Purchases and Sales Made in Q1 2020 in Vaneck Short Muni ETF (SMB)
This table provides information about the institutional ownership of Vaneck Short Muni ETF (SMB) during Q1 2020. The information is specifically focused on institutions that hold shares of VANECK SHORT MUNI ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
291KNew |
$4.58M - $5.25M
|
291K
$4.98M
|
|
|
May 15, 2020
Q1 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
289KNew |
$4.55M - $5.21M
|
289K
$4.95M
|
|
|
May 15, 2020
Q1 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
131KNew |
$2.06M - $2.36M
|
131K
$2.24M
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
78.5KNew |
$1.24M - $1.42M
|
78.5K
$1.34M
|
|
|
Apr 14, 2020
Q1 2020
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
56.7K+ 28.9% |
$893K - $1.02M
|
253K
$4.33M
|
|
|
Apr 22, 2020
Q1 2020
|
Merriman Wealth Management, LLC
|
BUY
|
- |
48.4KNew |
$762K - $873K
|
48.4K
$829K
|
|
|
May 12, 2020
Q1 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
48.1KNew |
$758K - $868K
|
48.1K
$824K
|
|
|
May 14, 2020
Q1 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
41.6K+ 27.13% |
$656K - $751K
|
195K
$3.34M
|
|
|
May 15, 2020
Q1 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
37.5K+ 60.12% |
$591K - $676K
|
99.8K
$1.71M
|
|
|
Apr 20, 2020
Q1 2020
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
37.1KNew |
$584K - $669K
|
37.1K
$635K
|
|
|
May 13, 2020
Q1 2020
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
34.1K+ 31.52% |
$538K - $615K
|
142K
$2.44M
|
|
|
Jul 24, 2024
Q1 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
19.9KNew |
$313K - $359K
|
19.9K
$341K
|
|
|
Apr 23, 2020
Q1 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
17K+ 18.34% |
$267K - $306K
|
110K
$1.88M
|
|
|
May 14, 2020
Q1 2020
|
Financial Advisory Service, Inc.
|
BUY
|
- |
16.5KNew |
$260K - $297K
|
16.5K
$282K
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
13.9KNew |
$219K - $251K
|
13.9K
$238K
|
|
|
May 05, 2020
Q1 2020
|
Davenport & CO LLC
|
BUY
|
- |
12.6K+ 32.39% |
$198K - $227K
|
51.4K
$880K
|
|
|
May 11, 2020
Q1 2020
|
Argi Investment Services, LLC
|
BUY
|
- |
11.5K+ 18.72% |
$181K - $207K
|
72.9K
$1.25M
|
|
|
May 15, 2020
Q1 2020
|
Massmutual Trust CO Fsb
|
BUY
|
- |
10.4K+ 11.53% |
$164K - $188K
|
101K
$1.73M
|
|
|
Apr 17, 2020
Q1 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
10.3K+ 68.33% |
$162K - $185K
|
25.3K
$433K
|
|
|
Apr 17, 2020
Q1 2020
|
Versant Capital Management, Inc
|
BUY
|
- |
9.86KNew |
$155K - $178K
|
9.86K
$169K
|
|
|
May 07, 2020
Q1 2020
|
Bartlett & Co. LLC
|
BUY
|
- |
6.77K+ 8.38% |
$107K - $122K
|
87.5K
$1.5M
|
|
|
May 08, 2020
Q1 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.75KNew |
$90.6K - $104K
|
5.75K
$98.5K
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
BUY
|
- |
4.21K+ 6.59% |
$66.3K - $75.9K
|
68K
$1.16M
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.04K+ 2.55% |
$63.7K - $72.9K
|
163K
$2.79M
|
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.26K+ 24.14% |
$51.4K - $58.9K
|
16.8K
$287K
|
|
|
May 07, 2020
Q1 2020
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
2.44K+ 0.94% |
$38.4K - $43.9K
|
261K
$4.47M
|
|
|
May 01, 2020
Q1 2020
|
Bray Capital Advisors
|
BUY
|
- |
1.68K+ 65.37% |
$26.5K - $30.3K
|
4.25K
$72.8K
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
539+ 0.98% |
$8.49K - $9.72K
|
55.3K
$947K
|
|
|
May 07, 2020
Q1 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
370+ 9.96% |
$5.83K - $6.67K
|
4.09K
$70K
|
|
|
Apr 08, 2020
Q1 2020
|
Prairie View Partners, LLC
|
BUY
|
- |
168New |
$2.65K - $3.03K
|
168
$2.88K
|
|
|
Apr 16, 2020
Q1 2020
|
Westside Investment Management, Inc.
|
BUY
|
- |
72+ 1.19% |
$1.13K - $1.3K
|
6.13K
$105K
|
|
|
Apr 28, 2020
Q1 2020
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
68+ 1.15% |
$1.07K - $1.23K
|
5.97K
$102K
|
|
|
May 07, 2020
Q1 2020
|
Vicus Capital
State College, PA |
BUY
|
- |
46+ 0.08% |
$725 - $830
|
59.4K
$1.02M
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
20+ 0.17% |
$315 - $361
|
11.5K
$198K
|
|
|
Sep 07, 2021
Q1 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3+ 0.09% |
$47.3 - $54.1
|
3.41K
$58.4K
|
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
1+ 0.83% |
$15.8 - $18
|
121
$2.07K
|
|
|
May 12, 2020
Q1 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Dohj, LLC
Seattle, WA |
SELL
|
- |
-573- 5.39% |
$9.03K - $10.3K
|
10.1K
$172K
|
|
|
Apr 27, 2020
Q1 2020
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-1.75K- 13.21% |
$27.6K - $31.6K
|
11.5K
$197K
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-1.86KClosed |
$29.3K - $33.5K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.56K- 18.23% |
$40.4K - $46.2K
|
11.5K
$197K
|
|
|
Apr 23, 2020
Q1 2020
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-3.59K- 64.83% |
$56.6K - $64.8K
|
1.95K
$33.4K
|
|
|
May 14, 2020
Q1 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.82K- 7.99% |
$60.1K - $68.8K
|
43.9K
$753K
|
|
|
May 14, 2020
Q1 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-3.82K- 23.2% |
$60.1K - $68.8K
|
12.6K
$216K
|
|
|
May 15, 2020
Q1 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-5.69K- 7.89% |
$89.7K - $103K
|
66.5K
$1.14M
|
|
|
May 11, 2020
Q1 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-6.5KClosed |
$102K - $117K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-7.77K- 8.19% |
$122K - $140K
|
87.1K
$1.49M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.17K- 17.82% |
$129K - $147K
|
37.7K
$646K
|
|
|
May 13, 2020
Q1 2020
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-10.3KClosed |
$162K - $186K
|
0
$0
|