Purchases and Sales Made in Q1 2021 in First Trust Nasdaq Aba Communi (QABA)
This table provides information about the institutional ownership of First Trust Nasdaq Aba Communi (QABA) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ ABA COMMUNI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
85.1K+ 158.06% |
$3.8M - $5.18M
|
139K
$8.58M
|
|
|
Apr 20, 2021
Q1 2021
|
Sterling Manor Financial, LLC
|
BUY
|
- |
84KNew |
$3.74M - $5.11M
|
84K
$5.18M
|
|
|
Apr 28, 2021
Q1 2021
|
Csenge Advisory Group
|
BUY
|
- |
58.7KNew |
$2.62M - $3.57M
|
58.7K
$3.62M
|
|
|
May 06, 2021
Q1 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
45.5K+ 893.76% |
$2.03M - $2.77M
|
50.6K
$3.12M
|
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
35KNew |
$1.56M - $2.13M
|
35K
$2.16M
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
25.9K+ 121.09% |
$1.16M - $1.58M
|
47.3K
$2.92M
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
18.3KNew |
$816K - $1.11M
|
18.3K
$1.13M
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
17.3K+ 21.74% |
$770K - $1.05M
|
96.7K
$5.96M
|
|
|
May 14, 2021
Q1 2021
|
Keeley Teton Advisors, LLC
Chicago, IL |
BUY
|
- |
13.5K+ 78.49% |
$602K - $822K
|
30.7K
$1.89M
|
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.2K+ 148.7% |
$321K - $438K
|
12K
$743K
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.56KNew |
$293K - $399K
|
6.56K
$405K
|
|
|
May 05, 2021
Q1 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
6.27KNew |
$280K - $382K
|
6.27K
$387K
|
|
|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
3.47KNew |
$155K - $211K
|
3.47K
$214K
|
|
|
May 17, 2021
Q1 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
2.02KNew |
$90.1K - $123K
|
2.02K
$125K
|
|
|
Apr 27, 2021
Q1 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
1.64K+ 32.94% |
$73K - $99.7K
|
6.61K
$408K
|
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.51KNew |
$67.1K - $91.6K
|
1.51K
$92.8K
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
495New |
$22.1K - $30.1K
|
495
$30.5K
|
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
135New |
$6.02K - $8.22K
|
135
$8.33K
|
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
115New |
$5.13K - $7K
|
115
$7.09K
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
BUY
|
- |
100New |
$4.46K - $6.09K
|
100
$6.17K
|
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
72New |
$3.21K - $4.38K
|
72
$4.44K
|
|
|
Apr 09, 2021
Q1 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
3+ 0.15% |
$134 - $183
|
1.99K
$123K
|
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
1+ 0.34% |
$44.6 - $60.9
|
295
$18.2K
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.24% |
$44.6 - $60.9
|
414
$25.5K
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7Closed |
$312 - $426
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-88- 1.48% |
$3.92K - $5.36K
|
5.87K
$362K
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-307- 1.95% |
$13.7K - $18.7K
|
15.4K
$950K
|
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-618- 4.48% |
$27.6K - $37.6K
|
13.2K
$812K
|
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-646- 17.31% |
$28.8K - $39.3K
|
3.09K
$190K
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-666- 11.65% |
$29.7K - $40.5K
|
5.05K
$311K
|
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-808- 9.29% |
$36K - $49.2K
|
7.89K
$487K
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.6K- 7.08% |
$71.2K - $97.2K
|
21K
$1.29M
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.32K- 7.95% |
$103K - $141K
|
26.9K
$1.66M
|
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-3.58KClosed |
$159K - $218K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-4.95KClosed |
$221K - $301K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-13.1K- 39.42% |
$586K - $799K
|
20.2K
$1.25M
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-15.6K- 78.66% |
$697K - $951K
|
4.24K
$262K
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-24.1K- 62.52% |
$1.08M - $1.47M
|
14.5K
$892K
|
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-31.8KClosed |
$1.42M - $1.93M
|
0
$0
|