Purchases and Sales Made in Q3 2020 in First Trust Nasdaq Aba Communi (QABA)
This table provides information about the institutional ownership of First Trust Nasdaq Aba Communi (QABA) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ ABA COMMUNI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
12.7K+ 96.59% |
$388K - $474K
|
25.9K
$1.59M
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.39K+ 747.22% |
$226K - $276K
|
8.38K
$514K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.84K+ 88.17% |
$148K - $181K
|
10.3K
$634K
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
428+ 2.7% |
$13.1K - $16K
|
16.3K
$999K
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
347+ 1.24% |
$10.6K - $13K
|
28.4K
$1.74M
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
250New |
$7.64K - $9.33K
|
250
$15.3K
|
|
|
Oct 09, 2020
Q3 2020
|
Global Retirement Partners, LLC
|
BUY
|
- |
3+ 0.74% |
$91.7 - $112
|
410
$25.1K
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-91Closed |
$2.78K - $3.4K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-108Closed |
$3.3K - $4.03K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-258- 29.72% |
$7.88K - $9.63K
|
610
$37.4K
|
|
|
Oct 30, 2020
Q3 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-898- 23.08% |
$27.4K - $33.5K
|
2.99K
$183K
|
|
|
Nov 13, 2020
Q3 2020
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.63K- 18.99% |
$49.6K - $60.7K
|
6.93K
$425K
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.24KClosed |
$68.4K - $83.6K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.52K- 12.71% |
$76.9K - $93.9K
|
17.3K
$1.06M
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.16K- 6.55% |
$96.6K - $118K
|
45.1K
$2.77M
|
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.6K- 92.49% |
$110K - $134K
|
292
$17.9K
|
|
|
Oct 29, 2020
Q3 2020
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-4.43K- 31.65% |
$135K - $165K
|
9.57K
$587K
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-4.9K- 37.9% |
$150K - $183K
|
8.03K
$493K
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.75K- 9.98% |
$176K - $215K
|
51.8K
$3.18M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.74K- 18.38% |
$206K - $252K
|
29.9K
$1.84M
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-7.56KClosed |
$231K - $282K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-21.4KClosed |
$655K - $800K
|
0
$0
|