Purchases and Sales Made in Q4 2023 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q4 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-29K- 24.39% |
$507K - $571K
|
89.8K
$1.85M
|
|
|
Jan 31, 2024
Q4 2023
|
Youngs Advisory Group, Inc.
|
SELL
|
- |
-29.6K- 3.54% |
$517K - $582K
|
806K
$16.6M
|
|
|
Jan 26, 2024
Q4 2023
|
Plimoth Trust CO LLC
|
SELL
|
- |
-31.5K- 28.73% |
$550K - $620K
|
78K
$1.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-34.2K- 16.99% |
$598K - $674K
|
167K
$3.43M
|
|
|
Feb 01, 2024
Q4 2023
|
1900 Wealth Management LLC
|
SELL
|
- |
-42.1K- 76.07% |
$736K - $830K
|
13.2K
$272K
|
|
|
Jan 08, 2024
Q4 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-52.9K- 52.19% |
$925K - $1.04M
|
48.5K
$996K
|
|
|
Feb 13, 2024
Q4 2023
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-57.4K- 26.66% |
$1M - $1.13M
|
158K
$3.24M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-59.9K- 60.6% |
$1.05M - $1.18M
|
38.9K
$801K
|
|
|
Jan 29, 2024
Q4 2023
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-63.9K- 16.56% |
$1.12M - $1.26M
|
322K
$6.62M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-82.7K- 5.52% |
$1.45M - $1.63M
|
1.42M
$29.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Fortis Capital Management LLC
|
SELL
|
- |
-97.9K- 64.84% |
$1.71M - $1.93M
|
53.1K
$1.09M
|
|
|
Jan 09, 2024
Q4 2023
|
Collective Family Office LLC
|
SELL
|
- |
-109K- 30.07% |
$1.91M - $2.15M
|
254K
$5.22M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-127K- 81.66% |
$2.22M - $2.5M
|
28.5K
$586K
|
|
|
Jan 17, 2024
Q4 2023
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-141K- 97.04% |
$2.47M - $2.79M
|
4.31K
$88.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-148K- 58.42% |
$2.59M - $2.92M
|
105K
$2.16M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-156K- 76.6% |
$2.73M - $3.08M
|
47.7K
$980K
|
|
|
Feb 14, 2024
Q4 2023
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-161K- 38.25% |
$2.82M - $3.18M
|
260K
$5.35M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-172K- 25.37% |
$3.01M - $3.39M
|
507K
$10.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-249K- 4.25% |
$4.36M - $4.91M
|
5.61M
$115M
|
|
|
Jan 02, 2024
Q4 2023
|
Global Wealth Strategies & Associates
Denver, CO |
SELL
|
- |
-270K- 98.8% |
$4.73M - $5.33M
|
3.28K
$67.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-289K- 66.36% |
$5.05M - $5.69M
|
146K
$3.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-310K- 23.92% |
$5.42M - $6.11M
|
986K
$20.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-428K- 29.95% |
$7.48M - $8.43M
|
1M
$20.6M
|
|
|
Feb 05, 2024
Q4 2023
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-527K- 29.05% |
$9.22M - $10.4M
|
1.29M
$26.5M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-937K- 19.51% |
$16.4M - $18.5M
|
3.87M
$79.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-2.24MClosed |
$39.2M - $44.2M
|
0
$0
|
|
|
Jan 11, 2024
Q4 2023
|
Orgel Wealth Management, LLC
|
SELL
|
- |
-2.91M- 62.37% |
$51M - $57.4M
|
1.76M
$36.1M
|