Purchases and Sales Made in Q4 2023 in Alps ETF Tr Medical Breakthrou (SBIO)
This table provides information about the institutional ownership of Alps ETF Tr Medical Breakthrou (SBIO) during Q4 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR MEDICAL BREAKTHROU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
30.9K+ 62.27% |
$727K - $1.04M
|
80.6K
$2.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
25.8K+ 20.42% |
$606K - $863K
|
152K
$5.14M
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.7KNew |
$370K - $527K
|
15.7K
$532K
|
|
|
Jan 19, 2024
Q4 2023
|
Griffin Asset Management, Inc.
|
BUY
|
- |
7.97KNew |
$187K - $267K
|
7.97K
$269K
|
|
|
Feb 12, 2024
Q4 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
7.76KNew |
$182K - $260K
|
7.76K
$262K
|
|
|
Jan 12, 2024
Q4 2023
|
Mc Guire Investment Group, LLC
|
BUY
|
- |
7.4KNew |
$174K - $248K
|
7.4K
$250K
|
|
|
Jan 30, 2024
Q4 2023
|
Phoenix Wealth Advisors
|
BUY
|
- |
1.13K+ 11.52% |
$26.6K - $37.9K
|
10.9K
$370K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
825+ 0.97% |
$19.4K - $27.6K
|
85.6K
$2.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
500+ 3.52% |
$11.8K - $16.8K
|
14.7K
$497K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
100New |
$2.35K - $3.35K
|
100
$3.38K
|
|
|
Jan 29, 2024
Q4 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
11New |
$259 - $369
|
11
$372
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-92- 0.47% |
$2.16K - $3.08K
|
19.5K
$658K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-125- 0.02% |
$2.94K - $4.19K
|
688K
$23.3M
|
|
|
Feb 14, 2024
Q4 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-165- 5.22% |
$3.88K - $5.53K
|
3K
$101K
|
|
|
Feb 13, 2024
Q4 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-197- 1.61% |
$4.63K - $6.6K
|
12.1K
$408K
|
|
|
Feb 14, 2024
Q4 2023
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-272- 1.5% |
$6.39K - $9.11K
|
17.9K
$605K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-415- 15.68% |
$9.76K - $13.9K
|
2.23K
$75.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-717- 0.91% |
$16.9K - $24K
|
77.8K
$2.63M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-770- 43.5% |
$18.1K - $25.8K
|
1K
$33.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-1.35K- 62.57% |
$31.8K - $45.4K
|
810
$27.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-9.87K- 34.53% |
$232K - $331K
|
18.7K
$633K
|
|
|
Feb 06, 2024
Q4 2023
|
Ntv Asset Management LLC
|
SELL
|
- |
-12.5K- 27.72% |
$294K - $420K
|
32.7K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-13.3K- 46.14% |
$312K - $445K
|
15.5K
$525K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-36.2K- 29.74% |
$852K - $1.21M
|
85.6K
$2.9M
|
|
|
Feb 08, 2024
Q4 2023
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-44.5K- 69.15% |
$1.05M - $1.49M
|
19.9K
$672K
|