Purchases and Sales Made in Q4 2021 in Alps ETF Tr Riverfront Dynamic (RFDA)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFDA) during Q4 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
85K+ 325.67% |
$3.66M - $4.04M
|
111K
$6.41M
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.7K+ 1471800.0% |
$633K - $700K
|
14.7K
$849K
|
|
Feb 16, 2022
Q4 2021
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
13.6KNew |
$583K - $644K
|
13.6K
$782K
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
9.76KNew |
$420K - $464K
|
9.76K
$563K
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.86K+ 42.33% |
$338K - $373K
|
26.4K
$1.52M
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.03K+ 5.52% |
$130K - $144K
|
57.9K
$3.34M
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
2.19K+ 1.44% |
$94.3K - $104K
|
155K
$8.94M
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.84K+ 5.27% |
$79.3K - $87.6K
|
36.8K
$2.13M
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.36K+ 3307.32% |
$58.3K - $64.5K
|
1.4K
$80.6K
|
|
Feb 16, 2022
Q4 2021
|
Zullo Investment Group, Inc.
Scranton, PA |
BUY
|
- |
613New |
$26.4K - $29.1K
|
613
$35.4K
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
403+ 7.02% |
$17.3K - $19.2K
|
6.15K
$355K
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
303+ 0.98% |
$13K - $14.4K
|
31.1K
$1.79M
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-485- 6.09% |
$20.9K - $23.1K
|
7.48K
$432K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-692- 4.11% |
$29.8K - $32.9K
|
16.1K
$931K
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-1.01K- 5.72% |
$43.6K - $48.1K
|
16.7K
$964K
|
|
Feb 09, 2022
Q4 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-2.14K- 2.06% |
$92.1K - $102K
|
102K
$5.88M
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-11.7K- 48.44% |
$503K - $556K
|
12.4K
$718K
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-29.7K- 7.09% |
$1.28M - $1.41M
|
390K
$22.5M
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-32K- 5.98% |
$1.38M - $1.52M
|
503K
$29M
|
|
Feb 10, 2022
Q4 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-282K- 18.07% |
$12.1M - $13.4M
|
1.28M
$73.7M
|