Purchases and Sales Made in Q4 2023 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q4 2023. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
88.4KNew |
$3.84M - $4.48M
|
88.4K
$5.65M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
87.9K+ 15.99% |
$3.82M - $4.46M
|
638K
$40.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
40.4K+ 15.45% |
$1.75M - $2.05M
|
302K
$19.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.5K+ 68.0% |
$716K - $836K
|
40.8K
$2.61M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.4K+ 62.52% |
$627K - $732K
|
37.5K
$2.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.5K+ 66.7% |
$498K - $581K
|
28.6K
$1.83M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.98K+ 12.26% |
$433K - $506K
|
91.4K
$5.85M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.53K+ 4.12% |
$414K - $483K
|
241K
$15.4M
|
|
|
Jan 17, 2024
Q4 2023
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
8.52K+ 55.03% |
$370K - $432K
|
24K
$1.54M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
7.55KNew |
$328K - $383K
|
7.55K
$483K
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
6.83K+ 82.71% |
$297K - $346K
|
15.1K
$965K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.39K+ 50.22% |
$234K - $273K
|
16.1K
$1.03M
|
|
|
Jan 11, 2024
Q4 2023
|
Brookstone Capital Management
|
BUY
|
- |
4.55K+ 2.13% |
$197K - $231K
|
218K
$14M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
556New |
$24.1K - $28.2K
|
556
$35.6K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
516New |
$22.4K - $26.2K
|
516
$33K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
83New |
$3.6K - $4.21K
|
83
$5.31K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- 0.2% |
$43.4 - $50.7
|
501
$32K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-45- 0.04% |
$1.95K - $2.28K
|
103K
$6.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-62- 0.17% |
$2.69K - $3.14K
|
37.2K
$2.38M
|
|
|
Jan 22, 2024
Q4 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-265- 0.52% |
$11.5K - $13.4K
|
50.4K
$3.22M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-577- 2.24% |
$25.1K - $29.3K
|
25.2K
$1.61M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-845- 2.31% |
$36.7K - $42.8K
|
35.7K
$2.29M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.2K- 70.6% |
$52.2K - $61K
|
501
$32K
|
|
|
Jan 23, 2024
Q4 2023
|
Panoramic Investment Advisors, LLC
Denver, CO |
SELL
|
- |
-1.56K- 4.87% |
$67.9K - $79.3K
|
30.5K
$1.95M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.63K- 2.76% |
$70.7K - $82.6K
|
57.5K
$3.68M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.38K- 23.53% |
$103K - $121K
|
7.74K
$495K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-4.47K- 30.8% |
$194K - $227K
|
10K
$643K
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-5.74K- 26.79% |
$249K - $291K
|
15.7K
$1M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-7.67K- 11.71% |
$333K - $389K
|
57.8K
$3.7M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-10.9K- 25.41% |
$474K - $554K
|
32.1K
$2.05M
|
|
|
Feb 02, 2024
Q4 2023
|
Delta Investment Management, LLC
|
SELL
|
- |
-29.6K- 87.46% |
$1.29M - $1.5M
|
4.25K
$272K
|
|
|
Jan 29, 2024
Q4 2023
|
Howard Capital Management Inc.
|
SELL
|
- |
-45K- 1.18% |
$1.95M - $2.28M
|
3.75M
$240M
|