Purchases and Sales Made in Q4 2020 in First Trust Nasdaq Aba Communi (QABA)
This table provides information about the institutional ownership of First Trust Nasdaq Aba Communi (QABA) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ ABA COMMUNI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
BUY
|
- |
45.8K+ 570.6% |
$1.47M - $2.07M
|
53.9K
$3.08M
|
|
|
Feb 10, 2021
Q4 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
31.8KNew |
$1.02M - $1.43M
|
31.8K
$1.82M
|
|
|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.6K+ 53.2% |
$882K - $1.25M
|
79.4K
$4.54M
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
19.9KNew |
$636K - $897K
|
19.9K
$1.14M
|
|
|
Feb 12, 2021
Q4 2020
|
Keeley Teton Advisors, LLC
Chicago, IL |
BUY
|
- |
17.2KNew |
$550K - $777K
|
17.2K
$983K
|
|
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
BUY
|
- |
13.8KNew |
$441K - $623K
|
13.8K
$788K
|
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.2K+ 36.01% |
$327K - $461K
|
38.6K
$2.21M
|
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.7KNew |
$278K - $393K
|
8.7K
$497K
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.72KNew |
$183K - $258K
|
5.72K
$327K
|
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.37K+ 51.91% |
$172K - $242K
|
15.7K
$898K
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.29K+ 30.63% |
$169K - $239K
|
22.6K
$1.29M
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.1K+ 31.31% |
$163K - $230K
|
21.4K
$1.22M
|
|
|
Feb 12, 2021
Q4 2020
|
Prospera Financial Services Inc
|
BUY
|
- |
5.09KNew |
$163K - $230K
|
5.09K
$291K
|
|
|
Feb 01, 2021
Q4 2020
|
Ae Wealth Management LLC
|
BUY
|
- |
4.97KNew |
$159K - $225K
|
4.97K
$284K
|
|
|
Feb 09, 2021
Q4 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
4.95KNew |
$158K - $223K
|
4.95K
$283K
|
|
|
Feb 11, 2021
Q4 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.84KNew |
$155K - $219K
|
4.84K
$277K
|
|
|
Mar 02, 2021
Q4 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
3.58KNew |
$114K - $162K
|
3.58K
$205K
|
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1.98KNew |
$63.5K - $89.6K
|
1.98K
$113K
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.19K+ 194.26% |
$37.9K - $53.5K
|
1.8K
$103K
|
|
|
Feb 12, 2021
Q4 2020
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
762+ 7.96% |
$24.4K - $34.4K
|
10.3K
$591K
|
|
|
Jan 28, 2021
Q4 2020
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
305New |
$9.76K - $13.8K
|
305
$17.4K
|
|
|
Feb 11, 2021
Q4 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
108New |
$3.45K - $4.88K
|
108
$6.18K
|
|
|
Jan 13, 2021
Q4 2020
|
Global Retirement Partners, LLC
|
BUY
|
- |
3+ 0.73% |
$96 - $135
|
413
$23.6K
|
|
|
Feb 09, 2021
Q4 2020
|
Arkadios Wealth Advisors
|
BUY
|
- |
2+ 0.68% |
$64 - $90.3
|
294
$16.8K
|
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-53Closed |
$1.7K - $2.39K
|
0
$0
|
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-124- 18.93% |
$3.97K - $5.6K
|
531
$30.4K
|
|
|
Jan 22, 2021
Q4 2020
|
Rocky Mountain Advisers, LLC
|
SELL
|
- |
-240- 34.29% |
$7.68K - $10.8K
|
460
$26.3K
|
|
|
Feb 12, 2021
Q4 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-250Closed |
$8K - $11.3K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-325- 31.86% |
$10.4K - $14.7K
|
695
$39.7K
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-736- 2.46% |
$23.5K - $33.2K
|
29.2K
$1.67M
|
|
|
Feb 10, 2021
Q4 2020
|
9258 Wealth Management, LLC
|
SELL
|
- |
-979- 14.12% |
$31.3K - $44.2K
|
5.96K
$341K
|
|
|
Feb 08, 2021
Q4 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.99KClosed |
$95.7K - $135K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.65K- 55.45% |
$149K - $210K
|
3.73K
$213K
|
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-11.6KClosed |
$372K - $525K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-11.8K- 26.11% |
$377K - $532K
|
33.3K
$1.91M
|
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-25.9KClosed |
$827K - $1.17M
|
0
$0
|