Purchases and Sales Made in Q1 2021 in Alps ETF Tr Medical Breakthrou (SBIO)
This table provides information about the institutional ownership of Alps ETF Tr Medical Breakthrou (SBIO) during Q1 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR MEDICAL BREAKTHROU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2021
Q1 2021
|
Phoenix Holdings Ltd.
Givatayim, L3 |
BUY
|
- |
85KNew |
$4.07M - $5.41M
|
85K
$2.6M
|
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
25.3KNew |
$1.21M - $1.61M
|
25.3K
$774K
|
|
|
Apr 05, 2021
Q1 2021
|
Fulcrum Equity Management
|
BUY
|
- |
24.7KNew |
$1.18M - $1.57M
|
24.7K
$755K
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
13.7K+ 262.18% |
$658K - $874K
|
19K
$580K
|
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6.96K+ 38.46% |
$333K - $443K
|
25.1K
$765K
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.96K+ 55.62% |
$286K - $379K
|
16.7K
$510K
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
5.76K+ 2.9% |
$276K - $366K
|
204K
$6.24M
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.36K+ 13.13% |
$256K - $341K
|
46.2K
$1.41M
|
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.3K+ 81.42% |
$254K - $337K
|
11.8K
$360K
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.68KNew |
$224K - $298K
|
4.68K
$143K
|
|
|
May 10, 2021
Q1 2021
|
Pictet & Cie (Europe) Sa
|
BUY
|
- |
4.4KNew |
$211K - $280K
|
4.4K
$134K
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.96K+ 14.4% |
$142K - $188K
|
23.5K
$717K
|
|
|
May 10, 2021
Q1 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
1.4KNew |
$67K - $89.1K
|
1.4K
$42.8K
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.37K+ 6.48% |
$65.7K - $87.2K
|
22.5K
$688K
|
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.19K+ 237.2% |
$56.8K - $75.5K
|
1.69K
$51.5K
|
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
991+ 9.0% |
$47.5K - $63.1K
|
12K
$367K
|
|
|
Apr 07, 2021
Q1 2021
|
Summit Financial Group, Inc.
|
BUY
|
- |
900+ 8.53% |
$43.1K - $57.3K
|
11.5K
$350K
|
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
785+ 10.26% |
$37.6K - $49.9K
|
8.44K
$258K
|
|
|
May 11, 2021
Q1 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
415+ 12.5% |
$19.9K - $26.4K
|
3.74K
$114K
|
|
|
May 13, 2021
Q1 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
300New |
$14.4K - $19.1K
|
300
$9.17K
|
|
|
May 13, 2021
Q1 2021
|
Elmwood Wealth Management, Inc.
|
BUY
|
- |
300+ 42.86% |
$14.4K - $19.1K
|
1K
$30.6K
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
258New |
$12.4K - $16.4K
|
258
$7.88K
|
|
|
May 06, 2021
Q1 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
237+ 3.81% |
$11.3K - $15.1K
|
6.47K
$198K
|
|
|
Apr 19, 2021
Q1 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
200+ 36.36% |
$9.58K - $12.7K
|
750
$22.9K
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
166+ 614.81% |
$7.95K - $10.6K
|
193
$5.9K
|
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
25New |
$1.2K - $1.59K
|
25
$764
|
|
|
May 11, 2021
Q1 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
20New |
$958 - $1.27K
|
20
$611
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 30, 2024
Q1 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-80Closed |
$3.83K - $5.09K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
-135Closed |
$6.47K - $8.59K
|
0
$0
|
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-150Closed |
$7.18K - $9.54K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Planned Solutions, Inc.
|
SELL
|
- |
-200Closed |
$9.58K - $12.7K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-370- 6.08% |
$17.7K - $23.5K
|
5.72K
$175K
|
|
|
May 20, 2021
Q1 2021
|
Tru Independence LLC
|
SELL
|
- |
-700Closed |
$33.5K - $44.5K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-924- 2.22% |
$44.3K - $58.8K
|
40.6K
$1.24M
|
|
|
Apr 26, 2021
Q1 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-1.1KClosed |
$52.5K - $69.7K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-1.8K- 94.79% |
$86.2K - $115K
|
99
$3.02K
|
|
|
May 10, 2021
Q1 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-1.87K- 2.41% |
$89.4K - $119K
|
75.5K
$2.31M
|
|
|
Apr 30, 2021
Q1 2021
|
Sfe Investment Counsel
Los Angeles, CA |
SELL
|
- |
-1.87K- 17.25% |
$89.5K - $119K
|
8.97K
$274K
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.07K- 19.9% |
$147K - $196K
|
12.4K
$378K
|
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4.7K- 90.97% |
$225K - $299K
|
467
$14.3K
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.78K- 9.81% |
$229K - $304K
|
43.9K
$1.34M
|
|
|
May 14, 2021
Q1 2021
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-5.84K- 34.09% |
$280K - $372K
|
11.3K
$345K
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.46K- 5.27% |
$453K - $602K
|
170K
$5.19M
|
|
|
May 07, 2021
Q1 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-17.3K- 79.41% |
$829K - $1.1M
|
4.49K
$137K
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-21.1K- 60.31% |
$1.01M - $1.34M
|
13.9K
$423K
|
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-44KClosed |
$2.11M - $2.8M
|
0
$0
|