
$1.45M - $1.59M
|
73.1K
$1.44M
|
|
Feb 07, 2023
Q4 2022
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-95K- 46.34% |
$1.81M - $1.98M
|
110K
$2.16M
|
|
Feb 13, 2023
Q4 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-100K- 11.76% |
$1.9M - $2.09M
|
750K
$14.7M
|
|
Mar 24, 2023
Q4 2022
|
Ratio Wealth Group
Denver, CO |
SELL
|
- |
-137K- 13.36% |
$2.6M - $2.86M
|
888K
$17.4M
|
|
Feb 13, 2023
Q4 2022
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-137K- 90.13% |
$2.61M - $2.87M
|
15.1K
$296K
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-154K- 59.9% |
$2.94M - $3.22M
|
103K
$2.03M
|
|
Feb 07, 2023
Q4 2022
|
Conning Inc.
|
SELL
|
- |
-195K- 25.16% |
$3.71M - $4.07M
|
580K
$11.4M
|
|
Feb 09, 2023
Q4 2022
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-341K- 99.69% |
$6.49M - $7.12M
|
1.07K
$20.9K
|