Purchases and Sales Made in Q2 2021 in Alps ETF Tr Medical Breakthrou (SBIO)
This table provides information about the institutional ownership of Alps ETF Tr Medical Breakthrou (SBIO) during Q2 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR MEDICAL BREAKTHROU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
205KNew |
$9.02M - $10.4M
|
205K
$6.9M
|
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
40K+ 332.99% |
$1.76M - $2.03M
|
52K
$1.75M
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31.8KNew |
$1.4M - $1.61M
|
31.8K
$1.07M
|
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
31.6K+ 228.34% |
$1.39M - $1.61M
|
45.5K
$1.53M
|
|
|
Aug 24, 2021
Q2 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
12.2KNew |
$536K - $618K
|
12.2K
$410K
|
|
|
Aug 17, 2021
Q2 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
8.7KNew |
$383K - $441K
|
8.7K
$293K
|
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.97K+ 11.86% |
$131K - $151K
|
28K
$944K
|
|
|
Aug 16, 2021
Q2 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
2.29K+ 35.38% |
$101K - $116K
|
8.75K
$295K
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.08K+ 1.23% |
$91.7K - $106K
|
172K
$5.8M
|
|
|
Aug 13, 2021
Q2 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.88K+ 15.92% |
$82.7K - $95.3K
|
13.7K
$461K
|
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.72K+ 9.06% |
$75.7K - $87.3K
|
20.7K
$698K
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.58K+ 6.74% |
$69.7K - $80.3K
|
25.1K
$845K
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.38K+ 8.29% |
$60.9K - $70.2K
|
18.1K
$609K
|
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.1K+ 4.33% |
$48.3K - $55.7K
|
26.4K
$891K
|
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
850New |
$37.4K - $43.1K
|
850
$28.6K
|
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
420+ 7.35% |
$18.5K - $21.3K
|
6.14K
$207K
|
|
|
Aug 03, 2021
Q2 2021
|
Mv Capital Management, Inc.
|
BUY
|
- |
400New |
$17.6K - $20.3K
|
400
$13.5K
|
|
|
Aug 10, 2021
Q2 2021
|
Sfe Investment Counsel
Los Angeles, CA |
BUY
|
- |
399+ 4.45% |
$17.6K - $20.2K
|
9.37K
$316K
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
369+ 0.8% |
$16.2K - $18.7K
|
46.5K
$1.57M
|
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
326+ 19.34% |
$14.4K - $16.5K
|
2.01K
$67.8K
|
|
|
Aug 13, 2021
Q2 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
200+ 4.08% |
$8.81K - $10.1K
|
5.1K
$172K
|
|
|
Jul 21, 2021
Q2 2021
|
Asset Dedication, LLC
|
BUY
|
- |
167New |
$7.35K - $8.47K
|
167
$5.63K
|
|
|
Aug 11, 2021
Q2 2021
|
Matisse Capital
|
BUY
|
- |
104+ 1.4% |
$4.58K - $5.28K
|
7.54K
$254K
|
|
|
Aug 16, 2021
Q2 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
100+ 33.33% |
$4.4K - $5.07K
|
400
$13.5K
|
|
|
Aug 02, 2021
Q2 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
50New |
$2.2K - $2.54K
|
50
$1.69K
|
|
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
25New |
$1.1K - $1.27K
|
25
$843
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-43- 0.19% |
$1.89K - $2.18K
|
22.5K
$758K
|
|
|
Jul 19, 2021
Q2 2021
|
Cutler Group LP
|
SELL
|
- |
-99Closed |
$4.36K - $5.02K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-182Closed |
$8.01K - $9.23K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-187- 4.17% |
$8.23K - $9.49K
|
4.3K
$145K
|
|
|
Jul 13, 2021
Q2 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-193Closed |
$8.5K - $9.79K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-200- 77.52% |
$8.81K - $10.1K
|
58
$1.95K
|
|
|
Aug 12, 2021
Q2 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-300Closed |
$13.2K - $15.2K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-400- 53.33% |
$17.6K - $20.3K
|
350
$11.8K
|
|
|
Aug 16, 2021
Q2 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-452- 81.88% |
$19.9K - $22.9K
|
100
$3.37K
|
|
|
Aug 13, 2021
Q2 2021
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-575- 15.39% |
$25.3K - $29.2K
|
3.16K
$107K
|
|
|
Aug 09, 2021
Q2 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-968- 1.28% |
$42.6K - $49.1K
|
74.5K
$2.51M
|
|
|
Jul 30, 2021
Q2 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-1.4KClosed |
$61.6K - $71K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.81K- 4.47% |
$79.9K - $92K
|
38.8K
$1.31M
|
|
|
Aug 16, 2021
Q2 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-4KClosed |
$176K - $203K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4KClosed |
$176K - $203K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-4.4KClosed |
$194K - $223K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.68KClosed |
$206K - $238K
|
0
$0
|
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4.83K- 93.38% |
$213K - $245K
|
342
$11.5K
|
|
|
Aug 16, 2021
Q2 2021
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-6.17K- 54.65% |
$272K - $313K
|
5.12K
$173K
|
|
|
Jul 29, 2021
Q2 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-6.72KClosed |
$296K - $341K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.44KClosed |
$372K - $428K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-11.4K- 5.6% |
$503K - $580K
|
193K
$6.5M
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15.6K- 35.58% |
$688K - $793K
|
28.3K
$954K
|