Purchases and Sales Made in Q4 2021 in Abrdn Platinum ETF Trust (PPLT)

This table provides information about the institutional ownership of Abrdn Platinum ETF Trust (PPLT) during Q4 2021. The information is specifically focused on institutions that hold shares of abrdn Platinum ETF Trust.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Aug 02, 2023 Q4 2021	Money Design Co.,Ltd.	BUY	-	234K + 268.46%	$20.1M - $23.8M	321K $28.9M
Jan 07, 2022 Q4 2021	Hollencrest Capital Management	BUY	-	88K New	$7.54M - $8.94M	88K $7.91M
Feb 07, 2022 Q4 2021	Sg Americas Securities, LLC	BUY	-	62K + 233.0%	$5.31M - $6.29M	88.6K $7.96M
Feb 14, 2022 Q4 2021	Weiss Multi Strategy Advisers LLC New York, NY	BUY	-	26K New	$2.23M - $2.64M	26K $2.34M
Feb 01, 2022 Q4 2021	Merriman Wealth Management, LLC	BUY	-	24.9K + 309.12%	$2.14M - $2.53M	33K $2.96M
Feb 17, 2022 Q4 2021	Virtu Financial LLC New York, NY	BUY	-	11.5K New	$987K - $1.17M	11.5K $1.03M
Jan 31, 2022 Q4 2021	D.A. Davidson & Co.	BUY	-	10.3K New	$885K - $1.05M	10.3K $927K
Feb 14, 2022 Q4 2021	Intrepid Family Office LLC Greenwich, CT	BUY	-	10K New	$857K - $1.02M	10K $898K
Feb 11, 2022 Q4 2021	Wescap Management Group, Inc. Glendale, CA	BUY	-	8.16K New	$699K - $828K	8.16K $733K
Feb 14, 2022 Q4 2021	Flow Traders U.S. LLC New York, NY	BUY	-	7.38K New	$632K - $749K	7.38K $663K
Feb 11, 2022 Q4 2021	Proficio Capital Partners LLC Newton, MA	BUY	-	7.29K + 29.48%	$625K - $741K	32K $2.88M
Feb 14, 2022 Q4 2021	Guardian Wealth Advisors, LLC Raleigh, NC	BUY	-	5.19K New	$445K - $527K	5.19K $466K
Feb 01, 2022 Q4 2021	Merriman Wealth Management, LLC	BUY	-	5K + 163.08%	$429K - $508K	8.07K $725K
Feb 17, 2022 Q4 2021	Castleview Partners, LLC Dallas, TX	BUY	-	4.89K + 8889.09%	$419K - $496K	4.94K $444K
Jan 24, 2022 Q4 2021	National Bank Of Canada	BUY	-	4.33K New	$371K - $440K	4.33K $389K
Jan 11, 2022 Q4 2021	Brookstone Capital Management	BUY	-	3.41K New	$292K - $346K	3.41K $306K
Feb 14, 2022 Q4 2021	Mission Creek Capital Partners, Inc. San Francisco, CA	BUY	-	3.05K + 100.1%	$261K - $310K	6.1K $548K
Feb 08, 2022 Q4 2021	Raymond James & Associates St Petersburg, FL	BUY	-	2.88K + 15.91%	$247K - $292K	21K $1.88M
Jan 31, 2022 Q4 2021	Financial Sense Advisors, Inc.	BUY	-	2.75K New	$236K - $279K	2.75K $247K
Feb 08, 2022 Q4 2021	Northern Trust Corp Chicago, IL	BUY	-	2.68K New	$229K - $272K	2.68K $240K
Feb 14, 2022 Q4 2021	Hrt Financial LP New York, NY	BUY	-	2.62K New	$225K - $266K	2.62K $235K
Feb 04, 2022 Q4 2021	New Century Advisors, LLC	BUY	-	2.35K New	$201K - $239K	2.35K $211K
Feb 14, 2022 Q4 2021	Two Sigma Securities, LLC New York, NY	BUY	-	2.33K New	$200K - $237K	2.33K $209K
Feb 08, 2022 Q4 2021	Steward Partners Investment Advisory, LLC	BUY	-	2.09K + 40.48%	$179K - $213K	7.26K $652K
Feb 14, 2022 Q4 2021	Lpl Financial LLC Fort Mill, SC	BUY	-	1.82K + 9.97%	$156K - $185K	20.1K $1.8M
Feb 04, 2022 Q4 2021	Amg National Trust Bank	BUY	-	1.26K + 1.25%	$108K - $128K	103K $9.21M
Jan 31, 2022 Q4 2021	Commonwealth Equity Services, LLC	BUY	-	925 + 35.45%	$79.3K - $93.9K	3.53K $317K
Feb 22, 2022 Q4 2021	Tyler Stone Wealth Management Beachwood, OH	BUY	-	887 New	$76K - $90.1K	887 $79.7K
Feb 03, 2022 Q4 2021	Cambridge Investment Research Advisors, Inc.	BUY	-	742 + 19.52%	$63.6K - $75.3K	4.54K $408K
Nov 14, 2022 Q4 2021	Brewin Dolphin Wealth Management LTD Conskleagh, Dublin, L2	BUY	-	500 New	$42.9K - $50.8K	500 $44.9K
Feb 08, 2022 Q4 2021	U S Global Investors Inc San Antonio, TX	BUY	-	500 + 33.33%	$42.9K - $50.8K	2K $180K
Jan 04, 2022 Q4 2021	Camelot Portfolios, LLC	BUY	-	246 + 9.02%	$21.1K - $25K	2.97K $267K
Jan 28, 2022 Q4 2021	Amplius Wealth Advisors, LLC	BUY	-	200 New	$17.1K - $20.3K	200 $18K
Jan 28, 2022 Q4 2021	Financial Management Professionals, Inc.	BUY	-	200 New	$17.1K - $20.3K	200 $18K
Jan 20, 2022 Q4 2021	Kestra Advisory Services, LLC	BUY	-	141 + 5.37%	$12.1K - $14.3K	2.77K $248K
Feb 11, 2022 Q4 2021	Scotia Capital Inc.	BUY	-	134 + 2.76%	$11.5K - $13.6K	5K $449K
Jan 26, 2022 Q4 2021	Blue Bell Private Wealth Management, LLC	BUY	-	125 New	$10.7K - $12.7K	125 $11.2K
Feb 17, 2022 Q4 2021	New Edge Advisors, LLC New Orleans, LA	BUY	-	100 + 2.46%	$8.57K - $10.2K	4.16K $374K
Feb 14, 2022 Q4 2021	Bsw Wealth Partners Boulder, CO	BUY	-	92 + 3.98%	$7.89K - $9.34K	2.4K $216K
Feb 11, 2022 Q4 2021	Financial Gravity Asset Management, Inc.	BUY	-	90 New	$7.71K - $9.14K	90 $8.08K
Feb 07, 2022 Q4 2021	Ever Source Wealth Advisors, LLC	BUY	-	85 New	$7.29K - $8.63K	85 $7.64K
Nov 30, 2023 Q4 2021	Pfs Partners, LLC Mine Hill, NJ	BUY	-	67 New	$5.74K - $6.8K	67 $6.02K
Feb 03, 2022 Q4 2021	Regency Capital Management Inc.\De	BUY	-	50 New	$4.29K - $5.08K	50 $4.49K
Feb 14, 2022 Q4 2021	Rockefeller Capital Management L.P. New York, NY	BUY	-	35 + 0.27%	$3K - $3.55K	13.2K $1.19M
Feb 14, 2022 Q4 2021	Snowden Capital Advisors LLC New York, NY	BUY	-	14 New	$1.2K - $1.42K	14 $1.26K
Jan 25, 2022 Q4 2021	Private Ocean, LLC	BUY	-	8 New	$686 - $812	8 $719
Feb 10, 2022 Q4 2021	Core Cap Advisors, LLC Southfield, MI	BUY	-	5 New	$429 - $508	5 $449
Feb 14, 2022 Q4 2021	Founders Financial Securities LLC	BUY	-	4 + 0.12%	$343 - $406	3.42K $308K
Jan 21, 2022 Q4 2021	Tfo Tdc, LLC	SELL	-	-12 Closed	$1.03K - $1.22K	0 $0
Feb 11, 2022 Q4 2021	Phoenix Wealth Advisors	SELL	-	-15 Closed	$1.29K - $1.52K	0 $0

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Account

Purchases and Sales Made in Q4 2021 in Abrdn Platinum ETF Trust (PPLT)

234K

88K

62K

26K

24.9K

11.5K

10.3K

10K

8.16K

7.38K

7.29K

5.19K

5K

4.89K

4.33K

3.41K

3.05K

2.88K

2.75K

2.68K

2.62K

2.35K

2.33K

2.09K

1.82K

1.26K

925

887

742

500

500

246

200

200

141

134

125

100

92

90

85

67

50

35

14

8

5

4

-12

-15

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