Purchases and Sales Made in Q3 2018 in First Trust Nasdaq Aba Communi (QABA)
This table provides information about the institutional ownership of First Trust Nasdaq Aba Communi (QABA) during Q3 2018. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ ABA COMMUNI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2018
Q3 2018
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
164K+ 336.77% |
N/A
|
212K
$13M
|
|
|
Oct 04, 2018
Q3 2018
|
Cumberland Advisors Inc
|
BUY
|
- |
33.4K+ 47.43% |
N/A
|
104K
$6.36M
|
|
|
Nov 13, 2018
Q3 2018
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
24.6KNew |
N/A
|
24.6K
$1.51M
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
22.7KNew |
N/A
|
22.7K
$1.39M
|
|
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
22.3KNew |
N/A
|
22.3K
$1.37M
|
|
|
Nov 13, 2018
Q3 2018
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
22.2KNew |
N/A
|
22.2K
$1.36M
|
|
|
Nov 14, 2018
Q3 2018
|
Voya Financial Advisors, Inc.
Windsor, CT |
BUY
|
- |
18.6K+ 71.56% |
N/A
|
44.6K
$2.73M
|
|
|
Oct 25, 2018
Q3 2018
|
Ifp Advisors, Inc
|
BUY
|
- |
16.4K+ 17.87% |
N/A
|
108K
$6.63M
|
|
|
Nov 06, 2018
Q3 2018
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
16.3K+ 38.59% |
N/A
|
58.7K
$3.6M
|
|
|
Nov 14, 2018
Q3 2018
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.95K+ 35.32% |
N/A
|
38.1K
$2.34M
|
|
|
Nov 14, 2018
Q3 2018
|
Ubs Group Ag
|
BUY
|
- |
9.75K+ 3.67% |
N/A
|
275K
$16.9M
|
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
7.26K+ 24.13% |
N/A
|
37.4K
$2.29M
|
|
|
Nov 14, 2018
Q3 2018
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.18K+ 25.72% |
N/A
|
35.1K
$2.15M
|
|
|
Nov 14, 2018
Q3 2018
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.84K+ 3.09% |
N/A
|
228K
$14M
|
|
|
Nov 19, 2018
Q3 2018
|
Csenge Advisory Group
|
BUY
|
- |
6.47KNew |
N/A
|
6.47K
$397K
|
|
|
Nov 13, 2018
Q3 2018
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.09K+ 97.29% |
N/A
|
12.4K
$758K
|
|
|
Nov 07, 2018
Q3 2018
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.81K+ 20.59% |
N/A
|
34K
$2.09M
|
|
|
Oct 23, 2018
Q3 2018
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.1K+ 41.51% |
N/A
|
17.4K
$1.07M
|
|
|
Nov 14, 2018
Q3 2018
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.38KNew |
N/A
|
4.38K
$269K
|
|
|
Nov 07, 2018
Q3 2018
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
4.17KNew |
N/A
|
4.17K
$256K
|
|
|
Nov 14, 2018
Q3 2018
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4K+ 37.46% |
N/A
|
14.7K
$900K
|
|
|
Mar 24, 2023
Q3 2018
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.2KNew |
N/A
|
3.2K
$196K
|
|
|
Nov 14, 2018
Q3 2018
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.19K+ 1.9% |
N/A
|
171K
$10.5M
|
|
|
Dec 21, 2021
Q3 2018
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
2.86KNew |
N/A
|
2.86K
$175K
|
|
|
Nov 13, 2018
Q3 2018
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.83KNew |
N/A
|
1.83K
$112K
|
|
|
Oct 29, 2018
Q3 2018
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.8K+ 7.93% |
N/A
|
24.5K
$1.5M
|
|
|
Nov 05, 2018
Q3 2018
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
1.68K+ 115.13% |
N/A
|
3.14K
$193K
|
|
|
Nov 02, 2018
Q3 2018
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.4K+ 30.24% |
N/A
|
6.03K
$370K
|
|
|
Oct 11, 2018
Q3 2018
|
Northwest Wealth Management, LLC
|
BUY
|
- |
1.18KNew |
N/A
|
1.18K
$72.4K
|
|
|
Nov 13, 2018
Q3 2018
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
766+ 3.55% |
N/A
|
22.3K
$1.37M
|
|
|
Nov 14, 2018
Q3 2018
|
Jacobi Capital Management LLC
|
BUY
|
- |
751+ 17.44% |
N/A
|
5.06K
$310K
|
|
|
Oct 05, 2018
Q3 2018
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
735+ 2.56% |
N/A
|
29.5K
$1.81M
|
|
|
Nov 13, 2018
Q3 2018
|
D.A. Davidson & Co.
|
BUY
|
- |
520+ 2.33% |
N/A
|
22.9K
$1.4M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
290+ 4.39% |
N/A
|
6.9K
$423K
|
|
|
Oct 18, 2018
Q3 2018
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
150+ 11.8% |
N/A
|
1.42K
$87.1K
|
|
|
Oct 03, 2018
Q3 2018
|
Clarus Wealth Advisors
|
BUY
|
- |
100+ 33.33% |
N/A
|
400
$24.5K
|
|
|
Nov 13, 2018
Q3 2018
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
95+ 0.56% |
N/A
|
17K
$1.04M
|
|
|
Oct 15, 2018
Q3 2018
|
Somerset Trust CO
|
BUY
|
- |
45New |
N/A
|
45
$2.76K
|
|
|
Nov 14, 2018
Q3 2018
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
3+ 0.05% |
N/A
|
5.49K
$337K
|
|
|
Nov 01, 2018
Q3 2018
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3+ 0.11% |
N/A
|
2.8K
$172K
|
|
|
Oct 17, 2018
Q3 2018
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.21% |
N/A
|
479
$29.4K
|
|
|
Nov 05, 2018
Q3 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-7- 0.03% |
N/A
|
22.7K
$1.39M
|
|
|
Nov 14, 2018
Q3 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-38Closed |
N/A
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-81Closed |
N/A
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-150- 2.8% |
N/A
|
5.2K
$319K
|
|
|
Nov 09, 2018
Q3 2018
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-155- 0.64% |
N/A
|
23.9K
$1.47M
|
|
|
Nov 01, 2018
Q3 2018
|
Us Bancorp \De\
|
SELL
|
- |
-158- 64.75% |
N/A
|
86
$5.27K
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-200Closed |
N/A
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Kovack Advisors, Inc.
|
SELL
|
- |
-208- 3.88% |
N/A
|
5.15K
$316K
|
|
|
Nov 05, 2018
Q3 2018
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-272- 2.28% |
N/A
|
11.6K
$714K
|