Purchases and Sales Made in Q4 2019 in Vaneck Short Muni ETF (SMB)
This table provides information about the institutional ownership of Vaneck Short Muni ETF (SMB) during Q4 2019. The information is specifically focused on institutions that hold shares of VANECK SHORT MUNI ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 25, 2020
Q4 2019
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
196KNew |
$3.47M - $3.49M
|
196K
$3.36M
|
|
Feb 07, 2020
Q4 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
67.7K+ 1082.1% |
$1.2M - $1.2M
|
73.9K
$1.27M
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
55.8K+ 136.09% |
$987K - $993K
|
96.7K
$1.66M
|
|
Feb 04, 2020
Q4 2019
|
Vicus Capital
State College, PA |
BUY
|
- |
43.1K+ 266.8% |
$763K - $768K
|
59.3K
$1.02M
|
|
Jan 31, 2020
Q4 2019
|
Bailard, Inc.
|
BUY
|
- |
34.8KNew |
$615K - $619K
|
34.8K
$596K
|
|
Jan 21, 2020
Q4 2019
|
Howard Capital Management Inc.
|
BUY
|
- |
23.9KNew |
$423K - $426K
|
23.9K
$410K
|
|
Feb 14, 2020
Q4 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
22.2K+ 33.95% |
$393K - $395K
|
87.6K
$1.5M
|
|
Feb 13, 2024
Q4 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
22K+ 27.29% |
$390K - $392K
|
103K
$1.76M
|
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
14.8K+ 31.01% |
$261K - $263K
|
62.4K
$1.07M
|
|
Feb 14, 2020
Q4 2019
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
14.5KNew |
$256K - $258K
|
14.5K
$248K
|
|
Jan 15, 2020
Q4 2019
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
14.4KNew |
$254K - $256K
|
14.4K
$246K
|
|
Jan 28, 2020
Q4 2019
|
Personal Wealth Partners
Bloomington, MN |
BUY
|
- |
14.1KNew |
$249K - $250K
|
14.1K
$241K
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
13.9K+ 41.1% |
$246K - $248K
|
47.8K
$818K
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.5KNew |
$239K - $241K
|
13.5K
$232K
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
BUY
|
- |
12.5K+ 24.4% |
$221K - $223K
|
63.8K
$1.09M
|
|
Feb 14, 2020
Q4 2019
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.8KNew |
$208K - $210K
|
11.8K
$202K
|
|
Feb 10, 2020
Q4 2019
|
Dohj, LLC
Seattle, WA |
BUY
|
- |
10.6KNew |
$188K - $189K
|
10.6K
$182K
|
|
Jan 31, 2020
Q4 2019
|
Chatham Capital Group, Inc.
|
BUY
|
- |
10K+ 45.45% |
$177K - $178K
|
32K
$548K
|
|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
BUY
|
- |
9.05K+ 30.39% |
$160K - $161K
|
38.8K
$665K
|
|
Feb 11, 2020
Q4 2019
|
Argi Investment Services, LLC
|
BUY
|
- |
7.52K+ 13.97% |
$133K - $134K
|
61.4K
$1.05M
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.91K+ 8.06% |
$122K - $123K
|
92.5K
$1.59M
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.94K+ 14.86% |
$105K - $106K
|
45.9K
$786K
|
|
Feb 14, 2020
Q4 2019
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
3.79KNew |
$67K - $67.4K
|
3.79K
$64.9K
|
|
Feb 12, 2020
Q4 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
3.13K+ 16.93% |
$55.4K - $55.7K
|
21.6K
$370K
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
2.5K+ 73.73% |
$44.3K - $44.6K
|
5.9K
$101K
|
|
Feb 11, 2020
Q4 2019
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
2.41K+ 2.28% |
$42.7K - $43K
|
108K
$1.85M
|
|
Jan 22, 2020
Q4 2019
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
2K+ 15.38% |
$35.4K - $35.6K
|
15K
$257K
|
|
Mar 16, 2020
Q4 2019
|
Tfg Advisers LLC
|
BUY
|
- |
1.86KNew |
$32.9K - $33.1K
|
1.86K
$31.8K
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1.02KNew |
$18K - $18.2K
|
1.02K
$17.5K
|
|
Mar 19, 2020
Q4 2019
|
Sowa Financial Group, Inc.
Lincoln, RI |
BUY
|
- |
294New |
$5.2K - $5.24K
|
294
$5.04K
|
|
Jan 24, 2020
Q4 2019
|
Brand Asset Management Group, Inc.
|
BUY
|
- |
158+ 2.93% |
$2.8K - $2.81K
|
5.54K
$95K
|
|
May 15, 2020
Q4 2019
|
Massmutual Trust CO Fsb
|
BUY
|
- |
135+ 0.15% |
$2.39K - $2.4K
|
90.4K
$1.55M
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
120New |
$2.12K - $2.14K
|
120
$2.06K
|
|
Feb 11, 2020
Q4 2019
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
112+ 1.1% |
$1.98K - $1.99K
|
10.3K
$176K
|
|
Feb 06, 2020
Q4 2019
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
56+ 1.53% |
$991 - $997
|
3.72K
$63.7K
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3+ 0.09% |
$53.1 - $53.4
|
3.41K
$58.3K
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-84Closed |
$1.49K - $1.5K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Cypress Capital, LLC
|
SELL
|
- |
-203- 1.07% |
$3.59K - $3.62K
|
18.8K
$322K
|
|
Feb 05, 2020
Q4 2019
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-285- 2.11% |
$5.04K - $5.08K
|
13.3K
$227K
|
|
Jan 24, 2020
Q4 2019
|
First Personal Financial Services
|
SELL
|
- |
-468- 72.78% |
$8.28K - $8.34K
|
175
$3K
|
|
Feb 10, 2020
Q4 2019
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-956- 0.37% |
$16.9K - $17K
|
259K
$4.43M
|
|
Jul 24, 2024
Q4 2019
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-1.33K- 4.75% |
$23.5K - $23.7K
|
26.7K
$457K
|
|
Feb 14, 2020
Q4 2019
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.5KClosed |
$26.5K - $26.7K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.46K- 1.57% |
$43.4K - $43.7K
|
153K
$2.63M
|
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-3K- 7.04% |
$53.1K - $53.4K
|
39.6K
$678K
|
|
Feb 12, 2020
Q4 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-4.21K- 20.39% |
$74.5K - $75K
|
16.4K
$282K
|
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-7.77K- 12.43% |
$137K - $138K
|
54.7K
$938K
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.79K- 40.33% |
$138K - $139K
|
11.5K
$197K
|