Purchases and Sales Made in Q4 2017 in First Trust Nasdaq Aba Communi (QABA)
This table provides information about the institutional ownership of First Trust Nasdaq Aba Communi (QABA) during Q4 2017. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ ABA COMMUNI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2018
Q4 2017
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
33KNew |
N/A
|
33K
$2.02M
|
|
|
Feb 14, 2018
Q4 2017
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
32.6KNew |
N/A
|
32.6K
$2M
|
|
|
Feb 09, 2018
Q4 2017
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
19.9K+ 22.48% |
N/A
|
109K
$6.65M
|
|
|
Feb 14, 2018
Q4 2017
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16.7K+ 8.16% |
N/A
|
222K
$13.6M
|
|
|
Feb 22, 2018
Q4 2017
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
14.7K+ 155.47% |
N/A
|
24.1K
$1.48M
|
|
|
Feb 22, 2018
Q4 2017
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
10.2KNew |
N/A
|
10.2K
$627K
|
|
|
Feb 08, 2018
Q4 2017
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
9.26K+ 36.33% |
N/A
|
34.8K
$2.13M
|
|
|
Feb 14, 2018
Q4 2017
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.68K+ 3.81% |
N/A
|
209K
$12.8M
|
|
|
Jan 24, 2018
Q4 2017
|
Ifp Advisors, Inc
|
BUY
|
- |
6.84K+ 9.08% |
N/A
|
82.1K
$5.03M
|
|
|
May 15, 2018
Q4 2017
|
Kovack Advisors, Inc.
|
BUY
|
- |
5.63KNew |
N/A
|
5.63K
$345K
|
|
|
Jan 24, 2018
Q4 2017
|
Prospera Financial Services Inc
|
BUY
|
- |
4.82K+ 39.05% |
N/A
|
17.2K
$1.05M
|
|
|
Feb 09, 2018
Q4 2017
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.71K+ 48.48% |
N/A
|
14.4K
$884K
|
|
|
Feb 14, 2018
Q4 2017
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.47K+ 81.76% |
N/A
|
9.94K
$610K
|
|
|
Mar 28, 2018
Q4 2017
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
BUY
|
- |
4.33KNew |
N/A
|
4.33K
$265K
|
|
|
Feb 08, 2018
Q4 2017
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.71K+ 42.82% |
N/A
|
12.4K
$760K
|
|
|
Feb 14, 2018
Q4 2017
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
3.57KNew |
N/A
|
3.57K
$219K
|
|
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.48KNew |
N/A
|
3.48K
$213K
|
|
|
Feb 14, 2018
Q4 2017
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.73K+ 8.25% |
N/A
|
22.7K
$1.39M
|
|
|
Jan 10, 2018
Q4 2017
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
1.51K+ 15.74% |
N/A
|
11.1K
$681K
|
|
|
Feb 08, 2018
Q4 2017
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
1.3K+ 29.57% |
N/A
|
5.71K
$350K
|
|
|
Feb 05, 2018
Q4 2017
|
Jacobi Capital Management LLC
|
BUY
|
- |
929+ 32.7% |
N/A
|
3.77K
$231K
|
|
|
Feb 08, 2018
Q4 2017
|
Advisory Services Network, LLC
|
BUY
|
- |
816New |
N/A
|
816
$50K
|
|
|
Feb 08, 2018
Q4 2017
|
Independence Bank Of Kentucky
|
BUY
|
- |
700New |
N/A
|
700
$42.9K
|
|
|
Jan 31, 2018
Q4 2017
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
632+ 83.71% |
N/A
|
1.39K
$85.1K
|
|
|
Jan 17, 2018
Q4 2017
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
471+ 3.93% |
N/A
|
12.5K
$764K
|
|
|
Jan 29, 2020
Q4 2017
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
429+ 2.68% |
N/A
|
16.4K
$1.01M
|
|
|
Feb 15, 2018
Q4 2017
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
300+ 6.12% |
N/A
|
5.2K
$319K
|
|
|
Aug 13, 2018
Q4 2017
|
Global Retirement Partners, LLC
|
BUY
|
- |
135+ 54.44% |
N/A
|
383
$23.5K
|
|
|
Feb 14, 2018
Q4 2017
|
Voya Financial Advisors, Inc.
Windsor, CT |
BUY
|
- |
114+ 2.99% |
N/A
|
3.93K
$241K
|
|
|
Feb 13, 2018
Q4 2017
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
105+ 2.71% |
N/A
|
3.98K
$244K
|
|
|
Feb 09, 2018
Q4 2017
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
100New |
N/A
|
100
$6.13K
|
|
|
Feb 02, 2018
Q4 2017
|
Us Bancorp \De\
|
BUY
|
- |
71+ 46.71% |
N/A
|
223
$13.7K
|
|
|
Feb 13, 2018
Q4 2017
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
57+ 0.39% |
N/A
|
14.6K
$897K
|
|
|
Feb 08, 2018
Q4 2017
|
D.A. Davidson & Co.
|
BUY
|
- |
5+ 0.05% |
N/A
|
10.5K
$641K
|
|
|
Feb 27, 2018
Q4 2017
|
Advisor Net Financial, Inc
|
BUY
|
- |
0New |
N/A
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-50- 1.69% |
N/A
|
2.9K
$178K
|
|
|
Jan 19, 2018
Q4 2017
|
True Private Wealth Advisors
|
SELL
|
- |
-62- 0.07% |
N/A
|
91.1K
$5.59M
|
|
|
Feb 14, 2018
Q4 2017
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-80- 0.51% |
N/A
|
15.7K
$965K
|
|
|
Feb 14, 2018
Q4 2017
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-150Closed |
N/A
|
0
$0
|
|
|
Jan 23, 2018
Q4 2017
|
Rothschild Investment Corp
|
SELL
|
- |
-225- 2.31% |
N/A
|
9.5K
$582K
|
|
|
Feb 20, 2018
Q4 2017
|
Envestnet Asset Management Inc
|
SELL
|
- |
-252- 43.83% |
N/A
|
323
$19.8K
|
|
|
Feb 09, 2018
Q4 2017
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-287- 4.95% |
N/A
|
5.51K
$338K
|
|
|
Feb 13, 2018
Q4 2017
|
Pittenger & Anderson Inc
|
SELL
|
- |
-500- 50.0% |
N/A
|
500
$30.7K
|
|
|
Jan 18, 2018
Q4 2017
|
Edge Wealth Management LLC
|
SELL
|
- |
-519Closed |
N/A
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-546- 19.7% |
N/A
|
2.23K
$136K
|
|
|
Feb 13, 2018
Q4 2017
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-2.47K- 31.6% |
N/A
|
5.34K
$327K
|
|
|
Feb 13, 2018
Q4 2017
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-3.36KClosed |
N/A
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-4.59KClosed |
N/A
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Kovack Advisors, Inc.
|
SELL
|
- |
-5.65KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Ubs Group Ag
|
SELL
|
- |
-11.7K- 4.51% |
N/A
|
247K
$15.2M
|