Purchases and Sales Made in Q4 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.25M+ 56.68% |
$59.7M - $74.9M
|
6.23M
$237M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.22M+ 32.36% |
$58.9M - $73.9M
|
9.09M
$346M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.01M+ 81.42% |
$53.2M - $66.8M
|
4.48M
$171M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.74M+ 176632.48% |
$46.1M - $57.8M
|
1.74M
$66.3M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
668K+ 159.13% |
$17.7M - $22.2M
|
1.09M
$41.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
630K+ 127.49% |
$16.7M - $20.9M
|
1.12M
$42.8M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
591K+ 29.7% |
$15.6M - $19.6M
|
2.58M
$98.3M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
575K+ 3210.65% |
$15.2M - $19.1M
|
593K
$22.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
574K+ 57.69% |
$15.2M - $19.1M
|
1.57M
$59.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
537K+ 42.3% |
$14.2M - $17.8M
|
1.81M
$68.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
530K+ 45.08% |
$14M - $17.6M
|
1.71M
$65M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
400K+ 33.96% |
$10.6M - $13.3M
|
1.58M
$60.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Sanchez Wealth Management Group
|
BUY
|
- |
391KNew |
$10.4M - $13M
|
391K
$14.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
375K+ 390.72% |
$9.94M - $12.5M
|
471K
$18M
|
|
|
Feb 07, 2024
Q4 2023
|
Advantage Trust CO
Salina, KS |
BUY
|
- |
373KNew |
$9.88M - $12.4M
|
373K
$14.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
336K+ 190.9% |
$8.89M - $11.2M
|
512K
$19.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
297K+ 141.72% |
$7.88M - $9.88M
|
507K
$19.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
238K+ 108.77% |
$6.29M - $7.9M
|
456K
$17.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
216K+ 118.32% |
$5.71M - $7.16M
|
398K
$15.1M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
212K+ 43.62% |
$5.61M - $7.04M
|
697K
$26.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
192K+ 88.82% |
$5.08M - $6.38M
|
408K
$15.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
185K+ 44.42% |
$4.91M - $6.16M
|
603K
$23M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
177K+ 87.4% |
$4.7M - $5.89M
|
380K
$14.5M
|
|
|
Jan 31, 2024
Q4 2023
|
Aifg Consultants Ltd.
Halfmoon, NY |
BUY
|
- |
175KNew |
$4.62M - $5.8M
|
175K
$6.65M
|
|
|
Jan 24, 2024
Q4 2023
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
173KNew |
$4.58M - $5.75M
|
173K
$6.59M
|
|
|
Jan 24, 2024
Q4 2023
|
Arvest Investments, Inc.
Rogers, AR |
BUY
|
- |
170KNew |
$4.51M - $5.66M
|
170K
$6.48M
|
|
|
Feb 12, 2024
Q4 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
161K+ 28.3% |
$4.25M - $5.34M
|
729K
$27.7M
|
|
|
Jan 29, 2024
Q4 2023
|
Crumly & Associates Inc.
|
BUY
|
- |
158KNew |
$4.18M - $5.24M
|
158K
$6.01M
|
|
|
Feb 12, 2024
Q4 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
152K+ 71.36% |
$4.03M - $5.05M
|
365K
$13.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
BUY
|
- |
152KNew |
$4.02M - $5.05M
|
152K
$5.78M
|
|
|
Jan 18, 2024
Q4 2023
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
143KNew |
$3.78M - $4.74M
|
143K
$5.44M
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
143KNew |
$3.77M - $4.74M
|
143K
$5.43M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
139K+ 78.08% |
$3.69M - $4.63M
|
318K
$12.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
134K+ 169003.8% |
$3.54M - $4.44M
|
134K
$5.09M
|
|
|
Feb 05, 2024
Q4 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
114K+ 761.38% |
$3.02M - $3.79M
|
129K
$4.91M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
92.4K+ 24.46% |
$2.45M - $3.07M
|
470K
$17.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
89.2K+ 212.53% |
$2.36M - $2.96M
|
131K
$5M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
86.5K+ 83.86% |
$2.29M - $2.87M
|
190K
$7.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
81.1K+ 114.23% |
$2.15M - $2.7M
|
152K
$5.8M
|
|
|
Feb 16, 2024
Q4 2023
|
Secured Retirement Advisors, LLC
St Louis Park, MN |
BUY
|
- |
75.2KNew |
$1.99M - $2.5M
|
75.2K
$2.86M
|
|
|
Feb 12, 2024
Q4 2023
|
Stone X Group Inc.
|
BUY
|
- |
74.5K+ 120.86% |
$1.97M - $2.48M
|
136K
$5.19M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
66.6KNew |
$1.76M - $2.21M
|
66.6K
$2.54M
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
65.4K+ 105.94% |
$1.73M - $2.17M
|
127K
$4.84M
|
|
|
Jan 18, 2024
Q4 2023
|
Trueblood Wealth Management, LLC
Lima, OH |
BUY
|
- |
55.9KNew |
$1.48M - $1.86M
|
55.9K
$2.13M
|
|
|
Jan 29, 2024
Q4 2023
|
Meitav Dash Investments LTD
|
BUY
|
- |
55.7KNew |
$1.48M - $1.85M
|
55.7K
$2.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
55.6K+ 175.28% |
$1.47M - $1.85M
|
87.3K
$3.33M
|
|
|
Mar 15, 2024
Q4 2023
|
Blue Chip Wealth Advisors LLC
Milton, GA |
BUY
|
- |
54.1KNew |
$1.43M - $1.8M
|
54.1K
$2.06M
|
|
|
Jan 26, 2024
Q4 2023
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
53.1KNew |
$1.41M - $1.77M
|
53.1K
$2.02M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
52.5K+ 105.24% |
$1.39M - $1.75M
|
102K
$3.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
48.1K+ 314.38% |
$1.27M - $1.6M
|
63.4K
$2.41M
|