Purchases and Sales Made in Q3 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24.7K- 1.22% |
$683K - $749K
|
1.99M
$71.3M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-25.1K- 30.3% |
$695K - $762K
|
57.7K
$2.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-32.5K- 27.08% |
$900K - $987K
|
87.5K
$3.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-36.5K- 11.6% |
$1.01M - $1.11M
|
278K
$9.99M
|
|
|
Jul 22, 2024
Q3 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-44.1K- 40.63% |
$1.22M - $1.34M
|
64.4K
$2.31M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-44.9K- 19.77% |
$1.24M - $1.36M
|
182K
$6.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-56.5K- 20.55% |
$1.57M - $1.72M
|
218K
$7.84M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-58.3K- 10.72% |
$1.62M - $1.77M
|
486K
$17.4M
|
|
|
Nov 01, 2023
Q3 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-72.6K- 88.44% |
$2.01M - $2.2M
|
9.48K
$340K
|
|
|
Nov 03, 2023
Q3 2023
|
Castle Wealth Management LLC
|
SELL
|
- |
-129K- 94.36% |
$3.56M - $3.91M
|
7.69K
$276K
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-169K- 85.99% |
$4.68M - $5.14M
|
27.5K
$988K
|