Purchases and Sales Made in Q3 2021 in Pgim ETF Tr (PULS)
This table provides information about the institutional ownership of Pgim ETF Tr (PULS) during Q3 2021. The information is specifically focused on institutions that hold shares of PGIM ETF TR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.88MNew |
$143M - $143M
|
2.88M
$143M
|
|
|
Oct 26, 2021
Q3 2021
|
Orgel Wealth Management, LLC
|
BUY
|
- |
2.32M+ 182.28% |
$115M - $115M
|
3.59M
$178M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.38M+ 703.35% |
$68.5M - $68.6M
|
1.57M
$78.2M
|
|
|
Nov 09, 2021
Q3 2021
|
Financial Advisory Group
Houston, TX |
BUY
|
- |
696KNew |
$34.6M - $34.6M
|
696K
$34.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
466K+ 53.43% |
$23.1M - $23.2M
|
1.34M
$66.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
280K+ 6.69% |
$13.9M - $13.9M
|
4.47M
$222M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
221K+ 29.38% |
$11M - $11M
|
971K
$48.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
168K+ 28.25% |
$8.32M - $8.34M
|
761K
$37.8M
|
|
|
Nov 08, 2021
Q3 2021
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
148KNew |
$7.33M - $7.34M
|
148K
$7.33M
|
|
|
Nov 09, 2021
Q3 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
95.1K+ 434.65% |
$4.72M - $4.73M
|
117K
$5.81M
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
93.5KNew |
$4.64M - $4.65M
|
93.5K
$4.64M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
71.2K+ 149.62% |
$3.54M - $3.54M
|
119K
$5.9M
|
|
|
Oct 26, 2021
Q3 2021
|
Advisory Resource Group
|
BUY
|
- |
54.6KNew |
$2.71M - $2.71M
|
54.6K
$2.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
43.9K+ 10.25% |
$2.18M - $2.18M
|
472K
$23.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
32.7KNew |
$1.63M - $1.63M
|
32.7K
$1.63M
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
30.1KNew |
$1.49M - $1.5M
|
30.1K
$1.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
28.1K+ 649.2% |
$1.4M - $1.4M
|
32.4K
$1.61M
|
|
|
Oct 29, 2021
Q3 2021
|
Fountainhead Am, LLC
Warren, NJ |
BUY
|
- |
27.2K+ 49.5% |
$1.35M - $1.35M
|
82.2K
$4.08M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
24.2K+ 183.63% |
$1.2M - $1.2M
|
37.4K
$1.86M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
22.4K+ 52.2% |
$1.11M - $1.12M
|
65.4K
$3.25M
|
|
|
Nov 09, 2021
Q3 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
20K+ 4.18% |
$993K - $995K
|
499K
$24.8M
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
16.6K+ 156.7% |
$827K - $828K
|
27.3K
$1.35M
|
|
|
Oct 27, 2021
Q3 2021
|
Grant
|
BUY
|
- |
13.7KNew |
$679K - $680K
|
13.7K
$679K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
12K+ 14.2% |
$598K - $599K
|
96.8K
$4.81M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.9KNew |
$592K - $593K
|
11.9K
$592K
|
|
|
Oct 07, 2021
Q3 2021
|
Caprock Group, Inc.
|
BUY
|
- |
8.8KNew |
$437K - $438K
|
8.8K
$437K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.65K+ 2.82% |
$430K - $430K
|
315K
$15.6M
|
|
|
Oct 20, 2021
Q3 2021
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
8.53KNew |
$424K - $424K
|
8.53K
$424K
|
|
|
Nov 04, 2021
Q3 2021
|
Riverstone Advisors, LLC
|
BUY
|
- |
8.3KNew |
$412K - $413K
|
8.3K
$412K
|
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
5.98K+ 1.62% |
$297K - $297K
|
375K
$18.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
4.71KNew |
$234K - $234K
|
4.71K
$234K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
4KNew |
$199K - $199K
|
4K
$199K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.23K+ 7.64% |
$60.9K - $61K
|
17.3K
$858K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.15K+ 74.25% |
$56.9K - $57K
|
2.69K
$133K
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1KNew |
$49.7K - $49.7K
|
1K
$49.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
431+ 35.8% |
$21.4K - $21.4K
|
1.64K
$81.2K
|
|
|
Nov 09, 2021
Q3 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
395New |
$19.6K - $19.6K
|
395
$19.6K
|
|
|
Oct 28, 2021
Q3 2021
|
Excalibur Management Corp
|
BUY
|
- |
235+ 5.22% |
$11.7K - $11.7K
|
4.74K
$235K
|
|
|
Oct 15, 2021
Q3 2021
|
Sheets Smith Wealth Management
|
BUY
|
- |
175+ 0.32% |
$8.69K - $8.7K
|
54.6K
$2.71M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Merit Financial Group, LLC
|
SELL
|
- |
-440- 1.93% |
$21.9K - $21.9K
|
22.4K
$1.11M
|
|
|
Oct 29, 2021
Q3 2021
|
Hartford Financial Management Inc.
|
SELL
|
- |
-610- 0.61% |
$30.3K - $30.3K
|
99.5K
$4.94M
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-674- 6.31% |
$33.5K - $33.5K
|
10K
$497K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-798- 7.07% |
$39.6K - $39.7K
|
10.5K
$521K
|
|
|
Nov 12, 2021
Q3 2021
|
Sargent Investment Group, LLC
|
SELL
|
- |
-1.1K- 1.92% |
$54.6K - $54.7K
|
56.1K
$2.79M
|
|
|
Nov 03, 2021
Q3 2021
|
Ridgecrest Wealth Partners, LLC
|
SELL
|
- |
-1.45K- 8.32% |
$71.9K - $72K
|
16K
$792K
|
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.63K- 3.7% |
$80.7K - $80.8K
|
42.4K
$2.1M
|
|
|
Oct 14, 2021
Q3 2021
|
First Citizens Financial Corp
|
SELL
|
- |
-2.03K- 23.41% |
$101K - $101K
|
6.64K
$330K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-2.84K- 6.75% |
$141K - $141K
|
39.3K
$1.95M
|